ARKANSAS
Emerson-Taylor-Bradley School District of Coumbia County
Sep 13, 2016 . . . . . . $4,995,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2016.
Due Feb 1, 2017 to 2037.
Callable Feb 1, 2019 at par.
Winning bid: SunTrust Robinson, at 98.4091, TIC 2.2759%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $45,000 | 1.00% | 0.65% | ||
| 2/1/18 | $210,000 | 1.00% | 0.70% | ||
| 2/1/19 | $215,000 | 1.00% | 0.85% | ||
| 2/1/20 | $215,000 | 1.00% | 1.00% | ||
| 2/1/21 | $220,000 | 1.10% | 1.10% | ||
| 2/1/22 | $225,000 | 1.20% | 1.20% | ||
| 2/1/23 | $230,000 | 1.30% | 1.30% | ||
| 2/1/24 | $230,000 | 1.40% | 1.40% | ||
| 2/1/25 | $230,000 | 1.50% | 1.50% | ||
| 2/1/26 | $235,000 | 1.60% | 1.60% | ||
| 2/1/27 | $240,000 | 1.75% | 1.75% | ||
| 2/1/28 | $245,000 | 1.90% | 1.90% | ||
| 2/1/29 | $250,000 | 2.00% | 2.00% | ||
| 2/1/30 | $255,000 | 2.10% | 2.10% | ||
| 2/1/31 | $260,000 | 2.20% | 2.20% | ||
| 2/1/32 | $265,000 | 2.30% | 2.30% | ||
| 2/1/33 | $270,000 | 2.40% | 2.40% | ||
| 2/1/34 | $275,000 | 2.45% | 2.45% | ||
| 2/1/35 | $285,000 | 2.50% | 2.50% | ||
| 2/1/36 | $295,000 | 2.55% | 2.55% | ||
| 2/1/37 | $300,000 | 2.60% | 2.60% |
Other managers: BOK Financial Securities, Stifel, Nicolaus & Co., Inc..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.3185%
Raymond James, TIC 2.383%
GEORGIA
Paulding County
Sep 13, 2016 . . . . . . $158,360,000
Water and Sewerage Revenue Improvement and Refunding Bonds, Series 2016 (book entry).
Dated Sep 22, 2016.
Due Dec 1, 2019 to 2048.
Callable Dec 1, 2026 at par.
Winning bid: BA Merrill Lynch, at n/a, TIC 2.864%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/19 | $825,000 | 5.00% | 0.87% | ||
| 12/1/20 | $950,000 | 5.00% | 1.00% | ||
| 12/1/21 | $1,000,000 | 5.00% | 1.13% | ||
| 12/1/22 | $3,305,000 | 5.00% | 1.27% | ||
| 12/1/23 | $3,470,000 | 5.00% | 1.41% | ||
| 12/1/24 | $3,700,000 | 5.00% | 1.55% | ||
| 12/1/25 | $3,975,000 | 5.00% | 1.65% | ||
| 12/1/26 | $4,175,000 | 4.00% | 1.76% | ||
| 12/1/27 | $4,340,000 | 2.50% | 2.00% | ||
| 12/1/28 | $4,450,000 | 3.50% | 2.10% | ||
| 12/1/29 | $4,605,000 | 4.00% | 2.15% | ||
| 12/1/30 | $4,790,000 | 4.00% | 2.25% | ||
| 12/1/31 | $4,980,000 | 4.00% | 2.35% | ||
| 12/1/32 | $5,180,000 | 4.00% | 2.41% | ||
| 12/1/33 | $5,390,000 | 3.00% | 2.62% | ||
| 12/1/34 | $5,550,000 | 3.00% | 2.72% | ||
| 12/1/35 | $5,715,000 | 3.00% | 2.82% | ||
| 12/1/36 | $5,890,000 | 3.00% | 2.86% | ||
| 12/1/37 | $6,065,000 | 3.00% | 2.88% | ||
| 12/1/43 | $40,400,000 | 3.00% | 3.00% | ||
| 12/1/48 | $39,605,000 | 3.00% | 3.00% |
L.O.: Butler Snow, LLP, Atlanta, GA.
F.A.: Raymond James & Associates, Inc., Atlanta, GA.
Other bidders were:
Wells Fargo Secs, TIC 2.926%
Robert W. Baird, TIC 2.9583%
Citigroup, TIC 2.9816%
Morgan Stanley, TIC 3.0925%
IOWA
Dickinson County
Sep 13, 2016 . . . . . . $2,405,000
General Obligation Refunding Bonds, Series 2016A (bank qualified) (book entry).
Dated Oct 11, 2016.
Due May 1, 2017 to 2030.
Callable May 1, 2021 at par.
Winning bid: UMB Bank, at 100.3763, TIC 1.6917%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/17 | $415,000 | 1.50% | 0.55% | ||
| 5/1/18 | $140,000 | 1.50% | 0.75% | ||
| 5/1/19 | $140,000 | 1.50% | 0.85% | ||
| 5/1/20 | $140,000 | 1.50% | 1.00% | ||
| 5/1/21 | $150,000 | 1.50% | 1.10% | ||
| 5/1/22 | $150,000 | 1.50% | 1.15% | ||
| 5/1/23 | $150,000 | 1.50% | 1.25% | ||
| 5/1/24 | $150,000 | 1.50% | 1.35% | ||
| 5/1/25 | $150,000 | 1.75% | 1.35% | ||
| 5/1/26 | $150,000 | 1.75% | 1.50% | ||
| 5/1/27 | $160,000 | 1.75% | 1.65% | ||
| 5/1/28 | $160,000 | 2.00% | 1.65% | ||
| 5/1/29 | $175,000 | 2.00% | 1.75% | ||
| 5/1/30 | $175,000 | 2.00% | 2.00% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Country Club Bank, TIC 1.6941%
D.A. Davidson, TIC 1.722%
Robert W. Baird, TIC 1.7876%
Raymond James, TIC 1.808%
Hutchinson Shockey, TIC 1.8174%
Northland Securities, TIC 1.8176%
Stifel Nicolaus, TIC 1.8392%
Dickinson County
Sep 13, 2016 . . . . . . $5,170,000
General Obligation Refunding Capital Loan Notes, Series 2016B (bank qualified) (book entry).
Dated Oct 11, 2016.
Due May 1, 2019 to 2023.
Callable May 1, 2021 at par.
Winning bid: D.A. Davidson, at 99.9245, TIC 1.1353%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/19 | $1,035,000 | 1.00% | 0.80% | ||
| 5/1/20 | $1,010,000 | 1.00% | 0.95% | ||
| 5/1/21 | $1,010,000 | 1.05% | 1.05% | ||
| 5/1/22 | $1,100,000 | 1.15% | 1.15% | ||
| 5/1/23 | $1,015,000 | 1.25% | 1.25% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Piper Jaffray & Company, Des Moines, IA.
Other bidders were:
Country Club Bank, TIC 1.1793%
Hutchinson Shockey, TIC 1.2306%
Raymond James, TIC 1.2433%
Northland Securities, TIC 1.2464%
Robert W. Baird, TIC 1.2882%
Stifel Nicolaus, TIC 1.3014%
Citigroup, TIC 1.3327%
Waverly Municipal Electric Utility of the City of Waverly
Sep 13, 2016 . . . . . . $2,860,000
Electric Revenue Capital Loan Notes, Series 2016 (bank qualified) (book entry).
