ARKANSAS
Mount Ida School District No. 20 of Montgomery County
Jul 27, 2016 . . . . . . $4,065,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2016.
Due Jun 1, 2017 to 2039.
Callable Dec 1, 2018 at par.
Winning bid: FTN Fin Cap Mkts, at 98.5194, TIC 2.3238%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/19 | $300,000 | 1.00% | 1.00% | ||
| 6/1/21 | $330,000 | 1.20% | 1.20% | ||
| 6/1/23 | $320,000 | 1.40% | 1.40% | ||
| 6/1/25 | $335,000 | 1.50% | 1.50% | ||
| 6/1/27 | $350,000 | 1.70% | 1.70% | ||
| 6/1/29 | $370,000 | 1.90% | 1.90% | ||
| 6/1/31 | $375,000 | 2.10% | 2.10% | ||
| 6/1/33 | $390,000 | 2.25% | 2.25% | ||
| 6/1/35 | $410,000 | 2.50% | 2.50% | ||
| 6/1/37 | $430,000 | 2.55% | 2.60% | ||
| 6/1/39 | $455,000 | 2.625% | 2.70% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
SunTrust Robinson, TIC 2.4053%
Ross Sinclaire, TIC 2.4211%
Simmons First Invst, TIC 2.4271%
Raymond James, TIC 2.4321%
GEORGIA
Downtown Marietta Development Authority
Jul 27, 2016 . . . . . . $12,700,000
Refunding Revenue Bonds (City of Marietta Project) , Series 2016 (book entry).
Dated Aug 24, 2016.
Due Jul 1, 2017 to 2026.
Non-callable.
Winning bid: Robert W. Baird, at 125.1030, TIC 1.2525%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/17 | $120,000 | 2.00% | 0.55% | ||
| 7/1/18 | $30,000 | 2.00% | 0.70% | ||
| 7/1/19 | $30,000 | 2.00% | 0.80% | ||
| 7/1/20 | $35,000 | 2.00% | 0.90% | ||
| 7/1/21 | $2,175,000 | 5.00% | 0.90% | ||
| 7/1/22 | $2,285,000 | 5.00% | 1.02% | ||
| 7/1/23 | $2,395,000 | 5.00% | 1.18% | ||
| 7/1/24 | $2,520,000 | 5.00% | 1.27% | ||
| 7/1/25 | $2,495,000 | 5.00% | 1.37% | ||
| 7/1/26 | $615,000 | 5.00% | 1.47% |
Other managers: CL King & Associates, Edward Jones, Davenport & Company LLC, Crews & Associates, Inc., Oppenheimer & Co., Inc., Ross, Sinclaire & Associates LLC, SumRidge Partners, LLC, WNJ Capital, SAMCO Capital Markets, Coastal Securities Corp., Duncan-Williams, Inc., Loop Capital Markets, LLC, Cronin & Co., Inc., Wedbush Securities Inc., Vining-Sparks IBG, Limited Partnership, Northland Securities, Inc., Alamo Capital, Sierra Pacific Securities, IFS Securities, Rafferty Capital Markets LLC, W.H. Mell Associates, Inc., First Empire Securities, R. Seelaus & Co., Inc., Midland Securities Ltd, Dougherty & Company LLC, FMSbonds, Inc., First Kentucky Securities Corp., J.J.B. Hilliard, W.L. Lyons, Inc..
L.O.: Murray Barnes Finister LLP, Atlanta, GA.
F.A.: Raymond James & Associates, Inc., Atlanta, GA.
Other bidders were:
Morgan Stanley, TIC 1.2991%
SunTrust Robinson, TIC 1.3104%
Citigroup, TIC 1.3291%
Hilltop Securities, TIC 1.3528%
Piper Jaffray, TIC 1.3594%
Janney Montgomery, TIC 1.3877%
BA Merrill Lynch, TIC 1.6084%
ILLINOIS
Brookfield Village
Jul 27, 2016 . . . . . . $9,000,000
General Obligation Bonds, Series 2016 (bank qualified) (book entry).
Dated Aug 17, 2016.
Due Dec 1, 2017 to 2026.
Non-callable.
