ARKANSAS
Ouachita River School District of Polk County
Aug 10, 2016 . . . . . . $2,025,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2016.
Due Jun 1, 2017 to 2039.
Callable Dec 1, 2018 at par.
Winning bid: Ross Sinclaire, at 98.1427, TIC 2.2978%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $25,000 | 1.00% | 0.75% | ||
| 6/1/19 | $155,000 | 1.00% | 1.00% | ||
| 6/1/21 | $160,000 | 1.10% | 1.10% | ||
| 6/1/23 | $160,000 | 1.25% | 1.25% | ||
| 6/1/25 | $165,000 | 1.50% | 1.50% | ||
| 6/1/27 | $175,000 | 1.625% | 1.65% | ||
| 6/1/29 | $180,000 | 1.875% | 1.90% | ||
| 6/1/31 | $180,000 | 2.00% | 2.00% | ||
| 6/1/33 | $195,000 | 2.25% | 2.30% | ||
| 6/1/35 | $205,000 | 2.50% | 2.40% | ||
| 6/1/37 | $205,000 | 2.50% | 2.50% | ||
| 6/1/39 | $220,000 | 2.50% | 2.60% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.3633%
ILLINOIS
Glencoe Village
Aug 10, 2016 . . . . . . $5,000,000
General Obligation Bonds, Series 2016B (bank qualified) (book entry).
Dated Aug 30, 2016.
Due Dec 15, 2017 to 2027.
Callable Dec 15, 2024 at par.
Winning bid: FTN Fin Cap Mkts, at 103.2244, TIC 1.4345%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/17 | $445,000 | 2.00% | 0.70% | ||
| 12/15/18 | $470,000 | 2.00% | 0.80% | ||
| 12/15/19 | $475,000 | 2.00% | 0.90% | ||
| 12/15/20 | $480,000 | 2.00% | 1.00% | ||
| 12/15/21 | $485,000 | 2.00% | 1.15% | ||
| 12/15/22 | $490,000 | 2.00% | 1.30% | ||
| 12/15/23 | $500,000 | 2.00% | 1.35% | ||
| 12/15/24 | $505,000 | 2.00% | 1.40% | ||
| 12/15/25 | $515,000 | 2.00% | 1.50% | ||
| 12/15/26 | $525,000 | 2.00% | 1.60% | ||
| 12/15/27 | $110,000 | 2.00% | 1.80% |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 1.4417%
Mesirow Financial, TIC 1.4422%
Fifth Third Secs, TIC 1.4756%
Raymond James, TIC 1.502%
Citigroup, TIC 1.5086%
Stifel Nicolaus, TIC 1.5962%
Mount Prospect Village
Aug 10, 2016 . . . . . . $8,735,000
General Obligation Refunding Bonds, Series 2016 (bank qualified) (book entry).
Dated Sep 8, 2016.
Due Dec 1, 2017 to 2022.
Non-callable.
Winning bid: FTN Fin Cap Mkts, at n/a, TIC 1.1678%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $1,375,000 | 2.00% | 0.73% | ||
| 12/1/18 | $1,400,000 | 2.00% | 0.80% | ||
| 12/1/19 | $1,425,000 | 3.00% | 0.90% | ||
| 12/1/20 | $1,470,000 | 3.00% | 1.00% | ||
| 12/1/21 | $1,515,000 | 2.00% | 1.15% | ||
| 12/1/22 | $1,550,000 | 2.00% | 1.30% |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Robert W. Baird, TIC 1.1694%
Fifth Third Secs, TIC 1.2144%
Mesirow Financial, TIC 1.2365%
Northland Securities, TIC 1.2986%
Piper Jaffray, TIC 1.3077%
Raymond James, TIC 1.345%
BOK Fin Secs, TIC 1.4748%
INDIANA
Center Grove Multi-Facility School Building Corporation
Aug 9, 2016 . . . . . . $9,330,000
Ad Valorem Property Tax First Mortgage Bonds, Series 2016 (book entry).
Dated Aug 24, 2016.
Due Jul 10, 2023 to Jan 10, 2032.
Callable Jul 10, 2026 at par.