Dated Oct 25, 2016.
Due Dec 1, 2017 to 2029.
Callable Dec 1, 2024 at par.
Winning bid: Northland Securities, at 101.0275, TIC 1.8616%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $170,000 | 2.00% | 0.85% | ||
| 12/1/18 | $155,000 | 2.00% | 0.95% | ||
| 12/1/19 | $135,000 | 2.00% | 1.05% | ||
| 12/1/20 | $135,000 | 2.00% | 1.15% | ||
| 12/1/21 | $135,000 | 2.00% | 1.25% | ||
| 12/1/22 | $140,000 | 2.00% | 1.35% | ||
| 12/1/23 | $235,000 | 2.00% | 1.45% | ||
| 12/1/24 | $290,000 | 2.00% | 1.55% | ||
| 12/1/25 | $290,000 | 2.00% | 1.65% | ||
| 12/1/26 | $290,000 | 2.00% | 1.75% | ||
| 12/1/27 | $290,000 | 2.00% | 1.85% | ||
| 12/1/29 | $595,000 | 2.00% | 2.00% |
Other managers: Dougherty & Company LLC.
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
Robert W. Baird, TIC 1.8762%
Bankers' Bank, TIC 1.8926%
Piper Jaffray, TIC 1.9085%
D.A. Davidson, TIC 1.9543%
Hutchinson Shockey, TIC 2.0294%
UMB Bank, TIC 2.1278%
KANSAS
Butler County Community College
Sep 13, 2016 . . . . . . $6,230,000
General Obligation Capital Outlay Bonds, Series 2016 (bank qualified).
Dated Oct 4, 2016.
Due Feb 1, 2017 to Aug 1, 2021.
Non-callable.
Winning bid: Country Club Bank, at 99.7827, NIC 1.1106%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $595,000 | 1.00% | 0.65% | ||
| 8/1/17 | $585,000 | 1.00% | 0.70% | ||
| 2/1/18 | $610,000 | 1.00% | 0.75% | ||
| 8/1/18 | $605,000 | 1.00% | 0.80% | ||
| 2/1/19 | $635,000 | 1.00% | 0.85% | ||
| 8/1/19 | $630,000 | 1.00% | 0.90% | ||
| 2/1/20 | $640,000 | 1.00% | 0.95% | ||
| 8/1/20 | $640,000 | 1.00% | 1.00% | ||
| 2/1/21 | $645,000 | 1.05% | 1.05% | ||
| 8/1/21 | $645,000 | 1.10% | 1.10% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
Robert W. Baird, NIC 1.2237%
Raymond James, NIC 1.5733%
Leavenworth (City)
Sep 13, 2016 . . . . . . $875,000
Full Faith and Credit Tax Increment Bonds Series 2016-A (Second Hotel Project) (bank qualified) (book entry).
Dated Oct 6, 2016.
Due Sep 1, 2017 to 2026.
Callable Sep 1, 2021 at par.
Winning bid: Central States Cap, at n/a, NIC 1.6093%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $70,000 | 2.25% | 0.70% | ||
| 9/1/18 | $80,000 | 2.25% | 0.85% | ||
| 9/1/19 | $85,000 | 2.25% | 1.00% | ||
| 9/1/20 | $85,000 | 2.00% | 1.10% | ||
| 9/1/21 | $90,000 | 2.00% | 2.00% | ||
| 9/1/22 | $90,000 | 1.30% | 1.30% | ||
| 9/1/23 | $90,000 | 1.45% | 1.45% | ||
| 9/1/24 | $95,000 | 1.55% | 1.55% | ||
| 9/1/25 | $95,000 | 1.65% | 1.65% | ||
| 9/1/26 | $95,000 | 1.75% | 1.75% |
L.O.: Nichols & Wolfe Chartered, Topeka, KS.
F.A.: Piper Jaffray & Company, Leawood, KS.
Other bidders were:
UMB Bank, NIC 1.6175%
Country Club Bank, NIC 1.6911%
Commerce Bank, NIC 1.9075%
KENTUCKY
Louisville/Jefferson County Metro Government
Sep 13, 2016 . . . . . . $57,990,000
General Obligation Bonds, Series 2016A (book entry).
Dated Sep 28, 2016.
Due Jun 1, 2017 to Dec 1, 2036.
Callable Jun 1, 2026 at par.
Winning bid: JPMorgan, at 116.7350, TIC 1.8062%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $1,765,000 | 3.00% | 0.67% | ||
| 12/1/17 | $450,000 | 5.00% | 0.73% | ||
| 12/1/18 | $4,150,000 | 5.00% | 0.78% | ||
| 12/1/19 | $7,295,000 | 5.00% | 0.88% | ||
| 12/1/20 | $8,200,000 | 5.00% | 0.99% | ||
| 12/1/21 | $8,610,000 | 5.00% | 1.11% | ||
| 12/1/22 | $3,270,000 | 5.00% | 1.24% | ||
| 12/1/23 | $3,440,000 | 5.00% | 1.36% | ||
| 12/1/24 | $3,615,000 | 5.00% | 1.47% | ||
| 12/1/25 | $3,800,000 | 5.00% | 1.55% | ||
| 12/1/26 | $3,995,000 | 5.00% | 1.64% | ||
| 12/1/27 | $800,000 | 5.00% | 1.72% | ||
| 12/1/28 | $840,000 | 5.00% | 1.82% | ||
| 12/1/29 | $870,000 | 2.75% | 2.41% | ||
| 12/1/30 | $895,000 | 2.75% | 2.51% | ||
| 12/1/31 | $925,000 | 3.00% | 2.66% | ||
| 12/1/32 | $950,000 | 3.125% | 2.77% | ||
| 12/1/33 | $980,000 | 3.125% | 2.82% | ||
| 12/1/34 | $1,015,000 | 3.25% | 2.87% | ||
| 12/1/35 | $1,045,000 | 3.25% | 2.92% | ||
| 12/1/36 | $1,080,000 | 3.25% | 2.96% |
In association with: Estrada Hinojosa & Company, Inc., Hilltop Securities Inc..
In association with: Academy Securities Inc., Intercoastal Capital Markets, Inc..
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Hutchinson Shockey, TIC 1.8119%
BA Merrill Lynch, TIC 1.8272%
Raymond James, TIC 1.8416%
Citigroup, TIC 1.8453%
Piper Jaffray, TIC 1.8707%
Wells Fargo Secs, TIC 1.901%
Mesirow Financial, TIC 1.9274%
Barclays Capital, TIC 1.9659%
Robert W. Baird, TIC 1.9857%
Louisville/Jefferson County Metro Government
Sep 13, 2016 . . . . . . $89,495,000
General Obligation Bonds (Center City Project) Series 2016 (book entry).
Dated Sep 28, 2016.
Due Dec 1, 2019 to 2047.
Callable Dec 1, 2025 at par.
