ARKANSAS
Hope School District No. 1-A of Hempstead County
Sep 8, 2016 . . . . . . $7,820,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 4, 2016.
Due Jun 1, 2018 to 2033.
Callable Dec 1, 2021 at par.
Winning bid: Raymond James, at n/a, TIC 1.853%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/18 | $210,000 | 1.00% | 0.80% | ||
| 6/1/19 | $450,000 | 1.00% | 0.85% | ||
| 6/1/20 | $455,000 | 1.00% | 1.00% | ||
| 6/1/21 | $465,000 | 1.10% | 1.10% | ||
| 6/1/22 | $475,000 | 1.15% | 1.15% | ||
| 6/1/23 | $475,000 | 1.25% | 1.25% | ||
| 6/1/24 | $485,000 | 1.35% | 1.35% | ||
| 6/1/25 | $500,000 | 1.45% | 1.45% | ||
| 6/1/26 | $505,000 | 1.55% | 1.55% | ||
| 6/1/27 | $515,000 | 1.65% | 1.65% | ||
| 6/1/28 | $525,000 | 1.75% | 1.75% | ||
| 6/1/29 | $535,000 | 1.80% | 1.80% | ||
| 6/1/30 | $535,000 | 2.00% | 1.90% | ||
| 6/1/31 | $545,000 | 2.00% | 2.00% | ||
| 6/1/32 | $565,000 | 2.125% | 2.10% | ||
| 6/1/33 | $580,000 | 2.25% | 2.20% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Ross Sinclaire, TIC 1.8938%
FTN Fin Cap Mkts, TIC 1.8966%
Crews & Associates, TIC 1.9795%
Searcy County School District
Sep 8, 2016 . . . . . . $7,085,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2016.
Due Jun 1, 2018 to 2044.
Callable Dec 1, 2018 at par.
Winning bid: Ross Sinclaire, at 98.0825, TIC 2.5163%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/18 | $30,000 | 1.00% | 0.85% | ||
| 6/1/19 | $210,000 | 1.00% | 1.00% | ||
| 6/1/20 | $215,000 | 1.00% | 1.05% | ||
| 6/1/21 | $215,000 | 1.10% | 1.10% | ||
| 6/1/22 | $220,000 | 1.25% | 1.25% | ||
| 6/1/24 | $450,000 | 1.375% | 1.40% | ||
| 6/1/26 | $465,000 | 1.625% | 1.65% | ||
| 6/1/28 | $475,000 | 2.00% | 1.80% | ||
| 6/1/30 | $505,000 | 2.00% | 2.00% | ||
| 6/1/32 | $525,000 | 2.125% | 2.20% | ||
| 6/1/34 | $545,000 | 2.375% | 2.40% | ||
| 6/1/36 | $580,000 | 2.50% | 2.55% | ||
| 6/1/38 | $610,000 | 2.625% | 2.65% | ||
| 6/1/40 | $640,000 | 2.625% | 2.70% | ||
| 6/1/44 | $1,400,000 | 2.70% | 2.73% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.5391%
Raymond James, TIC 2.5879%
CALIFORNIA
Fairfield-Suisun Unified School District
Sep 7, 2016 . . . . . . $84,000,000
General Obligation Bonds, Election of 2016 Series 2016 (book entry).
Dated Sep 28, 2016.
Due Aug 1, 2017 to 2046.
Callable Aug 1, 2026 at par.
Winning bid: Citigroup, at 102.5001, TIC 2.8014%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/17 | $7,800,000 | 5.00% | 0.55% | ||
| 8/1/18 | $6,400,000 | 5.00% | 0.68% | ||
| 8/1/19 | $1,310,000 | 5.00% | 0.75% | ||
| 8/1/20 | $1,505,000 | 5.00% | 0.84% | ||
| 8/1/21 | $1,720,000 | 5.00% | 0.93% | ||
| 8/1/22 | $255,000 | 5.00% | 1.00% | ||
| 8/1/23 | $380,000 | 5.00% | 1.12% | ||
| 8/1/24 | $515,000 | 5.00% | 1.21% | ||
| 8/1/25 | $655,000 | 5.00% | 1.31% | ||
| 8/1/26 | $805,000 | 5.00% | 1.48% | ||
| 8/1/27 | $965,000 | 4.00% | 1.61% | ||
| 8/1/28 | $1,135,000 | 4.00% | 1.75% | ||
| 8/1/29 | $1,315,000 | 2.00% | 2.18% | ||
| 8/1/30 | $1,505,000 | 2.125% | 2.27% | ||
| 8/1/31 | $1,705,000 | 4.00% | 2.02% | ||
| 8/1/32 | $1,915,000 | 2.25% | 2.47% | ||
| 8/1/33 | $2,130,000 | 2.50% | 2.57% | ||
| 8/1/34 | $2,355,000 | 2.50% | 2.62% | ||
| 8/1/35 | $2,595,000 | 2.50% | 2.67% | ||
| 8/1/36 | $2,850,000 | 2.625% | 2.73% | ||
| 8/1/37 | $3,115,000 | 2.625% | 2.78% | ||
| 8/1/39 | $7,095,000 | 2.75% | 2.84% | ||
| 8/1/41 | $8,350,000 | 3.00% | 2.90% | ||
| 8/1/46 | $25,625,000 | 3.00% | 2.95% |
Other managers: Roosevelt & Cross, Inc., Drexel Hamilton, LLC., The Williams Capital Group, L.P., Hilltop Securities Inc., Stifel, Nicolaus & Co., Inc., Siebert Cisneros Shank & Co., L.L.C..
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Isom Advisors Inc., Walnut Creek, CA.
Other bidders were:
Morgan Stanley, TIC 2.8367%
Robert W. Baird, TIC 2.8429%
Wells Fargo Secs, TIC 2.8662%
BA Merrill Lynch, TIC 2.8774%
Raymond James, TIC 2.8774%
JPMorgan, TIC 2.8868%
Mesirow Financial, TIC 2.9003%
Santa Clara County Financing Authority
Sep 7, 2016 . . . . . . $41,810,000
Lease Revenue Bonds (VMC Refunding) 2016 Series A (book entry).
Dated Sep 20, 2016.
Due Nov 15, 2023 to 2025.
Callable Nov 15, 2024 at par.
Winning bid: Citigroup, at 122.5071, TIC 1.3125%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/15/23 | $13,265,000 | 5.00% | 1.13% | ||
| 11/15/24 | $13,925,000 | 5.00% | 1.23% | ||
| 11/15/25 | $14,620,000 | 3.00% | 1.32% |
L.O.: Orrick, Herrington & Sutcliffe, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Stifel Nicolaus, TIC 1.4055%
Morgan Stanley, TIC 1.5088%
Wells Fargo Secs, TIC 1.557%
BA Merrill Lynch, TIC 1.5617%
UBS Financial Svcs, TIC 1.5756%
JPMorgan, TIC 1.5763%
Barclays Capital, TIC 1.6084%
IOWA
Iowa Board of Regents
Sep 8, 2016 . . . . . . $17,015,000
Utility System Revenue Refunding Bonds, Series S.U.I. 2016A (The State University of Iowa) (book entry).
Dated Oct 1, 2016.
Due Nov 1, 2017 to 2029.
Callable Nov 1, 2026 at par.