Winning bid: J.J.B. Hilliard, at 107.1611, TIC 2.5021%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/10/23 | $460,000 | 2.00% | 1.54% | ||
| 1/10/24 | $465,000 | 2.00% | 1.65% | ||
| 7/10/24 | $470,000 | 3.00% | 1.68% | ||
| 1/10/25 | $475,000 | 3.00% | 1.75% | ||
| 7/10/25 | $480,000 | 3.00% | 1.78% | ||
| 1/10/26 | $490,000 | 3.00% | 1.84% | ||
| 7/10/26 | $495,000 | 3.00% | 1.88% | ||
| 7/10/27 | $1,015,000 | 3.00% | 2.00% | ||
| 1/10/28 | $520,000 | 3.00% | 2.20% | ||
| 7/10/28 | $525,000 | 3.00% | 2.25% | ||
| 1/10/29 | $535,000 | 3.00% | 2.40% | ||
| 7/10/29 | $545,000 | 3.00% | 2.45% | ||
| 7/10/30 | $1,110,000 | 3.50% | 2.50% | ||
| 1/10/31 | $570,000 | 4.00% | 2.55% | ||
| 7/10/31 | $580,000 | 4.00% | 2.60% | ||
| 1/10/32 | $595,000 | 4.00% | 2.65% |
Other managers: UBS Financial Services, Inc., Huntington Investment Company.
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: City Securities Corp., Indianapolis, IN.
Other bidders were:
Robert W. Baird, TIC 2.5462%
Stifel Nicolaus, TIC 2.572%
Griffith Park District
Aug 10, 2016 . . . . . . $605,000
Park District Bonds, Series 2016 (bank qualified) (book entry).
Dated Aug 25, 2016.
Due Aug 1, 2017 to Feb 1, 2019.
Non-callable.
Winning bid: City Securities, at 100.7015, NIC 1.5386%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/17 | $100,000 | 1.00% | 0.85% | ||
| 2/1/18 | $100,000 | 2.00% | 0.90% | ||
| 8/1/18 | $200,000 | 2.00% | 0.95% | ||
| 2/1/19 | $205,000 | 2.00% | 1.00% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Mishawaka, IN.
Other bidders were:
Huntington Bk of MI, NIC 2.2673%
KENTUCKY
Glasgow Electric Plant Board
Aug 10, 2016 . . . . . . $2,650,000
Electric System Revenue Bonds, Series 2016A (bank qualified) (book entry).
Dated Aug 30, 2016.
Due Jun 1, 2017 to 2036.
Callable Jun 1, 2026 at par.
Winning bid: Hutchinson Shockey, at 98.0000, NIC 2.6766%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $95,000 | 2.00% | 0.75% | AGM | |
| 6/1/18 | $110,000 | 2.00% | 0.85% | AGM | |
| 6/1/19 | $115,000 | 2.00% | 1.00% | AGM | |
| 6/1/20 | $115,000 | 2.00% | 1.15% | AGM | |
| 6/1/21 | $115,000 | 2.00% | 1.30% | AGM | |
| 6/1/22 | $120,000 | 2.00% | 1.50% | AGM | |
| 6/1/23 | $120,000 | 2.00% | 1.65% | AGM | |
| 6/1/24 | $125,000 | 2.25% | 1.80% | AGM | |
| 6/1/25 | $125,000 | 2.25% | 1.90% | AGM | |
| 6/1/26 | $130,000 | 2.25% | 2.00% | AGM | |
| 6/1/27 | $135,000 | 2.25% | 2.125% | AGM | |
| 6/1/28 | $135,000 | 2.25% | 2.25% | AGM | |
| 6/1/29 | $140,000 | 2.375% | 2.40% | AGM | |
| 6/1/30 | $140,000 | 2.50% | 2.55% | AGM | |
| 6/1/31 | $145,000 | 2.625% | 2.70% | AGM | |
| 6/1/33 | $305,000 | 2.625% | 2.90% | AGM | |
| 6/1/36 | $480,000 | 2.75% | 3.10% | AGM |
L.O.: Rubin & Hays, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Duncan-Williams, NIC 2.6899%
SunTrust Robinson, NIC 2.776%
Ross Sinclaire, NIC 2.7895%
Louisville and Jefferson County Metropolitan Sewer District
Aug 10, 2016 . . . . . . $28,315,000
Sewer and Drainage System Revenue Refunding Bonds, Series 2016B (book entry).
Dated Aug 30, 2016.
Due May 15, 2017 to 2036.
Callable Nov 15, 2025 at par.