Winning bid: Citigroup, at 102.9137, TIC 2.9122%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/19 | $1,250,000 | 5.00% | 0.89% | ||
| 12/1/20 | $1,310,000 | 5.00% | 1.01% | ||
| 12/1/21 | $1,375,000 | 5.00% | 1.14% | ||
| 12/1/22 | $1,445,000 | 5.00% | 1.28% | ||
| 12/1/23 | $1,420,000 | 5.00% | 1.41% | ||
| 12/1/24 | $1,675,000 | 5.00% | 1.52% | ||
| 12/1/25 | $1,585,000 | 5.00% | 1.62% | ||
| 12/1/26 | $1,680,000 | 5.00% | 1.71% | ||
| 12/1/27 | $1,755,000 | 5.00% | 1.79% | ||
| 12/1/28 | $1,365,000 | 5.00% | 1.87% | ||
| 12/1/29 | $1,975,000 | 2.125% | 2.30% | ||
| 12/1/30 | $2,205,000 | 4.00% | 2.26% | ||
| 12/1/31 | $2,930,000 | 2.50% | 2.60% | ||
| 12/1/32 | $3,170,000 | 3.00% | 2.67% | ||
| 12/1/33 | $3,305,000 | 3.00% | 2.72% | ||
| 12/1/34 | $3,565,000 | 3.00% | 2.77% | ||
| 12/1/35 | $4,100,000 | 3.00% | 2.82% | ||
| 12/1/36 | $5,355,000 | 3.00% | 2.86% | ||
| 12/1/37 | $5,705,000 | 3.00% | 2.90% | ||
| 12/1/38 | $6,070,000 | 3.00% | 2.95% | ||
| 12/1/39 | $6,455,000 | 3.00% | 2.98% | ||
| 12/1/41 | $14,130,000 | 3.00% | 3.00% | ||
| 12/1/45 | $10,055,000 | 3.00% | 3.03% | ||
| 12/1/47 | $5,615,000 | 3.00% | 3.05% |
Other managers: Roosevelt & Cross, Inc., Drexel Hamilton, LLC., Siebert Cisneros Shank & Co., L.L.C., The Williams Capital Group, L.P., Loop Capital Markets, LLC.
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
JPMorgan, TIC 2.9341%
BA Merrill Lynch, TIC 2.9461%
Wells Fargo Secs, TIC 2.997%
Mesirow Financial, TIC 3.1226%
Raymond James, TIC 3.1713%
Williamsburg Independent School District Finance Corporation
Sep 13, 2016 . . . . . . $4,115,000
School Building Refunding Revenue Bonds, Series of 2016 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 4, 2016.
Due Dec 1, 2016 to 2030.
Callable Dec 1, 2026 at par.
Winning bid: Robert W. Baird, at 100.7244, NIC 1.9687%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/16 | $275,000 | 1.00% | 0.80% | ||
| 12/1/17 | $250,000 | 1.00% | 1.00% | ||
| 12/1/18 | $250,000 | 2.00% | 1.05% | ||
| 12/1/19 | $255,000 | 2.00% | 1.15% | ||
| 12/1/20 | $255,000 | 2.00% | 1.30% | ||
| 12/1/21 | $260,000 | 2.00% | 1.40% | ||
| 12/1/22 | $270,000 | 2.00% | 1.50% | ||
| 12/1/23 | $275,000 | 2.00% | 1.60% | ||
| 12/1/24 | $275,000 | 2.00% | 1.70% | ||
| 12/1/25 | $285,000 | 2.00% | 1.80% | ||
| 12/1/26 | $285,000 | 2.00% | 1.90% | ||
| 12/1/27 | $285,000 | 2.00% | 2.00% | ||
| 12/1/28 | $295,000 | 2.10% | 2.10% | ||
| 12/1/29 | $305,000 | 2.20% | 2.20% | ||
| 12/1/30 | $295,000 | 2.30% | 2.30% |
Other managers: Duncan-Williams, Inc., CL King & Associates, Crews & Associates, Inc., Loop Capital Markets, LLC, WNJ Capital, PNC Capital Markets, Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, SAMCO Capital Markets, Coastal Securities Corp., Northland Securities, Inc., First Kentucky Securities Corp., Cronin & Co., Inc., Isaak Bond Investments, Inc., Oppenheimer & Co., Inc., SumRidge Partners, LLC, Wayne Hummer & Co., Sierra Pacific Securities, Alamo Capital, IFS Securities, Wedbush Securities Inc., First Empire Securities, Rafferty Capital Markets LLC, W.H. Mell Associates, Inc., Dougherty & Company LLC, FMSbonds, Inc..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates, Inc., Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 1.9861%
FTN Fin Cap Mkts, NIC 2.1499%
J.J.B. Hilliard, NIC 2.1795%
MAINE
Kittery (Town)
Sep 13, 2016 . . . . . . $1,140,000
2016 General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Sep 29, 2016.
Due Nov 1, 2017 to 2026.
Non-callable.
Winning bid: UMB Bank, at 103.5088, TIC 1.41%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $125,000 | 2.00% | 0.65% | ||
| 11/1/18 | $115,000 | 2.00% | 0.75% | ||
| 11/1/19 | $115,000 | 2.00% | 0.90% | ||
| 11/1/20 | $115,000 | 2.00% | 1.00% | ||
| 11/1/21 | $115,000 | 2.00% | 1.10% | ||
| 11/1/22 | $115,000 | 2.00% | 1.25% | ||
| 11/1/23 | $110,000 | 2.00% | 1.35% | ||
| 11/1/24 | $110,000 | 2.00% | 1.40% | ||
| 11/1/25 | $110,000 | 2.25% | 1.50% | ||
| 11/1/26 | $110,000 | 2.25% | 1.60% |
L.O.: Drummond Woodsum & McMahon, Portland, ME.
F.A.: Moors & Cabot, Inc., Boston, MA.
Other bidders were:
Robert W. Baird, TIC 1.4225%
Fidelity Capital, TIC 1.4367%
Roosevelt & Cross, TIC 1.4418%
Northland Securities, TIC 1.5961%
Raymond James, TIC 1.6248%
Zions First Natl Bk, TIC 1.9616%
MICHIGAN
Waterford School District
Sep 13, 2016 . . . . . . $15,000,000
2016 State Aid Notes (General Obligation - Limited Tax).
Dated Sep 27, 2016.
Due Sep 25, 2017.
Purchased $15,000,000.00 by PNC Bank, at 1.0175%, effective rate 1.0175%.
L.O.: Clark Hill P.L.C., Detroit, MI.
F.A.: Municipal Financial Consultants, Inc., Detroit, MI; and Municipal Financial Consultants, Inc., Grosse Pointe Farms, MI.
Other bidders were:
Jefferies, Effective Rate 1.3584%
Oppenheimer, Effective Rate 1.4107%
Fifth Third Secs, Effective Rate 1.5264%
MINNESOTA
Hutchinson (City)
Sep 13, 2016 . . . . . . $3,880,000
General Obligation Bonds, Series 2016A (bank qualified) (book entry).
Dated Oct 6, 2016.
Due Feb 1, 2018 to 2032.
Callable Feb 1, 2025 at par.