Winning bid: JPMorgan, at 115.1867, TIC 1.7635%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/17 | $985,000 | 4.00% | 0.71% | ||
| 11/1/18 | $1,065,000 | 4.00% | 0.82% | ||
| 11/1/19 | $1,105,000 | 4.00% | 0.92% | ||
| 11/1/20 | $1,150,000 | 4.00% | 1.01% | ||
| 11/1/21 | $1,190,000 | 4.00% | 1.13% | ||
| 11/1/22 | $1,260,000 | 4.00% | 1.26% | ||
| 11/1/23 | $1,300,000 | 4.00% | 1.37% | ||
| 11/1/24 | $1,340,000 | 4.00% | 1.48% | ||
| 11/1/25 | $1,405,000 | 4.00% | 1.56% | ||
| 11/1/26 | $1,465,000 | 4.00% | 1.65% | ||
| 11/1/27 | $1,525,000 | 4.00% | 1.78% | ||
| 11/1/28 | $1,585,000 | 4.00% | 1.91% | ||
| 11/1/29 | $1,640,000 | 4.00% | 2.03% |
In association with: Estrada Hinojosa & Company, Inc., Drexel Hamilton, LLC..
In association with: Academy Securities Inc., Intercoastal Capital Markets, Inc., Siebert Cisneros Shank & Co., L.L.C., Wiley Bros.-Aintree Capital LLC.
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
BA Merrill Lynch, TIC 1.7729%
Hutchinson Shockey, TIC 1.7951%
Robert W. Baird, TIC 1.8159%
Raymond James, TIC 1.832%
SunTrust Robinson, TIC 1.8425%
Wells Fargo Secs, TIC 1.8568%
Iowa Board of Regents
Sep 8, 2016 . . . . . . $34,450,000
Dormitory Revenue Bonds, Series S.U.I. 2016 (The State University of Iowa) (book entry).
Dated Oct 1, 2016.
Due Jul 1, 2021 to 2041.
Callable Jul 1, 2026 at par.
Winning bid: Robert W. Baird, at 98.5879, TIC 2.7243%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/21 | $100,000 | 2.00% | 1.20% | ||
| 7/1/22 | $1,330,000 | 2.00% | 1.32% | ||
| 7/1/23 | $1,360,000 | 2.00% | 1.45% | ||
| 7/1/24 | $1,395,000 | 2.00% | 1.55% | ||
| 7/1/25 | $1,430,000 | 2.00% | 1.65% | ||
| 7/1/26 | $1,465,000 | 2.00% | 1.75% | ||
| 7/1/28 | $3,045,000 | 2.00% | 2.00% | ||
| 7/1/29 | $1,580,000 | 2.125% | 2.20% | ||
| 7/1/30 | $1,620,000 | 2.25% | 2.40% | ||
| 7/1/31 | $1,660,000 | 2.375% | 2.50% | ||
| 7/1/32 | $1,700,000 | 2.50% | 2.60% | ||
| 7/1/33 | $1,750,000 | 2.50% | 2.65% | ||
| 7/1/34 | $1,795,000 | 2.625% | 2.70% | ||
| 7/1/35 | $1,845,000 | 2.625% | 2.75% | ||
| 7/1/36 | $1,900,000 | 2.75% | 2.80% | ||
| 7/1/37 | $1,960,000 | 3.00% | 2.85% | ||
| 7/1/38 | $2,020,000 | 3.00% | 2.90% | ||
| 7/1/41 | $6,495,000 | 3.00% | 3.00% |
Other managers: CL King & Associates, Edward Jones, Cronin & Co., Inc., Fidelity Capital Markets, Crews & Associates, Inc., Coastal Securities Corp., Ross, Sinclaire & Associates LLC, WNJ Capital, Davenport & Company LLC, Northland Securities, Inc., Dougherty & Company LLC, Vining-Sparks IBG, Limited Partnership, Bernardi Securities, Inc., Oppenheimer & Co., Inc., SumRidge Partners, LLC, R. Seelaus & Co., Inc., Country Club Bank, Loop Capital Markets, LLC, Wayne Hummer & Co., UMB Bank, N.A.., George K. Baum & Co., D.A. Davidson & Co., Sierra Pacific Securities, Alamo Capital, First Empire Securities, RBC Capital Markets, Wedbush Securities Inc., IFS Securities, Rafferty Capital Markets LLC, Midland Securities Ltd, J.J.B. Hilliard, W.L. Lyons, Inc., FMSbonds, Inc., Commerce Bank, Isaak Bond Investments, Inc..
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Wells Fargo Secs, TIC 2.7424%
JPMorgan, TIC 2.7511%
Piper Jaffray, TIC 2.7736%
Hutchinson Shockey, TIC 2.7768%
BA Merrill Lynch, TIC 2.7935%
SunTrust Robinson, TIC 2.8032%
KANSAS
Johnson City (City)
Sep 8, 2016 . . . . . . $2,015,000
General Obligation Bonds, Series 2016A (bank qualified) (book entry).
Dated Sep 28, 2016.
Due Sep 1, 2018 to 2031.
Callable Sep 1, 2021 at par.
Winning bid: Commerce Bank, at n/a, NIC 2.3352%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/18 | $125,000 | 2.50% | 0.90% | ||
| 9/1/19 | $125,000 | 2.50% | 1.00% | ||
| 9/1/20 | $130,000 | 2.50% | 1.15% | ||
| 9/1/21 | $135,000 | 2.50% | 1.25% | ||
| 9/1/22 | $135,000 | 2.00% | 1.40% | ||
| 9/1/23 | $140,000 | 2.00% | 1.50% | ||
| 9/1/24 | $140,000 | 2.00% | 1.65% | ||
| 9/1/25 | $145,000 | 2.00% | 1.80% | ||
| 9/1/26 | $145,000 | 2.00% | 2.00% | ||
| 9/1/27 | $150,000 | 2.50% | 2.00% | ||
| 9/1/28 | $155,000 | 2.50% | 2.10% | ||
| 9/1/29 | $160,000 | 3.00% | 2.20% | ||
| 9/1/30 | $165,000 | 3.00% | 2.35% | ||
| 9/1/31 | $165,000 | 3.00% | 2.45% |
L.O.: Triplett, Woolf & Garretson, LLC, Wichita, KS.
F.A.: Citycode Financial, LLC, Wichita, KS.
Other bidders were:
Northland Securities, NIC 2.3549%
UMB Bank, NIC 2.3572%
Wichita (City)
Sep 8, 2016 . . . . . . $3,670,000
General Obligation Bonds, Series 817 (book entry).
Dated Oct 1, 2016.
Due Dec 1, 2017 to 2031.
Callable Dec 1, 2024 at par.