Winning bid: Hutchinson Shockey, at n/a, TIC 2.0912%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/17 | $220,000 | 5.00% | 0.55% | ||
| 5/15/19 | $2,270,000 | 5.00% | 0.75% | ||
| 5/15/20 | $1,910,000 | 5.00% | 0.90% | ||
| 5/15/21 | $1,955,000 | 5.00% | 1.04% | ||
| 5/15/22 | $2,050,000 | 5.00% | 1.23% | ||
| 5/15/23 | $2,080,000 | 5.00% | 1.38% | ||
| 5/15/24 | $1,245,000 | 4.00% | 1.50% | ||
| 5/15/25 | $5,350,000 | 5.00% | 1.61% | ||
| 5/15/26 | $2,295,000 | 4.00% | 1.75% | ||
| 5/15/27 | $830,000 | 2.00% | 2.10% | ||
| 5/15/28 | $825,000 | 2.125% | 2.20% | ||
| 5/15/29 | $825,000 | 2.25% | 2.35% | ||
| 5/15/30 | $810,000 | 2.375% | 2.50% | ||
| 5/15/31 | $825,000 | 2.50% | 2.60% | ||
| 5/15/32 | $840,000 | 2.625% | 2.70% | ||
| 5/15/33 | $855,000 | 2.50% | 2.80% | ||
| 5/15/34 | $895,000 | 2.75% | 2.85% | ||
| 5/15/36 | $2,235,000 | 2.75% | 2.952% |
L.O.: Dinsmore & Shohl LLP, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Morgan Stanley, TIC 2.109%
Robert W. Baird, TIC 2.1253%
Janney Montgomery, TIC 2.1411%
Citigroup, TIC 2.1436%
JPMorgan, TIC 2.1539%
BA Merrill Lynch, TIC 2.1674%
Wells Fargo Secs, TIC 2.222%
Louisville and Jefferson County Metropolitan Sewer District
Aug 10, 2016 . . . . . . $67,685,000
Sewer and Drainage System Revenue Refunding Bonds, Series 2016C (book entry).
Dated Aug 30, 2016.
Due May 15, 2020 to 2023.
Non-callable.
Winning bid: Morgan Stanley, at n/a, TIC 1.1054%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/20 | $17,170,000 | 5.00% | 0.81% | ||
| 5/15/21 | $18,210,000 | 5.00% | 0.95% | ||
| 5/15/22 | $19,310,000 | 5.00% | 1.14% | ||
| 5/15/23 | $12,995,000 | 5.00% | 1.27% |
Other managers: Jefferies LLC, Fidelity Capital Markets, Raymond James & Associates, Inc..
L.O.: Dinsmore & Shohl LLP, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
JPMorgan, TIC 1.1435%
Citigroup, TIC 1.1603%
Wells Fargo Secs, TIC 1.165%
BA Merrill Lynch, TIC 1.1849%
Hutchinson Shockey, TIC 1.1981%
Janney Montgomery, TIC 1.2258%
MASSACHUSETTS
Wareham (Town)
Aug 10, 2016 . . . . . . $300,000
State House Serial Loan Notes (bank qualified).
Dated Aug 19, 2016.
Due Aug 15, 2017 to 2020.
Non-callable.
Winning bid: Cape Cod 5 Cents Svg, at n/a, NIC 2.1752%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $75,000 | 2.00% | NRO | ||
| 8/15/18 | $75,000 | 2.00% | NRO | ||
| 8/15/19 | $75,000 | 2.25% | NRO | ||
| 8/15/20 | $75,000 | 2.25% | NRO |
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Century Bk, NIC 2.5%
Eastern Bk Cap Mkts, NIC 2.7%
Westwood (Town)
Aug 10, 2016 . . . . . . $16,645,000
General Obligation Municipal Purpose Loan of 2016 Bonds (book entry).
Dated Sep 1, 2016.
Due Mar 1, 2017 to 2046.
Callable Mar 1, 2026 at par.