Winning bid: Piper Jaffray, at 102.0798, TIC 1.6198%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $755,000 | 2.00% | 0.75% | ||
| 2/1/19 | $495,000 | 2.00% | 0.85% | ||
| 2/1/20 | $485,000 | 2.00% | 0.95% | ||
| 2/1/21 | $330,000 | 2.00% | 1.05% | ||
| 2/1/22 | $230,000 | 2.00% | 1.15% | ||
| 2/1/23 | $180,000 | 2.00% | 1.25% | ||
| 2/1/24 | $180,000 | 2.00% | 1.35% | ||
| 2/1/26 | $370,000 | 2.00% | 1.50% | ||
| 2/1/28 | $315,000 | 2.00% | 1.70% | ||
| 2/1/30 | $265,000 | 2.00% | 1.90% | ||
| 2/1/32 | $275,000 | 2.00% | 2.10% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 1.7098%
Raymond James, TIC 1.7218%
Stifel Nicolaus, TIC 1.7295%
Waconia Independent School District No. 110
Sep 12, 2016 . . . . . . $5,405,000
General Obligation Facilities Maintenance Bonds Series 2016A (MN SD Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 29, 2016.
Due Feb 1, 2017 to 2028.
Non-callable.
Winning bid: Stifel Nicolaus, at 104.4477, TIC 1.3098%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $115,000 | 2.00% | 0.60% | ||
| 2/1/18 | $165,000 | 2.00% | 0.70% | ||
| 2/1/20 | $445,000 | 2.00% | 0.85% | ||
| 2/1/21 | $560,000 | 2.00% | 0.95% | ||
| 2/1/22 | $780,000 | 2.00% | 1.05% | ||
| 2/1/23 | $685,000 | 2.00% | 1.15% | ||
| 2/1/24 | $680,000 | 2.00% | 1.25% | ||
| 2/1/25 | $845,000 | 2.00% | 1.35% | ||
| 2/1/26 | $520,000 | 2.00% | 1.45% | ||
| 2/1/27 | $310,000 | 2.00% | 1.55% | ||
| 2/1/28 | $300,000 | 2.00% | 1.65% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 1.3152%
FTN Fin Cap Mkts, TIC 1.3462%
Northland Securities, TIC 1.3839%
Piper Jaffray, TIC 1.4389%
KeyBanc Cap Mkts, TIC 1.4803%
Fifth Third Secs, TIC 1.4888%
Wells Fargo Secs, TIC 1.5252%
NEW JERSEY
Byram Township
Sep 13, 2016 . . . . . . $583,000
Bond Anticipation Note (bank qualified).
Dated Sep 22, 2016.
Due Sep 22, 2017.
Purchased $583,000.00 by Roosevelt & Cross, at 1.5%, plus $975.00, effective rate 1.0%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Passaic Vly Wtr Comm, Effective Rate 1.1799%
Oppenheimer, Effective Rate 1.7521%
Hopewell Borough
Sep 13, 2016 . . . . . . $2,514,584
$1,770,334 Bond Anticipation Note and $744,250 Water Utility Bond Anticipation Note (bank qualified).
Dated Sep 21, 2016.
Due Sep 21, 2017.
Purchased $2,514,580.00 by First Constitution, at 0.95%, effective rate 0.95%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Northfield Bk, Effective Rate 0.95%
TD Bank, N.A., Effective Rate 1.05%
TD Securities, Effective Rate 1.185%
Oppenheimer, Effective Rate 1.2837%
Montgomery Township
Sep 13, 2016 . . . . . . $4,092,583
$3,673,695 General Improvement Bond Anticipation Notes and $418,888 Sewer Utility Bond Anticipation Notes.
Dated Sep 27, 2016.
Due Sep 27, 2017.
Purchased $4,092,580.00 by TD Bank, N.A., at 0.97%, effective rate 0.97%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 1.045%
Jefferies, Effective Rate 1.078%
Oppenheimer, Effective Rate 1.1699%
Investors Savings Bk, Effective Rate 1.4%
Roselle Borough
Sep 13, 2016 . . . . . . $8,799,707
Bond Anticipation Note.
Dated Sep 20, 2016.
Due Sep 19, 2017.
Purchased $8,799,710.00 by TD Bank, N.A., at 1.08%, effective rate 1.08%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: NW Financial Group, Hoboken, NJ.
Other bidders were:
TD Securities, Effective Rate 1.127%
Jefferies, Effective Rate 1.158%
Oppenheimer, Effective Rate 1.2609%
Somerset County
Sep 13, 2016 . . . . . . $24,252,000
Bond Anticipation Notes, Series 2016 (book entry).
Dated Sep 21, 2016.
Due Sep 20, 2017.
Purchased $24,252,000.00 by Jefferies, at 2.0%, plus $276,957.80, effective rate 0.8548%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.8799%
JPMorgan, Effective Rate 0.93%
Oppenheimer, Effective Rate 1.1557%
Stillwater Township
Sep 13, 2016 . . . . . . $1,876,475
Bond Anticipation Note (bank qualified).
Dated Sep 22, 2016.
Due Sep 22, 2017.
Purchased $1,876,480.00 by Lakeland Bank, at 0.9%, effective rate 0.9%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.3122%
Oppenheimer, Effective Rate 1.8994%
West Milford Township
Sep 13, 2016 . . . . . . $10,189,400
Bond Anticipation Note.
Dated Sep 22, 2016.
Due Sep 22, 2017.
Purchased $10,189,400.00 by TD Securities, at 2.0%, plus $106,784.90, effective rate 0.952%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
JPMorgan, Effective Rate 1.01%
Jefferies, Effective Rate 1.07%
Oppenheimer, Effective Rate 1.165%
NEW YORK
Andes Central School District
Sep 13, 2016 . . . . . . $35,361
School District (Serial) Bonds, 2016 (bank qualified).
Dated Sep 27, 2016.
Due Jun 15, 2018 to 2021.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 2.4997%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/18 | $10,361 | 1.00% | NRO | ||
| 6/15/19 | $10,000 | 1.75% | NRO | ||
| 6/15/20 | $10,000 | 2.75% | NRO | ||
| 6/15/21 | $5,000 | 4.10% | NRO |
L.O.: Barclay Damon LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.75%
Bainbridge-Guilford Central School District
Sep 13, 2016 . . . . . . $551,612
Bond Anticipation Notes, 2016 (bank qualified).
Dated Sep 23, 2016.
Due Sep 22, 2017.
Purchased $551,610.00 by NBT Bank, at 1.09%, effective rate 1.09%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.27%
Roosevelt & Cross, Effective Rate 1.299%
Bank of Greene Co, Effective Rate 1.54%
Oppenheimer, Effective Rate 1.699%
Ballston Spa Central School District
Sep 13, 2016 . . . . . . $2,583,000
Bond Anticipation Notes-2016.
Dated Sep 22, 2016.
Due Sep 22, 2017.
Purchased $2,583,000.00 by Ballston Natl Bank, at 0.88%, effective rate 0.88%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2789%
Jefferies, Effective Rate 1.2919%
TD Securities, Effective Rate 1.463%
Big Flats (Town)
Sep 13, 2016 . . . . . . $995,000
Bond Anticipation Notes, 2016 (Renewals) (bank qualified).
Dated Sep 21, 2016.
Due Mar 21, 2017.