Winning bid: Robert W. Baird, at 104.1655, TIC 1.8247%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $250,000 | 2.00% | 0.70% | ||
| 12/1/18 | $270,000 | 2.00% | 0.80% | ||
| 12/1/19 | $270,000 | 3.00% | 0.90% | ||
| 12/1/20 | $280,000 | 3.00% | 1.00% | ||
| 12/1/21 | $285,000 | 3.00% | 1.10% | ||
| 12/1/22 | $295,000 | 3.00% | 1.25% | ||
| 12/1/23 | $305,000 | 3.00% | 1.35% | ||
| 12/1/24 | $315,000 | 3.00% | 1.45% | ||
| 12/1/25 | $325,000 | 2.00% | 1.55% | ||
| 12/1/26 | $330,000 | 2.00% | 1.65% | ||
| 12/1/28 | $290,000 | 2.00% | 2.00% | ||
| 12/1/29 | $150,000 | 2.125% | 2.20% | ||
| 12/1/30 | $150,000 | 2.25% | 2.40% | ||
| 12/1/31 | $155,000 | 2.375% | 2.50% |
Other managers: CL King & Associates, Cronin & Co., Inc., Ross, Sinclaire & Associates LLC, Edward Jones, WNJ Capital, Coastal Securities Corp., Fidelity Capital Markets, Crews & Associates, Inc., SAMCO Capital Markets, Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, Country Club Bank, George K. Baum & Co., Davenport & Company LLC, Northland Securities, Inc., R. Seelaus & Co., Inc., Bernardi Securities, Inc., SumRidge Partners, LLC, Oppenheimer & Co., Inc., Sierra Pacific Securities, Central States Capital Markets, LLC, Commerce Bank, Isaak Bond Investments, Inc., Alamo Capital, Wayne Hummer & Co., Wedbush Securities Inc., IFS Securities, Valdes & Moreno, Inc., First Empire Securities, Rafferty Capital Markets LLC, Midland Securities Ltd, Dougherty & Company LLC, FMSbonds, Inc..
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Municipal Official(s).
Other bidders were:
UBS Financial Svcs, TIC 1.8401%
Hutchinson Shockey, TIC 1.918%
Wichita (City)
Sep 8, 2016 . . . . . . $6,465,000
General Obligation Bonds, Series 818 (book entry).
Dated Oct 1, 2016.
Due Jun 1, 2017 to 2036.
Callable Jun 1, 2026 at par.
Winning bid: JPMorgan, at 112.7132, TIC 2.1814%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $335,000 | 4.00% | 0.68% | ||
| 6/1/18 | $260,000 | 5.00% | 0.75% | ||
| 6/1/19 | $270,000 | 5.00% | 0.82% | ||
| 6/1/20 | $285,000 | 5.00% | 0.90% | ||
| 6/1/21 | $295,000 | 5.00% | 1.00% | ||
| 6/1/22 | $315,000 | 5.00% | 1.14% | ||
| 6/1/23 | $330,000 | 5.00% | 1.25% | ||
| 6/1/24 | $345,000 | 5.00% | 1.34% | ||
| 6/1/25 | $360,000 | 5.00% | 1.44% | ||
| 6/1/26 | $380,000 | 5.00% | 1.54% | ||
| 6/1/27 | $400,000 | 5.00% | 1.64% | ||
| 6/1/28 | $420,000 | 4.00% | 1.85% | ||
| 6/1/29 | $440,000 | 4.00% | 2.00% | ||
| 6/1/30 | $455,000 | 2.25% | 2.32% | ||
| 6/1/31 | $470,000 | 2.375% | 2.47% | ||
| 6/1/32 | $210,000 | 2.50% | 2.62% | ||
| 6/1/33 | $210,000 | 2.625% | 2.72% | ||
| 6/1/36 | $685,000 | 2.75% | 2.86% |
In association with: Estrada Hinojosa & Company, Inc..
In association with: Academy Securities Inc., Stifel, Nicolaus & Co., Inc., Drexel Hamilton, LLC..
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Municipal Official(s).
Other bidders were:
Robert W. Baird, TIC 2.1891%
UBS Financial Svcs, TIC 2.192%
Hutchinson Shockey, TIC 2.3674%
Wichita (City)
Sep 8, 2016 . . . . . . $14,335,000
General Obligation Refunding Bonds, Series 2016A (book entry).
Dated Oct 1, 2016.
Due Dec 1, 2017 to 2025.
Non-callable.
Winning bid: Raymond James, at 112.7869, TIC 1.24%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $1,515,000 | 5.00% | 0.67% | ||
| 12/1/18 | $2,280,000 | 5.00% | 0.77% | ||
| 12/1/19 | $2,395,000 | 5.00% | 0.84% | ||
| 12/1/20 | $1,380,000 | 1.50% | 0.96% | ||
| 12/1/21 | $1,400,000 | 5.00% | 1.05% | ||
| 12/1/22 | $1,465,000 | 4.00% | 1.18% | ||
| 12/1/23 | $1,520,000 | 4.00% | 1.30% | ||
| 12/1/24 | $1,560,000 | 4.00% | 1.40% | ||
| 12/1/25 | $820,000 | 4.00% | 1.50% |
Other managers: Morgan Stanley & Co., Inc., Jefferies LLC, FTN Financial Capital Markets, Ramirez & Co., Inc., City Securities Corp..
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Municipal Official(s).
Other bidders were:
JPMorgan, TIC 1.2481%
Hutchinson Shockey, TIC 1.2946%
Robert W. Baird, TIC 1.3385%
UBS Financial Svcs, TIC 1.3761%
Wichita (City)
Sep 8, 2016 . . . . . . $16,240,000
General Obligation Temporary Notes, Series 282 (Subject to AMT) (book entry) (AMT).
Dated Oct 13, 2016.
Due Oct 13, 2017.
Purchased $16,240,000.00 by Oppenheimer, at 1.375%, plus $8,932.00, effective rate 1.315%.
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.4944%
Hutchinson Shockey, Effective Rate 1.5842%
Wichita (City)
Sep 8, 2016 . . . . . . $78,585,000
General Obligation Temporary Notes, Series 280 (book entry).
Dated Oct 13, 2016.
Due Oct 13, 2017.
Purchased $78,585,000.00 by JPMorgan, at 1.25%, plus $187,032.30, effective rate 1.0071%.
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.0662%
Hutchinson Shockey, Effective Rate 1.0716%
Oppenheimer, Effective Rate 1.2395%
BA Merrill Lynch, Effective Rate 1.272%
Barclays Capital, Effective Rate 1.4009%
KENTUCKY
Lexington-Fayette Urban County Government
Sep 8, 2016 . . . . . . $28,495,000
Various Purpose General Obligation Refunding Bonds, Series 2016D (book entry).
Dated Sep 30, 2016.
Due May 1, 2017 to 2024.
Non-callable.
Winning bid: JPMorgan, at 114.6563, TIC 1.2278%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/17 | $2,920,000 | 4.00% | 0.75% | ||
| 5/1/18 | $3,145,000 | 5.00% | 0.81% | ||
| 5/1/19 | $3,305,000 | 5.00% | 0.90% | ||
| 5/1/20 | $3,465,000 | 5.00% | 1.01% | ||
| 5/1/21 | $3,640,000 | 5.00% | 1.10% | ||
| 5/1/22 | $3,820,000 | 5.00% | 1.18% | ||
| 5/1/23 | $4,020,000 | 4.00% | 1.34% | ||
| 5/1/24 | $4,180,000 | 5.00% | 1.40% |
In association with: Estrada Hinojosa & Company, Inc..
In association with: Academy Securities Inc..
L.O.: Dinsmore & Shohl LLP, Lexington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Morgan Stanley, TIC 1.2588%
Hutchinson Shockey, TIC 1.2594%
Citigroup, TIC 1.2957%
Janney Montgomery, TIC 1.3088%
Piper Jaffray, TIC 1.3162%
Wells Fargo Secs, TIC 1.39%
Robert W. Baird, TIC 1.413%
Lexington-Fayette Urban County Government
Sep 8, 2016 . . . . . . $37,555,000
Various Purpose General Obligation Bonds, Series 2016C (book entry).
Dated Sep 30, 2016.
Due Sep 1, 2017 to 2036.
Callable Mar 1, 2026 at par.