Winning bid: Raymond James, at 105.6573, TIC 2.4241%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $755,000 | 4.00% | 0.40% | ||
| 3/1/18 | $750,000 | 4.00% | 0.48% | ||
| 3/1/19 | $750,000 | 4.00% | 0.57% | ||
| 3/1/20 | $750,000 | 4.00% | 0.68% | ||
| 3/1/21 | $750,000 | 4.00% | 0.81% | ||
| 3/1/22 | $750,000 | 4.00% | 0.99% | ||
| 3/1/23 | $750,000 | 4.00% | 1.13% | ||
| 3/1/24 | $750,000 | 4.00% | 1.23% | ||
| 3/1/25 | $745,000 | 4.00% | 1.32% | ||
| 3/1/26 | $745,000 | 4.00% | 1.42% | ||
| 3/1/27 | $460,000 | 4.00% | 1.52% | ||
| 3/1/28 | $460,000 | 2.00% | 1.85% | ||
| 3/1/29 | $460,000 | 2.00% | 2.00% | ||
| 3/1/30 | $460,000 | 2.00% | 2.10% | ||
| 3/1/31 | $460,000 | 2.00% | 2.20% | ||
| 3/1/32 | $460,000 | 2.125% | 2.27% | ||
| 3/1/33 | $460,000 | 2.25% | 2.35% | ||
| 3/1/34 | $460,000 | 2.25% | 2.43% | ||
| 3/1/35 | $460,000 | 2.50% | 2.53% | ||
| 3/1/36 | $460,000 | 2.50% | 2.63% | ||
| 3/1/37 | $460,000 | 2.50% | 2.74% | ||
| 3/1/40 | $1,380,000 | 3.00% | 2.85% | ||
| 3/1/43 | $1,375,000 | 3.00% | 2.90% | ||
| 3/1/46 | $1,335,000 | 3.00% | 2.95% |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC, City Securities Corp., Gates Capital Corp., Winslow, Evans & Crocker, Wedbush Securities Inc..
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Boston, MA.
Other bidders were:
Robert W. Baird, TIC 2.471%
Janney Montgomery, TIC 2.472%
BA Merrill Lynch, TIC 2.4952%
JPMorgan, TIC 2.508%
UBS Financial Svcs, TIC 2.6%
NEVADA
Henderson (City)
Aug 10, 2016 . . . . . . $12,700,000
General Obligation (Limited Tax) Medium-Term Various Purpose and Refunding Bonds, Series 2016 (book entry).
Dated Aug 30, 2016.
Due Aug 1, 2017 to 2026.
Non-callable.
Winning bid: JPMorgan, at 118.7921, TIC 1.3%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/17 | $350,000 | 2.00% | 0.60% | ||
| 8/1/18 | $365,000 | 4.00% | 0.66% | ||
| 8/1/19 | $1,765,000 | 5.00% | 0.76% | ||
| 8/1/20 | $1,920,000 | 5.00% | 0.90% | ||
| 8/1/21 | $2,080,000 | 5.00% | 1.05% | ||
| 8/1/22 | $2,250,000 | 5.00% | 1.25% | ||
| 8/1/23 | $2,435,000 | 5.00% | 1.40% | ||
| 8/1/24 | $485,000 | 5.00% | 1.50% | ||
| 8/1/25 | $510,000 | 5.00% | 1.60% | ||
| 8/1/26 | $540,000 | 5.00% | 1.70% |
In association with: Estrada Hinojosa & Company, Inc..
In association with: Academy Securities Inc..
L.O.: Sherman & Howard L.L.C., Las Vegas, NV.
F.A.: Zions Public Finance, Las Vegas, NV.
Other bidders were:
Stifel Nicolaus, TIC 1.3118%
KeyBanc Cap Mkts, TIC 1.3389%
Citigroup, TIC 1.3389%
Piper Jaffray, TIC 1.3485%
Robert W. Baird, TIC 1.3777%
Hutchinson Shockey, TIC 1.381%
UBS Financial Svcs, TIC 1.4997%
NEW JERSEY
Clinton Township
Aug 10, 2016 . . . . . . $1,683,000
$1,458,000 Bond Anticipation Note; $200,000 Water Utility Bond Anticipation Note; and $25,000 Speical Emergency Note (bank qualified).
Dated Aug 18, 2016.
Due Aug 18, 2017.
Purchased $1,683,000.00 by TD Securities, at 1.25%, plus $1,817.64, effective rate 1.142%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2292%
Oppenheimer, Effective Rate 1.33%
East Hanover Township
Aug 10, 2016 . . . . . . $16,883,291
Note Sales consisting of: $12,612,041 Bond Anticipation Note; $3,641,250 Water/Sewer Utility Anticiaption Note $630,000 Tax Appeal Refunding Bond Anticipation Note.
Dated Aug 18, 2016.
Due Aug 18, 2017.
Purchased $16,883,290.00 by TD Securities, at 2.0%, plus $202,937.10, effective rate 0.798%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.813%
Oppenheimer, Effective Rate 0.945%
East Orange (City)
Aug 10, 2016 . . . . . . $7,321,991
$547,500 Tax Appeal Refunding Notes, Series 2015C and $6,774,491 Bond Anticipation Notes, Series 2016D (book entry).
Dated Aug 18, 2016.