Winning bid: Robert W. Baird, at n/a, TIC 2.0428%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $780,000 | 2.00% | 1.00% | BAM | |
| 12/1/18 | $855,000 | 2.00% | 1.10% | BAM | |
| 12/1/19 | $865,000 | 2.00% | 1.20% | BAM | |
| 12/1/20 | $880,000 | 2.00% | 1.35% | BAM | |
| 12/1/21 | $890,000 | 2.00% | 1.50% | BAM | |
| 12/1/22 | $910,000 | 2.00% | 1.65% | BAM | |
| 12/1/23 | $925,000 | 2.00% | 1.80% | BAM | |
| 12/1/24 | $945,000 | 2.00% | 1.90% | BAM | |
| 12/1/25 | $965,000 | 2.00% | 2.00% | BAM | |
| 12/1/26 | $985,000 | 2.00% | 2.10% | BAM |
Other managers: CL King & Associates, Vining-Sparks IBG, Limited Partnership, Cronin & Co., Inc., SAMCO Capital Markets, Fidelity Capital Markets, Coastal Securities Corp., WNJ Capital, Northland Securities, Inc., Crews & Associates, Inc., Duncan-Williams, Inc., Loop Capital Markets, LLC, Ross, Sinclaire & Associates LLC, SumRidge Partners, LLC, Sierra Pacific Securities, Alamo Capital, Oppenheimer & Co., Inc., IFS Securities, D.A. Davidson & Co., Wayne Hummer & Co., R. Seelaus & Co., Inc., First Empire Securities, Rafferty Capital Markets LLC, Central States Capital Markets, LLC, FMSbonds, Inc., First Kentucky Securities Corp..
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: Kane, McKenna Capital, Inc., Chicago, IL.
Other bidders were:
Bernardi Securities, TIC 2.0552%
Mesirow Financial, TIC 2.167%
BOK Fin Secs, TIC 2.1708%
Rich Township High School District No 227
Jul 27, 2016 . . . . . . $16,435,000
General Obligation Limited Tax Refunding Bonds, Series 2016 (book entry).
Dated Sep 7, 2016.
Due Dec 1, 2017 to 2021.
Non-callable.
Winning bid: Hutchinson Shockey, at 106.4157, TIC 1.1857%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/17 | $3,735,000 | 1.50% | 0.75% | ||
| 12/1/18 | $3,790,000 | 2.00% | 0.85% | ||
| 12/1/19 | $3,865,000 | 4.00% | 1.00% | ||
| 12/1/20 | $4,025,000 | 4.00% | 1.15% | ||
| 12/1/21 | $1,020,000 | 4.00% | 1.30% |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
JPMorgan, TIC 1.3505%
Piper Jaffray, TIC 1.3525%
Robert W. Baird, TIC 1.4925%
Fifth Third Secs, TIC 1.6309%
Mesirow Financial, TIC 1.7129%
Jefferies, TIC 1.7529%
KENTUCKY
Green County Public Properties Corporation
Jul 27, 2016 . . . . . . $7,175,000
First Mortgage Revenue Refunding Bonds, Series 2016 (Judicial Center Project) (bank qualified) (book entry).
Dated Aug 17, 2016.
Due Feb 1, 2019 to 2028.
Callable Aug 1, 2026 at par.
Winning bid: Hutchinson Shockey, at 99.9351, TIC 2.0207%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/19 | $455,000 | 1.00% | 1.00% | ||
| 2/1/20 | $690,000 | 2.00% | 1.25% | ||
| 2/1/21 | $705,000 | 2.00% | 1.40% | ||
| 2/1/22 | $715,000 | 2.00% | 1.55% | ||
| 2/1/23 | $730,000 | 2.00% | 1.70% | ||
| 2/1/24 | $745,000 | 2.00% | 1.80% | ||
| 2/1/25 | $765,000 | 2.00% | 1.90% | ||
| 2/1/26 | $775,000 | 2.00% | 2.00% | ||
| 2/1/27 | $790,000 | 2.00% | 2.15% | ||
| 2/1/28 | $805,000 | 2.25% | 2.25% |
L.O.: Dinsmore & Shohl LLP, Covington, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, TIC 2.0278%
SunTrust Robinson, TIC 2.0381%
Robert W. Baird, TIC 2.0595%
Raymond James, TIC 2.0706%
Monroe County School District Finance Corporation
Jul 27, 2016 . . . . . . $2,225,000
School Building Refunding Revenue Bonds, Series of 2016 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 17, 2016.