Winning bid: Piper Jaffray, at 113.2698, TIC 2.079%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $2,535,000 | 5.00% | 0.75% | ||
| 9/1/18 | $2,665,000 | 5.00% | 0.85% | ||
| 9/1/19 | $2,805,000 | 5.00% | 0.90% | ||
| 9/1/20 | $2,945,000 | 5.00% | 1.00% | ||
| 9/1/21 | $3,100,000 | 5.00% | 1.17% | ||
| 9/1/22 | $2,445,000 | 5.00% | 1.30% | ||
| 9/1/23 | $2,570,000 | 5.00% | 1.40% | ||
| 9/1/24 | $2,365,000 | 5.00% | 1.50% | ||
| 9/1/25 | $2,490,000 | 5.00% | 1.59% | ||
| 9/1/26 | $2,615,000 | 5.00% | 1.69% | ||
| 9/1/27 | $975,000 | 3.00% | 1.87% | ||
| 9/1/28 | $1,000,000 | 2.00% | 2.15% | ||
| 9/1/29 | $1,020,000 | 2.25% | 2.34% | ||
| 9/1/30 | $1,045,000 | 2.75% | 2.57% | ||
| 9/1/31 | $1,075,000 | 2.875% | 2.62% | ||
| 9/1/32 | $1,110,000 | 3.00% | 2.67% | ||
| 9/1/33 | $1,145,000 | 3.00% | 2.72% | ||
| 9/1/34 | $1,180,000 | 3.00% | 2.80% | ||
| 9/1/35 | $1,215,000 | 3.25% | 2.85% | ||
| 9/1/36 | $1,255,000 | 3.25% | 2.91% |
L.O.: Dinsmore & Shohl LLP, Lexington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
JPMorgan, TIC 2.0835%
Citigroup, TIC 2.0838%
Raymond James, TIC 2.0846%
Janney Montgomery, TIC 2.0897%
Robert W. Baird, TIC 2.1%
Hutchinson Shockey, TIC 2.1198%
Hilltop Securities, TIC 2.1374%
BA Merrill Lynch, TIC 2.1898%
KeyBanc Cap Mkts, TIC 2.2013%
Wells Fargo Secs, TIC 2.234%
MASSACHUSETTS
Middleton (Town)
Sep 8, 2016 . . . . . . $1,312,078
General Obligation Bond Anticipation Notes (renewal) (bank qualified).
Dated Sep 16, 2016.
Due Mar 17, 2017.
Purchased $1,312,080.00 by Century Bk, at 0.85%, effective rate 0.85%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.898%
Salisbury (Town)
Sep 8, 2016 . . . . . . $15,484,200
General Obligation Bond Anticipation Notes (new and renewal).
Dated Sep 15, 2016.
Due Sep 15, 2017.
Purchased $15,484,200.00 by JPMorgan, at 2.0%, plus $183,797.45, effective rate 0.813%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.839%
Eastern Bk Cap Mkts, Effective Rate 0.878%
Oppenheimer, Effective Rate 0.8806%
Morgan Stanley, Effective Rate 0.891%
TD Securities, Effective Rate 0.899%
Century Bk, Effective Rate 0.92%
Jefferies, Effective Rate 0.958%
MINNESOTA
Fulda Independent School District No.505
Sep 8, 2016 . . . . . . $745,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2016A (bank qualified) (book entry).
Dated Sep 29, 2016.
Due Sep 29, 2017.
Purchased $745,000.00 by United Banker's Bk, at 1.2%, effective rate 1.2%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Dougherty, Effective Rate 1.224%
Oppenheimer, Effective Rate 1.4999%
Northland Securities, Effective Rate 1.76%
NEW JERSEY
Barnegat Township
Sep 8, 2016 . . . . . . $550,000
Bond Anticiipation Notes.
Dated Sep 21, 2016.
Due Sep 21, 2017.
Purchased $550,000.00 by Passaic Vly Wtr Comm, at 1.0489%, effective rate 1.0489%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
East Brunswick Twp, Effective Rate 1.107%
Roosevelt & Cross, Effective Rate 1.3318%
Oppenheimer, Effective Rate 1.8442%
East Orange (City)
Sep 8, 2016 . . . . . . $2,500,000
Emergency Notes.
Dated Sep 14, 2016.
Due Aug 17, 2017.
Purchased $2,500,000.00 by Oppenheimer, at 2.0%, plus $12,775.00, effective rate 1.4476%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.7923%
Parsippany-Troy Hills Township
Sep 8, 2016 . . . . . . $52,255,332
Bond Anticipation Notes, Series 2016 consisting of $38,663,000 General Improvement; $4,049,000 Water Utility; $7,410,332 Sewer Utility;and $2,133,000 Golf & Recreational Utility (book entry).
Dated Sep 22, 2016.
Due Sep 21, 2017.
Purchased $52,255,332.00 by JPMorgan, at 2.0%, plus $604,071.63, effective rate 0.8408%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.8446%
Jefferies, Effective Rate 0.9495%
Oppenheimer, Effective Rate 0.9765%
Rockaway Borough
Sep 8, 2016 . . . . . . $1,979,790
$1,679,790 Bond Anticipation Note and $300,000 Water Utility Bond Anticipation Note (bank qualified).
Dated Sep 19, 2016.
Due Sep 19, 2017.
Purchased $1,979,790.00 by Provident Bank, at 0.98%, effective rate 0.98%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 1.09%
Roosevelt & Cross, Effective Rate 1.246%
Oppenheimer, Effective Rate 1.36%
Ship Bottom Borough
Sep 8, 2016 . . . . . . $2,456,130
$617,630 General Improvement Bond Anticipation Notes and $1,838,500 Water-Sewer Utility Bond Anticipation Notes (bank qualified).
Dated Sep 22, 2016.
Due Sep 22, 2017.
Purchased $2,456,130.00 by Roosevelt & Cross, at 1.5%, plus $5,746.00, effective rate 1.2661%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Oppenheimer, Effective Rate 1.2682%
Jefferies, Effective Rate 1.686%
NEW YORK
Bath Central School District
Sep 8, 2016 . . . . . . $383,781
Bond Anticipation Notes, 2016 (New Issue) (bank qualified).
Dated Sep 22, 2016.
Due Jun 23, 2017.
Purchased $383,780.00 by Roosevelt & Cross, at 2.0%, plus $1,660.00, effective rate 1.4254%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.46%
Bank of Greene Co, Effective Rate 1.59%
Five Star Bnk, Effective Rate 1.67%
Oppenheimer, Effective Rate 1.8719%
Churchville-Chili Central School District
Sep 8, 2016 . . . . . . $1,300,000
General Obligation School District (Serial) Bonds, 2016 (bank qualified) (book entry).
Dated Sep 29, 2016.
Due Jun 15, 2018 to 2021.
Non-callable.
Winning bid: Roosevelt & Cross, at 100.8566, NIC 1.086%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/18 | $310,000 | 1.00% | 0.70% | ||
| 6/15/19 | $320,000 | 1.25% | 0.80% | ||
| 6/15/20 | $330,000 | 1.375% | 0.90% | ||
| 6/15/21 | $340,000 | 1.50% | 1.00% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates, Inc., R. Seelaus & Co., Inc., Intercoastal Capital Markets, Inc..
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Mesirow Financial, NIC 1.1116%
Raymond James, NIC 1.2547%
Elwood Union Free School District
Sep 8, 2016 . . . . . . $14,000,000
Tax Anticipation Notes for 2016-2017 Taxes.