Due Aug 17, 2017.
Purchased $7,321,990.00 by Oppenheimer, at 2.0%, plus $78,858.00, effective rate 0.92%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: NW Financial Group, Hoboken, NJ.
Other bidders were:
TD Securities, Effective Rate 0.9217%
Jefferies, Effective Rate 1.0277%
Elmwood Park Borough
Aug 10, 2016 . . . . . . $4,285,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Aug 18, 2016.
Due Aug 17, 2017.
Purchased $4,285,000.00 by Spencer Savings Bk, at 0.695%, effective rate 0.695%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0253%
Mount Laurel Township
Aug 10, 2016 . . . . . . $8,715,000
Bond Anticipation Notes, Series 2016B (bank qualified).
Dated Aug 18, 2016.
Due Mar 8, 2017.
Purchased $8,715,000.00 by Jefferies, at 1.5%, plus $36,343.00, effective rate 0.749%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.9231%
Oppenheimer, Effective Rate 1.0496%
Pittsgrove Township
Aug 10, 2016 . . . . . . $456,960
Bond Anticipation Notes (bank qualified).
Dated Aug 18, 2016.
Due Aug 18, 2017.
Purchased $456,960.00 by First Elmer Inv Corp, at 0.99%, effective rate 0.99%.
L.O.: Archer & Greiner P.C., Red Bank, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Capital Bank of NJ, Effective Rate 1.296%
TBGC Investment Corp, Effective Rate 1.3%
Roosevelt & Cross, Effective Rate 1.34%
Oppenheimer, Effective Rate 1.9337%
Rumson Borough
Aug 10, 2016 . . . . . . $2,994,318
Bond Anticipation Notes, Series 2016A (bank qualified).
Dated Aug 24, 2016.
Due Aug 23, 2017.
Purchased $2,994,320.00 by TD Securities, at 1.0%, plus $4,431.59, effective rate 0.8515%.
L.O.: McCarter & English, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.856%
Oppenheimer, Effective Rate 0.9047%
TD Bank, N.A., Effective Rate 0.93%
Webster Bank, Effective Rate 1.67%
NEW YORK
Chenango Valley Central School District
Aug 10, 2016 . . . . . . $362,387
Bond Anticipation Notes, 2016 Series B (bank qualified).
Dated Sep 7, 2016.
Due Sep 7, 2017.
Purchased $362,390.00 by JPMorgan Chase, at 1.35%, effective rate 1.35%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.3778%
Chenango Valley Central School District
Aug 10, 2016 . . . . . . $8,000,000
Bond Anticipation Notes, 2016 Serries A (bank qualified).
Dated Aug 18, 2016.
Due Jul 14, 2017.
Purchased $8,000,000.00 by TD Securities, at 1.5%, plus $41,840.00, effective rate 0.9225%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.9986%
Oppenheimer, Effective Rate 1.0393%
JPMorgan Chase, Effective Rate 1.07%
Depew Village
Aug 10, 2016 . . . . . . $2,360,000
Bond Anticipation Notes, 2016A (bank qualified).
Dated Aug 24, 2016.
Due May 9, 2017.
Purchased $2,360,000.00 by TD Securities, at 1.25%, plus $4,720.00, effective rate 0.9676%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1652%
JPMorgan Chase, Effective Rate 1.23%
Jefferies, Effective Rate 1.2853%
M & T Bank, Effective Rate 1.49%
Greece (Town)
Aug 10, 2016 . . . . . . $9,900,000
Bond Anticipation Notes, 2016 (bank qualified) (book entry).
Dated Aug 24, 2016.
Due Aug 24, 2017.
Purchased $4,950,000.00 by TD Securities, at 2.0%, plus $58,905.00, effective rate 0.81%.
Purchased $4,950,000.00 by Piper Jaffray, at 2.0%, plus $60,489.00, effective rate 0.778%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
TD Securities, Effective Rate 0.81%
Oppenheimer, Effective Rate 0.895%
Jefferies, Effective Rate 0.987%
JPMorgan Chase, Effective Rate 1.157%
Hamilton Central School District
Aug 10, 2016 . . . . . . $140,000
Statutory Installment Bond, 2016 (bank qualified).
Dated Aug 22, 2016.