Purchased $995,000.00 by JPMorgan Chase, at 1.27%, effective rate 1.27%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.593%
Bank of Greene Co, Effective Rate 1.79%
Cortlandville (Town)
Sep 13, 2016 . . . . . . $876,000
Bond Anticipation Notes-2016 (Renewals) (bank qualified).
Dated Sep 23, 2016.
Due Jul 7, 2017.
Purchased $876,000.00 by KeyBank NY, at 1.06%, effective rate 1.06%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Natl Bk Dryden, Effective Rate 1.1%
NBT Bank, Effective Rate 1.23%
Roosevelt & Cross, Effective Rate 1.2584%
Oppenheimer, Effective Rate 1.529%
Bank of Greene Co, Effective Rate 1.69%
Eastchester Union Free School District
Sep 13, 2016 . . . . . . $6,055,000
Bond Anticipation Notes-2016 (bank qualified).
Dated Sep 27, 2016.
Due Sep 26, 2017.
Purchased $3,000,000.00 by Pioneer Comm Bk, at 1.01%, effective rate 1.01%.
Purchased $3,055,000.00 by JPMorgan Chase, at 1.08%, effective rate 1.08%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.08%
Jefferies, Effective Rate 1.28%
Oppenheimer, Effective Rate 1.28%
Fire Island Pines Fire District in the Town of Brookhaven
Sep 13, 2016 . . . . . . $630,000
Fire District Serial Bonds-2016 (book entry).
Dated Sep 28, 2016.
Due Sep 15, 2017 to 2021.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.7176%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/17 | $125,000 | 1.50% | 0.70% | ||
| 9/15/18 | $125,000 | 1.625% | 0.90% | ||
| 9/15/19 | $125,000 | 1.75% | 1.10% | ||
| 9/15/20 | $125,000 | 1.75% | 1.30% | ||
| 9/15/21 | $130,000 | 1.75% | 1.50% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Sage Rutty, NIC 1.8259%
Bank of Greene Co, NIC 1.8977%
Harriman Village
Sep 13, 2016 . . . . . . $300,000
Bond Anticipation Notes for Water Improvements- 2016 (bank qualified).
Dated Sep 21, 2016.
Due Sep 21, 2017.
Purchased $300,000.00 by Bank of Greene Co, at 1.53%, effective rate 1.53%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.938%
Sterling Natl Bk, Effective Rate 1.99%
M & T Bank, Effective Rate 2.12%
Hauppauge Union Free School District
Sep 13, 2016 . . . . . . $24,500,000
Tax Anticipation Notes for 2016-2017 Taxes.
Dated Sep 28, 2016.
Due Jun 23, 2017.
Purchased $24,500,000.00 by TD Securities, at 1.5%, plus $121,765.00, effective rate 0.8248%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.833%
Jefferies, Effective Rate 0.8357%
JPMorgan, Effective Rate 0.9377%
Flushing Comm Bk, Effective Rate 0.95%
Oppenheimer, Effective Rate 1.1713%
Herricks Union Free School District
Sep 13, 2016 . . . . . . $7,000,000
Tax Anticipation Notes for 2016-2017 Taxes (bank qualified).
Dated Sep 22, 2016.
Due Jun 23, 2017.
Purchased $7,000,000.00 by Jefferies, at 1.5%, plus $28,772.00, effective rate 0.954%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 1.0077%
Valley National Bank, Effective Rate 1.02%
JPMorgan Chase, Effective Rate 1.075%
Flushing Comm Bk, Effective Rate 1.15%
Oppenheimer, Effective Rate 1.1578%
Newburgh (Town)
Sep 13, 2016 . . . . . . $2,025,000
Bond Anticipation Notes, Series 2016 (bank qualified).
Dated Sep 22, 2016.
Due Jul 21, 2017.
Purchased $2,025,000.00 by Roosevelt & Cross, at 1.5%, plus $4,814.00, effective rate 1.2138%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.3869%
Bank of Greene Co, Effective Rate 1.49%
M & T Bank, Effective Rate 1.74%
Patchogue-Medford Union Free School District
Sep 13, 2016 . . . . . . $30,000,000
Tax Anticipation Notes for 2016-2017 Taxes.
Dated Sep 22, 2016.
Due Jun 23, 2017.
Purchased $30,000,000.00 by JPMorgan, at 1.5%, plus $132,000.00, effective rate 0.9155%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.9678%
Jefferies, Effective Rate 1.0204%
JPMorgan Chase, Effective Rate 1.14%
Oppenheimer, Effective Rate 1.3371%
Southold (Town)
Sep 13, 2016 . . . . . . $20,290,000
Public Improvement Refunding Serial Bonds - 2016 (book entry).
Dated Oct 4, 2016.
Due Feb 15, 2017 to 2030.
Callable Feb 15, 2025 at par.
Winning bid: Roosevelt & Cross, at 106.7357, NIC 1.8349%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/17 | $1,315,000 | 2.00% | 0.58% | ||
| 2/15/18 | $1,280,000 | 4.00% | 0.67% | ||
| 2/15/19 | $1,305,000 | 4.00% | 0.75% | ||
| 2/15/20 | $1,325,000 | 4.00% | 0.84% | ||
| 2/15/21 | $1,390,000 | 3.00% | 0.92% | ||
| 2/15/22 | $1,420,000 | 4.00% | 1.04% | ||
| 2/15/23 | $1,455,000 | 4.00% | 1.16% | ||
| 2/15/24 | $1,525,000 | 4.00% | 1.29% | ||
| 2/15/25 | $1,570,000 | 4.00% | 1.38% | ||
| 2/15/26 | $1,520,000 | 2.00% | 1.75% | ||
| 2/15/27 | $1,525,000 | 2.00% | 1.92% | ||
| 2/15/28 | $1,545,000 | 2.00% | 2.05% | ||
| 2/15/29 | $1,555,000 | 2.125% | 2.15% | ||
| 2/15/30 | $1,560,000 | 2.25% | 2.25% |
Other managers: UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., The Williams Capital Group, L.P., Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc., Edward Jones, Intercoastal Capital Markets, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Janney Montgomery, NIC 1.8389%
Morgan Stanley, NIC 1.8796%
JPMorgan, NIC 1.8813%
BA Merrill Lynch, NIC 1.9653%
Syosset Central School District
Sep 13, 2016 . . . . . . $21,000,000
Tax Anticipation Notes, 2016.
Dated Sep 23, 2016.
Due Jun 27, 2017.
Purchased $9,000,000.00 by TD Securities, at 1.5%, plus $46,260.00, effective rate 0.8247%.
Purchased $12,000,000.00 by Jefferies, at 1.5%, plus $61,682.00, effective rate 0.8247%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Jefferies, Effective Rate 0.8247%
TD Securities, Effective Rate 0.8247%
JPMorgan, Effective Rate 0.8566%
Flushing Comm Bk, Effective Rate 0.95%
Oppenheimer, Effective Rate 1.1657%
Waterloo Central School District
Sep 13, 2016 . . . . . . $2,000,000
Bond Anticipation Notes, 2016 (bank qualified).
Dated Sep 29, 2016.
Due Jul 28, 2017.
Purchased $2,000,000.00 by JPMorgan Chase, at 1.14%, effective rate 1.14%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2098%
Oppenheimer, Effective Rate 1.3483%
Bank of Greene Co, Effective Rate 1.69%
Watkins Glen Village
Sep 13, 2016 . . . . . . $1,363,000
Bond Anticipation Notes, 2016 (bank qualified).