Dated Sep 20, 2016.
Due Jun 23, 2017.
Purchased $1,000,000.00 by Flushing Comm Bk, at 0.9%, effective rate 0.9%.
Purchased $13,000,000.00 by Jefferies, at 1.5%, plus $56,031.85, effective rate 0.9316%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.9316%
JPMorgan, Effective Rate 0.978%
TD Securities, Effective Rate 0.9991%
Oppenheimer, Effective Rate 1.0665%
Long Beach (City)
Sep 8, 2016 . . . . . . $8,124,370
Bond Anticipation Notes-2016 Series C.
Dated Sep 16, 2016.
Due Sep 15, 2017.
Purchased $8,124,370.00 by Jefferies, at 1.75%, plus $38,105.00, effective rate 1.2797%.
L.O.: Harris Beach PLLC, Hempstead, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 1.28%
Oppenheimer, Effective Rate 1.3788%
Roosevelt & Cross, Effective Rate 1.4384%
Long Beach (City)
Sep 8, 2016 . . . . . . $9,250,000
Revenue Anticipation (Renewal) Notes-2016 Series B.
Dated Sep 16, 2016.
Due Jun 30, 2017.
Purchased $9,250,000.00 by JPMorgan Chase, at 1.21%, effective rate 1.21%.
L.O.: Harris Beach PLLC, Hempstead, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 1.2622%
TD Securities, Effective Rate 1.28%
Oppenheimer, Effective Rate 1.3811%
New Paltz Village
Sep 8, 2016 . . . . . . $2,688,680
Bond Anticipation Notes, Series 2016B (bank qualified).
Dated Sep 21, 2016.
Due Sep 21, 2017.
Purchased $2,688,680.00 by Oppenheimer, at 2.0%, plus $22,586.00, effective rate 1.16%.
L.O.: Squire Patton Boggs (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 1.1909%
Roosevelt & Cross, Effective Rate 1.2684%
New Rochelle City School District
Sep 8, 2016 . . . . . . $1,290,684
General Obligation Bond Anticipation Notes, 2016 Series C.
Dated Sep 14, 2016.
Due Jul 14, 2017.
Purchased $1,290,680.00 by JPMorgan Chase, at 1.17%, effective rate 1.17%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.2252%
Roosevelt & Cross, Effective Rate 1.2645%
Jefferies, Effective Rate 1.5607%
New Rochelle City School District
Sep 8, 2016 . . . . . . $12,000,000
General Obligation Tax Anticipation Notes, 2016.
Dated Sep 14, 2016.
Due Jun 29, 2017.
Purchased $12,000,000.00 by JPMorgan, at 2.0%, plus $100,320.00, effective rate 0.944%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Securities, Effective Rate 1.0211%
Jefferies, Effective Rate 1.0465%
Oppenheimer, Effective Rate 1.0665%
JPMorgan Chase, Effective Rate 1.12%
New York State Dormitory Authority
Sep 8, 2016 . . . . . . $22,590,000
State Personal Income Tax Revenue Bonds, (General Purpose), Series 2016B (Tax-Exempt) (book entry).
Dated Sep 16, 2016.
Due Feb 15, 2018 to 2041.
Callable Aug 15, 2026 at par.
Winning bid: Roosevelt & Cross, at 103.5129, TIC 2.4836%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/18 | $620,000 | 4.00% | 0.67% | ||
| 2/15/19 | $650,000 | 4.00% | 0.75% | ||
| 2/15/20 | $670,000 | 4.00% | 0.85% | ||
| 2/15/21 | $700,000 | 4.00% | 0.92% | ||
| 2/15/22 | $730,000 | 4.00% | 1.03% | ||
| 2/15/23 | $760,000 | 4.00% | 1.18% | ||
| 2/15/24 | $790,000 | 4.00% | 1.32% | ||
| 2/15/25 | $820,000 | 4.00% | 1.40% | ||
| 2/15/26 | $855,000 | 4.00% | 1.52% | ||
| 2/15/27 | $885,000 | 5.00% | 1.63% | ||
| 2/15/28 | $930,000 | 2.00% | 2.00% | ||
| 2/15/29 | $950,000 | 2.00% | 2.10% | ||
| 2/15/30 | $970,000 | 2.125% | 2.20% | ||
| 2/15/31 | $990,000 | 2.125% | 2.30% | ||
| 2/15/32 | $1,010,000 | 2.25% | 2.37% | ||
| 2/15/33 | $1,035,000 | 2.25% | 2.45% | ||
| 2/15/34 | $1,055,000 | 2.25% | 2.50% | ||
| 2/15/35 | $1,080,000 | 2.50% | 2.55% | ||
| 2/15/36 | $1,105,000 | 2.50% | 2.60% | ||
| 2/15/37 | $1,135,000 | 2.50% | 2.65% | ||
| 2/15/38 | $1,165,000 | 2.50% | 2.70% | ||
| 2/15/39 | $1,190,000 | 3.00% | 2.65% | ||
| 2/15/40 | $1,230,000 | 3.00% | 2.70% | ||
| 2/15/41 | $1,265,000 | 3.00% | 2.75% |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Edward Jones, R. Seelaus & Co., Inc., Intercoastal Capital Markets, Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY; and Bryant Rabbino LLP, New York, NY.
F.A.: Public Resources Advisory Group, New York, NY; and Backstrom McCarley Berry & Co., LLC, San Francisco, CA.
Other bidders were:
Morgan Stanley, TIC 2.5429%
BA Merrill Lynch, TIC 2.5928%
Wells Fargo Secs, TIC 2.6076%
RBC Capital Mkts, TIC 2.6873%
Barclays Capital, TIC 2.705%
JPMorgan, TIC 2.7687%
Jefferies, TIC 2.8502%
New York State Dormitory Authority
Sep 8, 2016 . . . . . . $77,640,000
State Personal Income Tax Revenue Bonds, (General Purpose), Series 2016A (Group A) (Tax-Exempt) (book entry).
Dated Sep 16, 2016.
Due Feb 15, 2018 to 2026.
Non-callable.
Winning bid: JPMorgan, at 124.2143, TIC 1.4162%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/18 | $2,790,000 | 3.00% | 0.70% | ||
| 2/15/19 | $2,875,000 | 5.00% | 0.79% | ||
| 2/15/20 | $3,015,000 | 5.00% | 0.87% | ||
| 2/15/21 | $4,195,000 | 5.00% | 0.95% | ||
| 2/15/22 | $3,325,000 | 5.00% | 1.08% | ||
| 2/15/23 | $9,125,000 | 5.00% | 1.21% | ||
| 2/15/24 | $16,590,000 | 5.00% | 1.36% | ||
| 2/15/25 | $17,430,000 | 5.00% | 1.46% | ||
| 2/15/26 | $18,295,000 | 5.00% | 1.57% |
In association with: Hilltop Securities Inc., Estrada Hinojosa & Company, Inc..
In association with: Academy Securities Inc., SL Hare Capital.
L.O.: Hawkins, Delafield & Wood, New York, NY; and Bryant Rabbino LLP, New York, NY.
F.A.: Public Resources Advisory Group, New York, NY; and Backstrom McCarley Berry & Co., LLC, San Francisco, CA.