Due Jun 15, 2017 to 2021.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 2.29%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/17 | $25,000 | 2.29% | NRO | ||
| 6/15/18 | $25,000 | 2.29% | NRO | ||
| 6/15/19 | $30,000 | 2.29% | NRO | ||
| 6/15/20 | $30,000 | 2.29% | NRO | ||
| 6/15/21 | $30,000 | 2.29% | NRO |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
NBT Bank, NIC 2.53%
Roosevelt & Cross, NIC 2.9887%
Hermon-DeKalb Central School District
Aug 10, 2016 . . . . . . $245,000
School District (Serial) Bonds, 2016 (bank qualified).
Dated Sep 1, 2016.
Due Sep 1, 2017 to 2021.
Non-callable.
Winning bid: Sage Rutty, at 100.0000, NIC 1.7257%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $45,000 | 1.625% | 0.70% | ||
| 9/1/18 | $50,000 | 1.625% | 0.95% | ||
| 9/1/19 | $50,000 | 1.75% | 1.05% | ||
| 9/1/20 | $50,000 | 1.75% | 1.15% | ||
| 9/1/21 | $50,000 | 1.75% | 1.30% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.8456%
Bank of Greene Co, NIC 1.9235%
Jefferson et al Cos Board of Cooperative Educational Services for the Sole Supervisory District
Aug 10, 2016 . . . . . . $4,000,000
Revenue Anticipation Notes, 2016 (bank qualified).
Dated Aug 23, 2016.
Due Mar 23, 2017.
Purchased $4,000,000.00 by JPMorgan Chase, at 1.17%, effective rate 1.17%.
L.O.: O'Hara, O'Connell & Ciotoli, Fayetteville, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1821%
Lakeland Central School District at Shrub Oak
Aug 10, 2016 . . . . . . $2,706,744
Bond Anticipation Notes for Vehicles - 2016.
Dated Aug 25, 2016.
Due Aug 25, 2017.
Purchased $2,706,740.00 by Oppenheimer, at 1.75%, plus $23,770.00, effective rate 0.8718%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Securities, Effective Rate 0.9%
Jefferies, Effective Rate 1.0659%
JPMorgan Chase, Effective Rate 1.09%
Lakeland Central School District at Shrub Oak
Aug 10, 2016 . . . . . . $10,000,000
School District Serial Bonds - 2016 (book entry).
Dated Aug 25, 2016.
Due Dec 15, 2017 to 2031.
Callable Dec 15, 2024 at par.
Winning bid: Roosevelt & Cross, at 100.7990, TIC 1.8967%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/17 | $590,000 | 2.00% | 0.55% | ||
| 12/15/18 | $600,000 | 2.00% | 0.60% | ||
| 12/15/19 | $610,000 | 2.00% | 0.72% | ||
| 12/15/20 | $620,000 | 2.00% | 0.85% | ||
| 12/15/21 | $630,000 | 2.00% | 1.00% | ||
| 12/15/22 | $640,000 | 2.00% | 1.20% | ||
| 12/15/23 | $655,000 | 2.00% | 1.32% | ||
| 12/15/24 | $665,000 | 2.00% | 1.42% | ||
| 12/15/25 | $675,000 | 2.00% | 1.57% | ||
| 12/15/26 | $690,000 | 2.00% | 1.72% | ||
| 12/15/27 | $700,000 | 2.00% | 1.87% | ||
| 12/15/28 | $710,000 | 2.00% | 2.00% | ||
| 12/15/29 | $725,000 | 2.00% | 2.10% | ||
| 12/15/30 | $740,000 | 2.00% | 2.20% | ||
| 12/15/31 | $750,000 | 2.00% | 2.30% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Edward D. Jones & Co., Ross, Sinclaire & Associates LLC, Intercoastal Capital Markets, Inc., R. Seelaus & Co., Inc..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Fidelity Capital, TIC 1.928%
Janney Montgomery, TIC 1.9289%
JPMorgan, TIC 1.9776%
Robert W. Baird, TIC 2.0041%
PNC Capital Markets, TIC 2.1582%
Mount Pleasant (Town)
Aug 10, 2016 . . . . . . $13,395,000
Public Improvement Refunding (Serial) Bonds, 2016 (book entry).
Dated Aug 31, 2016.
Due Apr 1, 2017 to 2028.
Callable Apr 1, 2024 at par.