Dated Sep 27, 2016.
Due Jun 13, 2017.
Purchased $1,363,000.00 by Bank of Greene Co, at 1.49%, effective rate 1.49%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.5102%
Oppenheimer, Effective Rate 1.5939%
NORTH CAROLINA
Morrisville (Town)
Sep 13, 2016 . . . . . . $4,320,000
General Obligation Refunding Bonds, Series 2016B (book entry).
Dated Oct 4, 2016.
Due Jun 1, 2017 to 2027.
Non-callable.
Winning bid: Jefferies, at 117.5457, TIC 1.3734%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $15,000 | 2.00% | 0.63% | ||
| 6/1/18 | $420,000 | 5.00% | 0.714% | ||
| 6/1/19 | $420,000 | 5.00% | 0.79% | ||
| 6/1/20 | $425,000 | 5.00% | 0.89% | ||
| 6/1/21 | $430,000 | 5.00% | 1.00% | ||
| 6/1/22 | $430,000 | 5.00% | 1.11% | ||
| 6/1/23 | $435,000 | 5.00% | 1.22% | ||
| 6/1/24 | $440,000 | 4.00% | 1.33% | ||
| 6/1/25 | $435,000 | 4.00% | 1.41% | ||
| 6/1/26 | $435,000 | 4.00% | 1.51% | ||
| 6/1/27 | $435,000 | 4.00% | 1.61% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Ramirez & Co., Inc., Fidelity Capital Markets.
L.O.: Womble Carlyle Sandridge & Rice, Raleigh, NC.
F.A.: Davenport & Company LLC, Charlotte, NC; and Local Government Commission, Raleigh, NC.
Other bidders were:
Janney Montgomery, TIC 1.3746%
PNC Capital Markets, TIC 1.4071%
Citigroup, TIC 1.41%
Robert W. Baird, TIC 1.4287%
UBS Financial Svcs, TIC 1.44%
BA Merrill Lynch, TIC 1.4658%
Morrisville (Town)
Sep 13, 2016 . . . . . . $10,000,000
General Obligation Street Improvement Bonds, Series 2016A (book entry).
Dated Oct 4, 2016.
Due Oct 1, 2017 to 2036.
Callable Oct 1, 2026 at par.
Winning bid: Jefferies, at 108.2760, TIC 2.0593%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $500,000 | 5.00% | 0.67% | ||
| 10/1/18 | $500,000 | 5.00% | 0.73% | ||
| 10/1/19 | $500,000 | 5.00% | 0.82% | ||
| 10/1/20 | $500,000 | 5.00% | 0.92% | ||
| 10/1/21 | $500,000 | 5.00% | 1.01% | ||
| 10/1/22 | $500,000 | 5.00% | 1.15% | ||
| 10/1/23 | $500,000 | 5.00% | 1.26% | ||
| 10/1/24 | $500,000 | 4.00% | 1.37% | ||
| 10/1/25 | $500,000 | 4.00% | 1.45% | ||
| 10/1/26 | $500,000 | 4.00% | 1.53% | ||
| 10/1/27 | $500,000 | 4.00% | 1.61% | ||
| 10/1/28 | $500,000 | 2.00% | 1.92% | ||
| 10/1/29 | $500,000 | 2.00% | 2.05% | ||
| 10/1/30 | $500,000 | 2.00% | 2.12% | ||
| 10/1/31 | $500,000 | 2.125% | 2.20% | ||
| 10/1/32 | $500,000 | 2.125% | 2.30% | ||
| 10/1/33 | $500,000 | 2.25% | 2.40% | ||
| 10/1/34 | $500,000 | 2.375% | 2.50% | ||
| 10/1/35 | $500,000 | 2.50% | 2.60% | ||
| 10/1/36 | $500,000 | 2.50% | 2.65% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Ramirez & Co., Inc., Fidelity Capital Markets.
L.O.: Womble Carlyle Sandridge & Rice, Raleigh, NC.
F.A.: Davenport & Company LLC, Charlotte, NC; and Local Government Commission, Raleigh, NC.
Other bidders were:
Citigroup, TIC 2.069%
Robert W. Baird, TIC 2.1168%
BA Merrill Lynch, TIC 2.1683%
UBS Financial Svcs, TIC 2.17%
Janney Montgomery, TIC 2.1813%
JPMorgan, TIC 2.1901%
Piper Jaffray, TIC 2.191%
PNC Capital Markets, TIC 2.2091%
SunTrust Robinson, TIC 2.2289%
SOUTH CAROLINA
Sumter County
Sep 13, 2016 . . . . . . $2,500,000
General Obligation Bonds, Series 2016B (book entry).
Dated Sep 27, 2016.
Due Mar 1, 2017 to 2022.
Non-callable.
Winning bid: Fidelity Capital, at 107.4751, TIC 1.2193%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $620,000 | 4.00% | 0.70% | ||
| 3/1/18 | $350,000 | 4.00% | 0.81% | ||
| 3/1/19 | $360,000 | 4.00% | 0.91% | ||
| 3/1/20 | $375,000 | 4.00% | 1.03% | ||
| 3/1/21 | $390,000 | 3.00% | 1.14% | ||
| 3/1/22 | $405,000 | 4.00% | 1.27% |
Other managers: Jefferies LLC, Morgan Stanley & Co., Inc., Raymond James & Associates, Inc., City Securities Corp., Ramirez & Co., Inc..
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Compass Municpal Advisors, Columbia, SC.
Other bidders were:
Robert W. Baird, TIC 1.2241%
Piper Jaffray, TIC 1.2926%
Hutchinson Shockey, TIC 1.294%
Wells Fargo Secs, TIC 1.3404%
BA Merrill Lynch, TIC 1.3457%
Sumter County
Sep 13, 2016 . . . . . . $40,000,000
General Obligation Bonds, Series 2016A (book entry).
Dated Sep 27, 2016.
Due Mar 1, 2018 to 2024.
Non-callable.
Winning bid: Fidelity Capital, at 115.9459, TIC 1.3388%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/18 | $4,935,000 | 5.00% | 0.81% | ||
| 3/1/19 | $5,160,000 | 4.00% | 0.91% | ||
| 3/1/20 | $5,400,000 | 5.00% | 1.03% | ||
| 3/1/21 | $5,675,000 | 5.00% | 1.14% | ||
| 3/1/22 | $5,965,000 | 5.00% | 1.27% | ||
| 3/1/23 | $6,270,000 | 5.00% | 1.38% | ||
| 3/1/24 | $6,595,000 | 5.00% | 1.52% |
Other managers: Jefferies LLC, Morgan Stanley & Co., Inc., Raymond James & Associates, Inc., City Securities Corp., Ramirez & Co., Inc..
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Compass Municpal Advisors, Columbia, SC.
Other bidders were:
Wells Fargo Secs, TIC 1.3538%
Hutchinson Shockey, TIC 1.3677%
Hilltop Securities, TIC 1.3696%
BA Merrill Lynch, TIC 1.4004%
Piper Jaffray, TIC 1.4194%
Robert W. Baird, TIC 1.4355%
KeyBanc Cap Mkts, TIC 1.5263%
TEXAS
Collin County Water Control and Improvement District No. 3
Sep 13, 2016 . . . . . . $6,070,000
Unlimited Tax Road Bonds, Series 2016 (bank qualified) (book entry).