Other bidders were:
RBC Capital Mkts, TIC 1.4256%
Goldman Sachs, TIC 1.4294%
Morgan Stanley, TIC 1.4338%
Wells Fargo Secs, TIC 1.4417%
Jefferies, TIC 1.4444%
Citigroup, TIC 1.4473%
BA Merrill Lynch, TIC 1.4664%
Barclays Capital, TIC 1.4769%
North West Fire District
Sep 8, 2016 . . . . . . $221,000
Bond Anticipation Notes, 2016 (bank qualified).
Dated Sep 22, 2016.
Due Sep 21, 2017.
Purchased $221,000.00 by Bank of Greene Co, at 1.59%, effective rate 1.59%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.1973%
Roosevelt & Cross, Effective Rate 2.4954%
Northport-East Northport Union Free School District
Sep 8, 2016 . . . . . . $31,000,000
Tax Anticipation Notes for 2016-2017 Taxes.
Dated Sep 20, 2016.
Due Jun 27, 2017.
Purchased $31,000,000.00 by Jefferies, at 1.5%, plus $136,403.00, effective rate 0.9281%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.9459%
Flushing Comm Bk, Effective Rate 0.95%
JPMorgan, Effective Rate 1.0552%
Orange County
Sep 8, 2016 . . . . . . $26,625,000
Various Purposes Refunding Serial Bonds - 2016 Series B (book entry).
Dated Sep 29, 2016.
Due Jul 1, 2017 to 2028.
Callable Jul 1, 2025 at par.
Winning bid: FTN Fin Cap Mkts, at 116.5915, TIC 1.5367%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/17 | $1,860,000 | 5.00% | 0.65% | ||
| 7/1/18 | $1,685,000 | 5.00% | 0.74% | ||
| 7/1/19 | $1,795,000 | 5.00% | 0.80% | ||
| 7/1/20 | $1,905,000 | 5.00% | 0.89% | ||
| 7/1/21 | $2,025,000 | 5.00% | 0.97% | ||
| 7/1/22 | $2,140,000 | 5.00% | 1.10% | ||
| 7/1/23 | $2,250,000 | 5.00% | 1.21% | ||
| 7/1/24 | $2,360,000 | 5.00% | 1.31% | ||
| 7/1/25 | $2,480,000 | 5.00% | 1.40% | ||
| 7/1/26 | $2,605,000 | 4.00% | 1.50% | ||
| 7/1/27 | $2,710,000 | 4.00% | 1.60% | ||
| 7/1/28 | $2,810,000 | 2.00% | 2.00% |
L.O.: Harris Beach PLLC, White Plains, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Janney Montgomery, TIC 1.5585%
Hilltop Securities, TIC 1.5802%
Citigroup, TIC 1.5917%
BA Merrill Lynch, TIC 1.6008%
Mesirow Financial, TIC 1.6034%
Morgan Stanley, TIC 1.6056%
JPMorgan, TIC 1.6586%
Wells Fargo Secs, TIC 1.68%
Orange County
Sep 8, 2016 . . . . . . $56,291,295
Various Purposes Serial Bonds - 2016 Series A (book entry).
Dated Sep 29, 2016.
Due Mar 15, 2018 to 2035.
Callable Mar 15, 2025 at par.
Winning bid: Citigroup, at 108.2249, TIC 2.1673%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/15/18 | $2,426,295 | 5.00% | 0.65% | ||
| 3/15/19 | $2,500,000 | 5.00% | 0.75% | ||
| 3/15/20 | $2,570,000 | 5.00% | 0.85% | ||
| 3/15/21 | $2,645,000 | 5.00% | 0.93% | ||
| 3/15/22 | $2,720,000 | 5.00% | 1.05% | ||
| 3/15/23 | $2,800,000 | 5.00% | 1.15% | ||
| 3/15/24 | $2,880,000 | 4.00% | 1.25% | ||
| 3/15/25 | $2,965,000 | 4.00% | 1.35% | ||
| 3/15/26 | $3,050,000 | 5.00% | 1.45% | ||
| 3/15/27 | $3,135,000 | 5.00% | 1.55% | ||
| 3/15/28 | $3,230,000 | 3.00% | 2.00% | ||
| 3/15/29 | $3,320,000 | 2.00% | 2.10% | ||
| 3/15/30 | $3,420,000 | 2.00% | 2.20% | ||
| 3/15/31 | $3,515,000 | 2.125% | 2.30% | ||
| 3/15/32 | $3,620,000 | 2.25% | 2.40% | ||
| 3/15/33 | $3,725,000 | 2.25% | 2.50% | ||
| 3/15/34 | $3,830,000 | 2.50% | 2.55% | ||
| 3/15/35 | $3,940,000 | 2.50% | 2.60% |
Other managers: Roosevelt & Cross, Inc., Drexel Hamilton, LLC., Siebert Cisneros Shank & Co., L.L.C., Ramirez & Co., Inc., The Williams Capital Group, L.P., Oppenheimer & Co., Inc., Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates, Inc., Wiley Bros.-Aintree Capital LLC, R. Seelaus & Co., Inc., Intercoastal Capital Markets, Inc., Fifth Third Securities, Inc., Edward Jones, UBS Financial Services, Inc., Stern Brothers & Co..
L.O.: Harris Beach PLLC, White Plains, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Hilltop Securities, TIC 2.24%
Janney Montgomery, TIC 2.2437%
FTN Fin Cap Mkts, TIC 2.2743%
BA Merrill Lynch, TIC 2.2753%
Morgan Stanley, TIC 2.2894%
Wells Fargo Secs, TIC 2.3735%
JPMorgan, TIC 2.3737%
Mesirow Financial, TIC 2.4605%
TD Securities, TIC 2.6647%
Victor Central School District
Sep 8, 2016 . . . . . . $2,186,762
Bond Anticipation Notes-2016.
Dated Sep 23, 2016.
Due Sep 22, 2017.
Purchased $2,186,760.00 by Pioneer Comm Bk, at 0.92%, effective rate 0.92%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.133%
JPMorgan Chase, Effective Rate 1.138%
Jefferies, Effective Rate 1.1826%
Roosevelt & Cross, Effective Rate 1.2276%
TD Securities, Effective Rate 1.3111%
OKLAHOMA
Grant County Independent School District No. 90 (Pond Creek-Hunter)
Sep 8, 2016 . . . . . . $690,000
Building Bonds of 2016 (bank qualified) (book entry).
Dated Oct 1, 2016.
Due Oct 1, 2018.
Non-callable.
Winning bid: UMB Bank, at n/a, NIC 1.135%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/18 | $690,000 | 1.15% | 0.85% |
L.O.: State Attorney General; and Hilborne & Weidman, Tulsa, OK.
F.A.: Stephen H. McDonald & Associates, Inc., Norman, OK.
Other bidders were:
Baker Group, NIC 1.15%
Legacy Bank, NIC 1.1936%
BOK Fin Secs, NIC 1.2%
F&M Bank, NIC 1.2428%
SOUTH CAROLINA
Spartanburg County School District No. 6
Sep 8, 2016 . . . . . . $11,500,000
General Obligation Bonds, Series 2016 (South Carolina State School District Credit Enhancement Program) (book entry).
Dated Sep 22, 2016.
Due Apr 1, 2017 to 2019.
Non-callable.
Winning bid: Citigroup, at 107.1941, TIC 0.8096%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/17 | $2,000,000 | 5.00% | 0.64% | ||
| 4/1/18 | $4,895,000 | 5.00% | 0.74% | ||
| 4/1/19 | $4,605,000 | 5.00% | 0.79% |
Other managers: Drexel Hamilton, LLC., Siebert Cisneros Shank & Co., L.L.C., Rice Financial Products Company, Intercoastal Capital Markets, Inc., Protective Securities A Division of ProEquities, Wiley Bros.-Aintree Capital LLC.