Winning bid: Raymond James, at 113.3297, TIC 1.4763%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/17 | $60,000 | 5.00% | 0.43% | ||
| 4/1/18 | $995,000 | 5.00% | 0.48% | ||
| 4/1/19 | $1,055,000 | 5.00% | 0.56% | ||
| 4/1/20 | $1,115,000 | 5.00% | 0.69% | ||
| 4/1/21 | $1,180,000 | 5.00% | 0.82% | ||
| 4/1/22 | $1,190,000 | 5.00% | 1.00% | ||
| 4/1/23 | $1,255,000 | 5.00% | 1.13% | ||
| 4/1/24 | $1,320,000 | 5.00% | 1.23% | ||
| 4/1/25 | $1,385,000 | 4.00% | 1.32% | ||
| 4/1/26 | $1,445,000 | 2.00% | 1.70% | ||
| 4/1/27 | $1,425,000 | 2.00% | 1.85% | ||
| 4/1/28 | $970,000 | 2.00% | 2.00% |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC, City Securities Corp., Gates Capital Corp..
L.O.: Norton Rose Fulbright US LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
Janney Montgomery, TIC 1.4903%
Roosevelt & Cross, TIC 1.5137%
FTN Fin Cap Mkts, TIC 1.5195%
JPMorgan, TIC 1.5418%
Hilltop Securities, TIC 1.561%
Robert W. Baird, TIC 1.6063%
Mount Vernon City School District
Aug 10, 2016 . . . . . . $17,060,000
Bond Anticipation Notes, 2016.
Dated Aug 18, 2016.
Due Aug 18, 2017.
Purchased $17,060,000.00 by TD Securities, at 2.0%, plus $189,707.20, effective rate 0.888%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.902%
Bank of America, Effective Rate 1.01%
JPMorgan, Effective Rate 1.015%
Oppenheimer, Effective Rate 1.03%
JPMorgan, Effective Rate 1.03%
JPMorgan Chase, Effective Rate 1.125%
Oakfield-Alabama Central School District
Aug 10, 2016 . . . . . . $450,368
Bond Anticipation Notes, 2016A (bank qualified).
Dated Aug 24, 2016.
Due Aug 23, 2017.
Purchased $450,370.00 by Bank of Greene Co, at 1.37%, effective rate 1.37%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.58%
Oppenheimer, Effective Rate 1.5827%
Roosevelt & Cross, Effective Rate 1.6359%
South Seneca Central School District
Aug 10, 2016 . . . . . . $2,800,000
Bond Anticipation Notes, 2015 (Renewal) (bank qualified).
Dated Aug 25, 2016.
Due Jun 30, 2017.
Purchased $2,800,000.00 by JPMorgan Chase, at 1.1%, effective rate 1.1%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Jefferies, Effective Rate 1.1045%
Oppenheimer, Effective Rate 1.1093%
Bank of Greene Co, Effective Rate 1.37%
NORTH DAKOTA
Fargo Park District
Aug 9, 2016 . . . . . . $5,435,000
Refunding Improvement and Refunding Bonds, Series 2016 (bank qualified) (book entry).
Dated Sep 1, 2016.
Due May 1, 2017 to 2041.
Callable May 1, 2026 at par.
Winning bid: Stifel Nicolaus, at 102.7670, TIC 2.1875%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/1/17 | $165,000 | 3.00% | 0.67% | ||
| 5/1/18 | $185,000 | 3.00% | 0.74% | ||
| 5/1/19 | $205,000 | 3.00% | 0.84% | ||
| 5/1/20 | $205,000 | 3.00% | 0.90% | ||
| 5/1/21 | $210,000 | 3.00% | 1.00% | ||
| 5/1/22 | $210,000 | 3.00% | 1.10% | ||
| 5/1/23 | $220,000 | 3.00% | 1.20% | ||
| 5/1/24 | $230,000 | 3.00% | 1.30% | ||
| 5/1/25 | $230,000 | 3.00% | 1.40% | ||
| 5/1/26 | $240,000 | 3.00% | 1.50% | ||
| 5/1/27 | $245,000 | 2.00% | 1.60% | ||
| 5/1/28 | $255,000 | 2.00% | 1.70% | ||
| 5/1/29 | $255,000 | 2.00% | 1.80% | ||
| 5/1/30 | $265,000 | 2.00% | 1.90% | ||
| 5/1/31 | $275,000 | 2.00% | 2.00% | ||
| 5/1/32 | $275,000 | 2.25% | 2.10% | ||
| 5/1/33 | $180,000 | 2.25% | 2.20% | ||
| 5/1/34 | $180,000 | 2.50% | 2.25% | ||
| 5/1/35 | $185,000 | 2.50% | 2.30% | ||
| 5/1/36 | $190,000 | 2.50% | 2.35% | ||
| 5/1/37 | $195,000 | 2.50% | 2.40% | ||
| 5/1/38 | $200,000 | 2.50% | 2.45% | ||
| 5/1/39 | $205,000 | 2.50% | 2.50% | ||
| 5/1/40 | $210,000 | 2.50% | 2.55% | ||
| 5/1/41 | $220,000 | 2.60% | 2.60% |
L.O.: Ohnstad Twichell, West Fargo, ND.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Robert W. Baird, TIC 2.334%
Piper Jaffray, TIC 2.3407%
Raymond James, TIC 2.4016%
Northland Securities, TIC 2.4137%
OREGON
Oregon State University
Aug 10, 2016 . . . . . . $40,165,000
General Revenue Bonds, Series 2016A (book entry).