Dated Sep 15, 2016.
Due Sep 15, 2018 to 2041.
Callable Sep 15, 2026 at par.
Winning bid: RBC Capital Mkts, at 97.2500, NIC 3.5507%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/18 | $175,000 | 2.00% | 1.20% | ||
| 9/15/19 | $180,000 | 2.00% | 1.40% | ||
| 9/15/20 | $180,000 | 2.00% | 1.60% | ||
| 9/15/21 | $190,000 | 2.00% | 1.80% | ||
| 9/15/22 | $195,000 | 2.00% | 2.00% | ||
| 9/15/23 | $190,000 | 2.00% | 2.20% | ||
| 9/15/24 | $200,000 | 3.00% | 2.40% | ||
| 9/15/25 | $205,000 | 3.00% | 2.60% | ||
| 9/15/26 | $210,000 | 3.00% | 2.80% | ||
| 9/15/27 | $215,000 | 3.00% | 3.00% | ||
| 9/15/28 | $220,000 | 3.00% | 3.10% | ||
| 9/15/29 | $230,000 | 3.125% | 3.20% | ||
| 9/15/30 | $235,000 | 3.25% | 3.30% | ||
| 9/15/31 | $240,000 | 3.25% | 3.35% | ||
| 9/15/32 | $245,000 | 3.375% | 3.40% | ||
| 9/15/33 | $255,000 | 3.375% | 3.45% | ||
| 9/15/34 | $265,000 | 3.50% | 3.50% | ||
| 9/15/35 | $270,000 | 3.50% | 3.55% | ||
| 9/15/36 | $280,000 | 3.50% | 3.60% | ||
| 9/15/37 | $285,000 | 3.50% | 3.65% | ||
| 9/15/41 | $1,605,000 | 3.625% | 3.70% |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C., Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Dallas, TX.
Other bidders were:
FMSbonds, NIC 3.6298%
GMS Group, NIC 3.7114%
Liberty (City)
Sep 13, 2016 . . . . . . $7,655,000
Combination Tax and Revenue Certificates of Obligation, Series 2016 (bank qualified) (book entry).
Dated Sep 1, 2016.
Due Mar 1, 2017 to 2036.
Callable Mar 1, 2025 at par.
Winning bid: PNC Capital Markets, at 102.3249, TIC 1.9979%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $315,000 | 2.00% | 0.75% | ||
| 3/1/18 | $300,000 | 2.00% | 0.85% | ||
| 3/1/19 | $310,000 | 3.00% | 0.90% | ||
| 3/1/20 | $320,000 | 3.00% | 1.00% | ||
| 3/1/21 | $330,000 | 3.00% | 1.10% | ||
| 3/1/22 | $340,000 | 3.00% | 1.20% | ||
| 3/1/23 | $350,000 | 3.00% | 1.30% | ||
| 3/1/24 | $360,000 | 3.00% | 1.40% | ||
| 3/1/25 | $370,000 | 3.00% | 1.50% | ||
| 3/1/26 | $380,000 | 2.00% | 1.60% | ||
| 3/1/36 | $4,280,000 | 2.10% | 2.10% |
L.O.: McCall Parkhurst & Horton, San Antonio, TX; and State Attorney General.
F.A.: RBC Capital Markets, San Antonio, TX.
Other bidders were:
Raymond James, TIC 2.1343%
SAMCO Cap Mkts, TIC 2.1855%
Robert W. Baird, TIC 2.1876%
Wells Fargo Secs, TIC 2.1997%
Janney Montgomery, TIC 2.2571%
Stifel Nicolaus, TIC 2.2644%
Cantor Fitzgerald, TIC 2.2709%
FTN Fin Cap Mkts, TIC 2.3189%
WISCONSIN
Merrill (City)
Sep 13, 2016 . . . . . . $4,095,000
General Obligation Corporate Purpose Bonds, Series 2016B (bank qualified) (book entry).
Dated Oct 11, 2016.
Due Oct 1, 2017 to 2036.
Callable Oct 1, 2025 at par.
Winning bid: BOK Fin Secs, at 101.0199, TIC 2.0434%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/17 | $205,000 | 2.00% | 0.65% | MAC | |
| 10/1/18 | $215,000 | 2.00% | 0.80% | MAC | |
| 10/1/19 | $190,000 | 2.00% | 0.90% | MAC | |
| 10/1/20 | $185,000 | 2.00% | 1.00% | MAC | |
| 10/1/21 | $265,000 | 2.00% | 1.10% | MAC | |
| 10/1/22 | $275,000 | 2.00% | 1.20% | MAC | |
| 10/1/23 | $275,000 | 2.00% | 1.30% | MAC | |
| 10/1/24 | $285,000 | 2.00% | 1.40% | MAC | |
| 10/1/25 | $290,000 | 2.00% | 1.50% | MAC | |
| 10/1/26 | $285,000 | 2.00% | 1.60% | MAC | |
| 10/1/28 | $345,000 | 2.00% | 1.85% | MAC | |
| 10/1/30 | $360,000 | 2.125% | 2.125% | MAC | |
| 10/1/32 | $295,000 | 2.25% | 2.25% | MAC | |
| 10/1/34 | $305,000 | 2.375% | 2.375% | MAC | |
| 10/1/36 | $320,000 | 2.50% | 2.50% | MAC |
Other managers: Stifel, Nicolaus & Co., Inc., SunTrust Robinson Humphrey.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.1261%
Oshkosh (City)
Sep 13, 2016 . . . . . . $6,890,000
General Obligation Refunding Bonds, Series 2016H (book entry).
Dated Oct 6, 2016.
Due Aug 1, 2017 to 2030.
Callable Aug 1, 2024 at par.
Winning bid: FTN Fin Cap Mkts, at 105.3897, TIC 2.0474%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/17 | $405,000 | 3.00% | 0.82% | ||
| 8/1/18 | $385,000 | 4.00% | 0.88% | ||
| 8/1/19 | $405,000 | 4.00% | 0.97% | ||
| 8/1/20 | $430,000 | 4.00% | 1.12% | ||
| 8/1/21 | $445,000 | 4.00% | 1.22% | ||
| 8/1/22 | $460,000 | 4.00% | 1.37% | ||
| 8/1/23 | $475,000 | 4.00% | 1.50% | ||
| 8/1/24 | $500,000 | 4.00% | 1.62% | ||
| 8/1/26 | $1,090,000 | 2.00% | 1.98% | ||
| 8/1/27 | $560,000 | 2.50% | 2.21% | ||
| 8/1/28 | $570,000 | 2.50% | 2.35% | ||
| 8/1/29 | $580,000 | 2.25% | 2.40% | ||
| 8/1/30 | $585,000 | 2.375% | 2.45% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, Morgan Stanley & Co., Inc., Ramirez & Co., Inc..
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.053%
Fifth Third Secs, TIC 2.0851%
JPMorgan, TIC 2.1429%
Oshkosh (City)
Sep 13, 2016 . . . . . . $11,690,000
Water System Revenue Refunding Bonds, Series 2016G (book entry).