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Columbia, SC.
F.A.: Compass Municpal Advisors, Columbia, SC.
Other bidders were:
UBS Financial Svcs, TIC 0.84%
JPMorgan, TIC 0.8489%
Wells Fargo Secs, TIC 0.8615%
BA Merrill Lynch, TIC 0.8784%
KeyBanc Cap Mkts, TIC 0.8888%
Piper Jaffray, TIC 0.8927%
SunTrust Robinson, TIC 0.9054%
Raymond James, TIC 0.9193%
Robert W. Baird, TIC 0.9432%
TEXAS
Galveston County Municipal Utility District No. 32
Sep 8, 2016 . . . . . . $975,000
Unlimited Tax Bonds, Series 2016 (bank qualified) (book entry).
Dated Oct 1, 2016.
Due Sep 1, 2017 to 2041.
Callable Sep 1, 2025 at par.
Winning bid: Hilltop Securities, at 97.3300, NIC 3.452%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $20,000 | 2.00% | 1.00% | ||
| 9/1/18 | $20,000 | 2.00% | 1.25% | ||
| 9/1/19 | $20,000 | 2.00% | 1.50% | ||
| 9/1/20 | $25,000 | 2.00% | 1.75% | ||
| 9/1/21 | $25,000 | 2.00% | 2.00% | ||
| 9/1/22 | $25,000 | 2.20% | 2.20% | ||
| 9/1/23 | $25,000 | 2.30% | 2.30% | ||
| 9/1/24 | $30,000 | 2.40% | 2.45% | ||
| 9/1/25 | $30,000 | 2.60% | 2.65% | ||
| 9/1/26 | $30,000 | 2.75% | 2.75% | ||
| 9/1/28 | $70,000 | 2.90% | 2.90% | ||
| 9/1/30 | $75,000 | 3.05% | 3.05% | ||
| 9/1/31 | $40,000 | 3.10% | 3.20% | ||
| 9/1/36 | $235,000 | 3.375% | 3.40% | ||
| 9/1/41 | $305,000 | 3.50% | 3.50% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
GMS Group, NIC 3.6794%
Montgomery County Municipal Utility District No. 105
Sep 8, 2016 . . . . . . $6,700,000
Unlimited Tax Road Bonds, Series 2016 (bank qualified) (book entry).
Dated Oct 1, 2016.
Due Sep 1, 2018 to 2041.
Callable Sep 1, 2022 at par.
Winning bid: RBC Capital Mkts, at 97.2500, NIC 3.4725%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/18 | $170,000 | 2.00% | 1.20% | ||
| 9/1/19 | $180,000 | 2.00% | 1.40% | ||
| 9/1/20 | $185,000 | 2.00% | 1.60% | ||
| 9/1/21 | $195,000 | 2.00% | 1.80% | ||
| 9/1/22 | $200,000 | 2.00% | 2.00% | ||
| 9/1/23 | $210,000 | 3.00% | 2.20% | ||
| 9/1/24 | $215,000 | 3.00% | 2.40% | ||
| 9/1/25 | $225,000 | 3.00% | 2.60% | ||
| 9/1/26 | $235,000 | 3.00% | 2.75% | ||
| 9/1/27 | $245,000 | 3.00% | 2.90% | ||
| 9/1/28 | $255,000 | 3.00% | 3.00% | ||
| 9/1/29 | $265,000 | 3.00% | 3.10% | ||
| 9/1/30 | $275,000 | 3.125% | 3.20% | ||
| 9/1/31 | $285,000 | 3.25% | 3.25% | ||
| 9/1/32 | $295,000 | 3.25% | 3.30% | ||
| 9/1/33 | $310,000 | 3.25% | 3.35% | ||
| 9/1/34 | $320,000 | 3.375% | 3.40% | ||
| 9/1/35 | $335,000 | 3.375% | 3.45% | ||
| 9/1/36 | $345,000 | 3.375% | 3.50% | ||
| 9/1/41 | $1,955,000 | 3.50% | 3.60% |
Other managers: GMS Group.
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Houston, TX.
Other bidders were:
FMSbonds, NIC 3.7157%
Northlake (Town)
Sep 8, 2016 . . . . . . $1,390,000
General Obligation Refunding Bonds, Series 2016 (bank qualified) (book entry).
Dated Sep 1, 2016.
Due Aug 15, 2017 to 2025.
Non-callable.
Winning bid: BOK Fin Secs, at 102.3896, TIC 1.5082%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $135,000 | 2.00% | 0.75% | ||
| 8/15/18 | $135,000 | 2.00% | 0.90% | ||
| 8/15/19 | $145,000 | 2.00% | 1.00% | ||
| 8/15/20 | $150,000 | 2.00% | 1.10% | ||
| 8/15/21 | $155,000 | 2.00% | 1.20% | ||
| 8/15/22 | $160,000 | 2.00% | 1.30% | ||
| 8/15/23 | $165,000 | 2.00% | 1.40% | ||
| 8/15/24 | $170,000 | 2.00% | 1.50% | ||
| 8/15/25 | $175,000 | 2.00% | 1.60% |
Other managers: Stifel, Nicolaus & Co., Inc., SunTrust Robinson Humphrey.
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Dallas, TX.
Other bidders were:
Raymond James, TIC 1.5732%
SAMCO Cap Mkts, TIC 1.5947%
Northlake (Town)
Sep 8, 2016 . . . . . . $6,990,000
Combination Tax and Limited Surplus Revenue Certificates of Obligation, Series 2016 (bank qualified) (book entry).
Dated Sep 1, 2016.
Due Aug 15, 2017 to 2036.
Callable Aug 15, 2026 at par.
Winning bid: Raymond James, at 101.5211, TIC 2.0804%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $315,000 | 2.00% | 0.80% | BAM | |
| 8/15/18 | $220,000 | 2.00% | 0.95% | BAM | |
| 8/15/19 | $220,000 | 2.00% | 1.05% | BAM | |
| 8/15/20 | $270,000 | 2.00% | 1.10% | BAM | |
| 8/15/21 | $320,000 | 2.00% | 1.15% | BAM | |
| 8/15/22 | $345,000 | 2.00% | 1.20% | BAM | |
| 8/15/23 | $345,000 | 2.00% | 1.30% | BAM | |
| 8/15/24 | $310,000 | 2.00% | 1.40% | BAM | |
| 8/15/25 | $315,000 | 2.00% | 1.50% | BAM | |
| 8/15/26 | $355,000 | 2.00% | 1.55% | BAM | |
| 8/15/27 | $360,000 | 2.00% | 1.65% | BAM | |
| 8/15/28 | $370,000 | 2.00% | 1.75% | BAM | |
| 8/15/29 | $375,000 | 2.00% | 1.85% | BAM | |
| 8/15/30 | $380,000 | 2.00% | 2.00% | BAM | |
| 8/15/31 | $390,000 | 2.25% | 2.10% | BAM | |
| 8/15/32 | $400,000 | 2.25% | 2.15% | BAM | |
| 8/15/33 | $410,000 | 2.375% | 2.20% | BAM | |
| 8/15/34 | $420,000 | 2.50% | 2.25% | BAM | |
| 8/15/35 | $430,000 | 2.50% | 2.35% | BAM | |
| 8/15/36 | $440,000 | 2.625% | 2.40% | BAM |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Dallas, TX.