Dated Aug 25, 2016.
Due Apr 1, 2046 to 2047.
Callable Oct 1, 2026 at par.
Winning bid: Morgan Stanley, at 112.3901, TIC 3.3448%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/46 | $16,100,000 | 4.00% | 2.56% | ||
| 4/1/47 | $24,065,000 | 4.00% | 2.57% |
Other managers: Ramirez & Co., Inc., Intercoastal Capital Markets, Inc..
L.O.: Pacifica Law Group, Seattle, WA.
F.A.: Public Financial Management, Inc., Seattle, WA.
Other bidders were:
Citigroup, TIC 3.3834%
Mesirow Financial, TIC 3.3901%
Fidelity Capital, TIC 3.4199%
Wells Fargo Secs, TIC 3.423%
BA Merrill Lynch, TIC 3.4346%
Piper Jaffray, TIC 3.4436%
JPMorgan, TIC 3.5845%
WISCONSIN
Eau Claire (City)
Aug 9, 2016 . . . . . . $13,920,000
General Obligation Corporate Purpose Bonds, Series 2016A (book entry).
Dated Aug 30, 2016.
Due Apr 1, 2017 to 2036.
Callable Apr 1, 2025 at par.
Winning bid: Stifel Nicolaus, at 100.2057, TIC 2.4301%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/17 | $530,000 | 3.00% | 0.61% | ||
| 4/1/18 | $550,000 | 3.00% | 0.67% | ||
| 4/1/19 | $565,000 | 3.00% | 0.76% | ||
| 4/1/20 | $580,000 | 3.00% | 0.89% | ||
| 4/1/21 | $605,000 | 3.00% | 1.04% | ||
| 4/1/22 | $615,000 | 3.00% | 1.24% | ||
| 4/1/23 | $640,000 | 3.00% | 1.38% | ||
| 4/1/24 | $660,000 | 3.00% | 1.56% | ||
| 4/1/25 | $680,000 | 2.00% | 1.72% | ||
| 4/1/26 | $690,000 | 2.00% | 1.97% | ||
| 4/1/27 | $700,000 | 2.00% | 2.17% | ||
| 4/1/28 | $715,000 | 2.125% | 2.29% | ||
| 4/1/29 | $735,000 | 2.25% | 2.42% | ||
| 4/1/30 | $750,000 | 2.30% | 2.47% | ||
| 4/1/31 | $770,000 | 2.35% | 2.52% | ||
| 4/1/32 | $785,000 | 2.40% | 2.57% | ||
| 4/1/33 | $810,000 | 2.50% | 2.66% | ||
| 4/1/34 | $825,000 | 2.50% | 2.71% | ||
| 4/1/35 | $845,000 | 2.50% | 2.76% | ||
| 4/1/36 | $870,000 | 2.625% | 2.81% |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Jefferies, TIC 2.4461%
Piper Jaffray, TIC 2.4766%
Robert W. Baird, TIC 2.5133%
Hutchinson Shockey, TIC 2.5285%
TAXABLE ISSUES
OREGON
Oregon State University
Aug 10, 2016 . . . . . . $7,095,000
General Revenue Bonds, 2016B (Federally Taxable) (book entry).
Dated Aug 25, 2016.
Due Apr 1, 2046.
Callable Oct 1, 2026 at par.
Winning bid: Raymond James, at 99.0600, TIC 3.2998%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/46 | $7,095,000 | 3.25% | 3.25% |
L.O.: Pacifica Law Group, Seattle, WA.
F.A.: Public Financial Management, Inc., Seattle, WA.
Other bidders were:
Wells Fargo Secs, TIC 3.4363%
Citigroup, TIC 3.6011%
JPMorgan, TIC 3.6854%
Morgan Stanley, TIC 3.6913%
Robert W. Baird, TIC 3.7126%