Dated Oct 6, 2016.
Due Jan 1, 2017 to 2030.
Callable Jan 1, 2024 at par.
Winning bid: Hutchinson Shockey, at 105.3391, TIC 1.824%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/17 | $1,005,000 | 2.00% | 0.75% | ||
| 1/1/18 | $945,000 | 2.00% | 0.90% | ||
| 1/1/19 | $990,000 | 1.50% | 1.00% | ||
| 1/1/20 | $1,020,000 | 4.00% | 1.05% | ||
| 1/1/21 | $1,070,000 | 4.00% | 1.18% | ||
| 1/1/22 | $1,130,000 | 4.00% | 1.28% | ||
| 1/1/23 | $945,000 | 4.00% | 1.40% | ||
| 1/1/24 | $990,000 | 4.00% | 1.53% | ||
| 1/1/25 | $1,030,000 | 2.00% | 1.87% | ||
| 1/1/26 | $1,055,000 | 2.00% | 2.00% | ||
| 1/1/27 | $355,000 | 2.00% | 2.10% | ||
| 1/1/28 | $370,000 | 2.125% | 2.25% | ||
| 1/1/29 | $385,000 | 2.25% | 2.40% | ||
| 1/1/30 | $400,000 | 2.25% | 2.50% |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Fifth Third Secs, TIC 1.8333%
FTN Fin Cap Mkts, TIC 1.8434%
KeyBanc Cap Mkts, TIC 1.8805%
Robert W. Baird, TIC 1.8835%
JPMorgan, TIC 1.8862%
Stifel Nicolaus, TIC 1.9479%
Superior School District
Sep 13, 2016 . . . . . . $26,500,000
General Obligation School Improvement Bonds, Series 2016B (book entry).
Dated Oct 4, 2016.
Due Apr 1, 2017 to 2036.
Callable Apr 1, 2025 at par.
Winning bid: KeyBanc Cap Mkts, at 102.1150, TIC 2.3569%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/17 | $1,300,000 | 3.00% | 0.80% | ||
| 4/1/20 | $100,000 | 2.00% | 0.98% | ||
| 4/1/21 | $500,000 | 2.00% | 1.10% | ||
| 4/1/22 | $4,225,000 | 3.00% | 1.37% | ||
| 4/1/23 | $4,255,000 | 2.00% | 1.44% | ||
| 4/1/24 | $3,965,000 | 2.00% | 1.55% | ||
| 4/1/25 | $865,000 | 3.00% | 1.64% | ||
| 4/1/26 | $900,000 | 3.00% | 1.73% | ||
| 4/1/27 | $925,000 | 2.00% | 2.02% | ||
| 4/1/28 | $940,000 | 2.00% | 2.21% | ||
| 4/1/29 | $975,000 | 3.25% | 2.38% | ||
| 4/1/30 | $1,010,000 | 3.50% | 2.46% | ||
| 4/1/31 | $1,050,000 | 3.50% | 2.55% | ||
| 4/1/32 | $1,080,000 | 2.375% | 2.62% | ||
| 4/1/33 | $1,095,000 | 2.50% | 2.72% | ||
| 4/1/34 | $1,100,000 | 2.625% | 2.77% | ||
| 4/1/35 | $1,105,000 | 2.75% | 2.82% | ||
| 4/1/36 | $1,110,000 | 2.75% | 2.86% |
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Jefferies, TIC 2.3969%
BA Merrill Lynch, TIC 2.4229%
Citigroup, TIC 2.4271%
Hutchinson Shockey, TIC 2.4687%
Piper Jaffray, TIC 2.4879%
TAXABLE ISSUES
TEXAS
Menard County Water Control and Improvement District No. 1
Sep 13, 2016 . . . . . . $4,700,000
Unlimited Tax Bonds, Taxable Series 2016 (book entry).
Dated Sep 1, 2016.
Due Aug 15, 2017 to 2041.
Callable Aug 15, 2026 at par.
Winning bid: Raymond James, at 99.9000, TIC 3.2961%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $115,000 | 3.00% | 0.70% | BAM | |
| 8/15/18 | $115,000 | 3.00% | 1.00% | BAM | |
| 8/15/19 | $120,000 | 3.00% | 1.30% | BAM | |
| 8/15/20 | $125,000 | 3.00% | 1.50% | BAM | |
| 8/15/21 | $130,000 | 4.00% | 1.75% | BAM | |
| 8/15/22 | $135,000 | 4.00% | 2.00% | BAM | |
| 8/15/23 | $140,000 | 4.00% | 2.20% | BAM | |
| 8/15/24 | $145,000 | 4.00% | 2.35% | BAM | |
| 8/15/25 | $150,000 | 2.50% | 2.50% | BAM | |
| 8/15/28 | $500,000 | 2.75% | 2.75% | BAM | |
| 8/15/31 | $560,000 | 3.00% | 3.00% | BAM | |
| 8/15/34 | $635,000 | 3.20% | 3.20% | BAM | |
| 8/15/38 | $980,000 | 3.35% | 3.35% | BAM | |
| 8/15/41 | $850,000 | 3.50% | 3.50% | BAM |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: RBC Capital Markets, San Antonio, TX.
Other bidders were:
Robert W. Baird, TIC 3.5125%
SAMCO Cap Mkts, TIC 3.6904%
WISCONSIN
Superior School District
Sep 13, 2016 . . . . . . $6,375,000
Taxable General Obligation Refunding Bonds, Series 2016C (book entry).
Dated Oct 4, 2016.
Due Mar 1, 2017 to 2029.
Callable Mar 1, 2023 at par.
Winning bid: BOK Fin Secs, at 101.7836, TIC 2.1606%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $105,000 | 3.00% | 0.60% | ||
| 3/1/18 | $100,000 | 3.00% | 0.85% | ||
| 3/1/19 | $100,000 | 3.00% | 1.10% | ||
| 3/1/20 | $540,000 | 3.00% | 1.30% | ||
| 3/1/21 | $550,000 | 3.00% | 1.50% | ||
| 3/1/22 | $575,000 | 3.00% | 1.70% | ||
| 3/1/23 | $590,000 | 3.00% | 1.80% | ||
| 3/1/24 | $605,000 | 1.95% | 1.95% | ||
| 3/1/25 | $615,000 | 2.00% | 2.00% | ||
| 3/1/26 | $625,000 | 2.15% | 2.15% | ||
| 3/1/27 | $640,000 | 2.25% | 2.25% | ||
| 3/1/28 | $655,000 | 2.35% | 2.35% | ||
| 3/1/29 | $675,000 | 2.45% | 2.45% |
Other managers: Stifel, Nicolaus & Co., Inc., SunTrust Robinson Humphrey, Cronin & Co., Inc..
L.O.: Fryberger, Buchanan, Smith & Frederick, Duluth, MN.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Raymond James, TIC 2.1734%
Piper Jaffray, TIC 2.1937%
FTN Fin Cap Mkts, TIC 2.2713%
Northland Securities, TIC 2.2903%
Fifth Third Secs, TIC 2.3421%
UMB Bank, TIC 2.3446%
Mesirow Financial, TIC 2.507%