Other bidders were:
SAMCO Cap Mkts, TIC 2.2199%
BOK Fin Secs, TIC 2.2311%
WISCONSIN
Dane County
Sep 8, 2016 . . . . . . $1,935,000
General Obligation Capital Improvement Bonds, Series 2016B (book entry).
Dated Sep 28, 2016.
Due Jun 1, 2017 to 2036.
Callable Jun 1, 2026 at par.
Winning bid: Bernardi Securities, at 100.1387, TIC 2.371%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $70,000 | 2.00% | 0.70% | ||
| 6/1/18 | $80,000 | 2.00% | 0.80% | ||
| 6/1/19 | $80,000 | 2.00% | 0.90% | ||
| 6/1/20 | $85,000 | 2.00% | 1.00% | ||
| 6/1/21 | $85,000 | 2.00% | 1.10% | ||
| 6/1/22 | $85,000 | 2.00% | 1.25% | ||
| 6/1/23 | $90,000 | 2.00% | 1.35% | ||
| 6/1/24 | $90,000 | 2.00% | 1.45% | ||
| 6/1/25 | $95,000 | 2.00% | 1.60% | ||
| 6/1/26 | $95,000 | 2.00% | 1.70% | ||
| 6/1/27 | $95,000 | 2.00% | 2.00% | ||
| 6/1/28 | $100,000 | 2.00% | 2.10% | ||
| 6/1/29 | $100,000 | 2.10% | 2.25% | ||
| 6/1/30 | $105,000 | 2.25% | 2.40% | ||
| 6/1/33 | $325,000 | 2.60% | 2.70% | ||
| 6/1/36 | $355,000 | 2.75% | 2.80% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.3902%
Hutchinson Shockey, TIC 2.5853%
Dane County
Sep 8, 2016 . . . . . . $28,865,000
General Obligation Promissory Notes, Series 2016A (book entry).
Dated Sep 28, 2016.
Due Jun 1, 2017 to 2026.
Callable Jun 1, 2023 at par.
Winning bid: Raymond James, at 104.9564, TIC 1.387%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $4,265,000 | 2.00% | 0.75% | ||
| 6/1/18 | $4,190,000 | 3.00% | 0.80% | ||
| 6/1/19 | $3,770,000 | 3.00% | 0.85% | ||
| 6/1/20 | $3,385,000 | 3.00% | 0.95% | ||
| 6/1/21 | $3,485,000 | 3.00% | 1.07% | ||
| 6/1/22 | $1,855,000 | 3.00% | 1.22% | ||
| 6/1/23 | $1,915,000 | 3.00% | 1.35% | ||
| 6/1/24 | $1,960,000 | 2.00% | 1.49% | ||
| 6/1/25 | $2,000,000 | 2.00% | 1.60% | ||
| 6/1/26 | $2,040,000 | 2.00% | 1.75% |
Other managers: Morgan Stanley & Co., Inc., Jefferies LLC, FTN Financial Capital Markets, Ramirez & Co., Inc., City Securities Corp..
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 1.3871%
Citigroup, TIC 1.4497%
Hutchinson Shockey, TIC 1.4775%
Monroe (City)
Sep 7, 2016 . . . . . . $4,350,000
General Obligation Promissory Notes, Series 2016B (bank qualified) (book entry).
Dated Sep 27, 2016.
Due Mar 1, 2017 to 2026.
Callable Mar 1, 2023 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.2366%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $465,000 | 1.00% | 0.70% | ||
| 3/1/18 | $650,000 | 1.00% | 0.75% | ||
| 3/1/19 | $700,000 | 1.00% | 0.80% | ||
| 3/1/20 | $695,000 | 1.00% | 0.95% | ||
| 3/1/21 | $410,000 | 1.50% | 1.05% | ||
| 3/1/22 | $420,000 | 1.50% | 1.20% | ||
| 3/1/23 | $425,000 | 1.50% | 1.30% | ||
| 3/1/24 | $190,000 | 1.75% | 1.35% | ||
| 3/1/25 | $195,000 | 1.75% | 1.45% | ||
| 3/1/26 | $200,000 | 1.90% | 1.55% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Mesirow Financial, TIC 1.2689%
BOK Fin Secs, TIC 1.3192%
Northland Securities, TIC 1.3298%
Robert W. Baird, TIC 1.3499%
Piper Jaffray, TIC 1.357%
Raymond James, TIC 1.3684%
Fifth Third Secs, TIC 1.4465%
FTN Fin Cap Mkts, TIC 1.4948%
TAXABLE ISSUES
KANSAS
Wichita (City)
Sep 8, 2016 . . . . . . $2,645,000
Taxable General Obligation Temporary Notes, Series 255 (book entry).
Dated Oct 13, 2016.
Due Oct 13, 2017.
Purchased $2,645,000.00 by Oppenheimer, at 1.5%, plus $1,454.75, effective rate 1.439%.
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Municipal Official(s).
Other bidders were:
Hutchinson Shockey, Effective Rate 1.692%
Jefferies, Effective Rate 1.981%
Northland Securities, Effective Rate 2.8714%
NEW JERSEY
Ship Bottom Borough
Sep 8, 2016 . . . . . . $936,000
$316,000 General Improvement Bond Anticipation Notes and $620,000 Water-Sewer Utility Bond Anticipation Notes (Taxable).
Dated Sep 22, 2016.
Due Sep 22, 2017.
Purchased $936,000.00 by Oppenheimer, at 1.875%, plus $605.00, effective rate 1.8104%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
East Brunswick Twp, Effective Rate 1.3998%
NEW YORK
New York State Dormitory Authority
Sep 8, 2016 . . . . . . $65,905,000
State Personal Income Tax Revenue Bonds, (General Purpose), Series 2016C (Federally Taxable) (book entry).
Dated Sep 16, 2016.
Due Feb 15, 2018 to 2023.
Non-callable.
Winning bid: JPMorgan, at 99.5936, TIC 1.511%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/18 | $11,775,000 | 0.75% | 0.86% | ||
| 2/15/19 | $11,860,000 | 0.95% | 1.03% | ||
| 2/15/20 | $11,975,000 | 1.10% | 1.18% | ||
| 2/15/21 | $11,075,000 | 1.50% | 1.56% | ||
| 2/15/22 | $12,325,000 | 1.60% | 1.66% | ||
| 2/15/23 | $6,895,000 | 1.80% | 1.84% |
In association with: Hilltop Securities Inc., Estrada Hinojosa & Company, Inc..
In association with: Academy Securities Inc., SL Hare Capital.
L.O.: Hawkins, Delafield & Wood, New York, NY; and Bryant Rabbino LLP, New York, NY.
F.A.: Public Resources Advisory Group, New York, NY; and Backstrom McCarley Berry & Co., LLC, San Francisco, CA.
Other bidders were:
Wells Fargo Secs, TIC 1.56%
Jefferies, TIC 1.5792%
BA Merrill Lynch, TIC 1.5901%
Raymond James, TIC 1.6229%
Citigroup, TIC 1.6737%
Morgan Stanley, TIC 1.6752%
Barclays Capital, TIC 1.7221%
Goldman Sachs, TIC 1.7423%
FTN Fin Cap Mkts, TIC 1.769%
RBC Capital Mkts, TIC 1.7814%