Due Oct 1, 2016 to 2028.
Non-callable.
Winning bid: PNC Capital Markets, at 99.1737, NIC 2.07%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/16 | $70,000 | 1.00% | 0.80% | ||
| 10/1/17 | $60,000 | 1.00% | 0.85% | ||
| 10/1/18 | $55,000 | 1.00% | 0.90% | ||
| 10/1/19 | $55,000 | 1.00% | 1.00% | ||
| 10/1/20 | $55,000 | 2.00% | 1.15% | ||
| 10/1/21 | $55,000 | 2.00% | 1.35% | ||
| 10/1/22 | $55,000 | 2.00% | 1.50% | ||
| 10/1/23 | $50,000 | 2.00% | 1.65% | ||
| 10/1/24 | $50,000 | 2.00% | 1.75% | ||
| 10/1/25 | $20,000 | 2.00% | 1.85% | ||
| 10/1/26 | $565,000 | 2.00% | 1.90% | ||
| 10/1/27 | $570,000 | 2.00% | 2.00% | ||
| 10/1/28 | $565,000 | 2.00% | 2.05% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Stifel Nicolaus, NIC 2.1757%
J.J.B. Hilliard, NIC 2.1815%
Robert W. Baird, NIC 2.2352%
City Securities, NIC 2.3811%
MASSACHUSETTS
Lowell Regional Transit Authority
Jul 27, 2016 . . . . . . $5,300,000
General Obligation Revenue Anticipation Notes (bank qualified).
Dated Aug 5, 2016.
Due Aug 11, 2017.
Purchased $5,300,000.00 by Eastern Bk Cap Mkts, at 2.0%, plus $65,669.03, effective rate 0.781%.
L.O.: Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Oppenheimer, Effective Rate 0.7833%
Jefferies, Effective Rate 0.7906%
Century Bk, Effective Rate 0.9%
UniBank Fiscal Adv, Effective Rate 0.95%
Uxbridge (Town)
Jul 27, 2016 . . . . . . $433,000
General Obligation Bond Anticipation Notes (renewal).
Dated Aug 19, 2016.
Due Nov 18, 2016.
Purchased $433,000.00 by Eastern Bk Cap Mkts, at 0.95%, effective rate 0.95%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
MINNESOTA
Chisago County
Jul 27, 2016 . . . . . . $9,695,000
General Obligation Jail Bonds, Series 2016A (Minnesota State Credit Enhancement Program) (bank qualified) (book entry).
Dated Aug 24, 2016.
Due Feb 1, 2018 to 2032.
Callable Feb 1, 2025 at par.
Winning bid: Stifel Nicolaus, at 102.4759, TIC 1.8576%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/18 | $265,000 | 3.00% | 0.70% | ||
| 2/1/19 | $265,000 | 3.00% | 0.80% | ||
| 2/1/20 | $265,000 | 3.00% | 0.90% | ||
| 2/1/21 | $265,000 | 3.00% | 1.00% | ||
| 2/1/22 | $270,000 | 3.00% | 1.10% | ||
| 2/1/23 | $280,000 | 3.00% | 1.20% | ||
| 2/1/24 | $285,000 | 3.00% | 1.30% | ||
| 2/1/25 | $300,000 | 3.00% | 1.40% | ||
| 2/1/26 | $340,000 | 2.00% | 1.50% | ||
| 2/1/27 | $1,175,000 | 2.00% | 1.55% | ||
| 2/1/28 | $1,205,000 | 2.00% | 1.65% | ||
| 2/1/29 | $1,230,000 | 2.00% | 1.75% | ||
| 2/1/30 | $1,260,000 | 2.00% | 1.90% | ||
| 2/1/31 | $1,290,000 | 2.00% | 2.00% | ||
| 2/1/32 | $1,000,000 | 2.00% | 2.10% |
Other managers: BOK Financial Securities, SunTrust Robinson Humphrey.
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Piper Jaffray, TIC 1.864%
FTN Fin Cap Mkts, TIC 1.8985%
Northland Securities, TIC 1.9599%
Robert W. Baird, TIC 1.9894%
Raymond James, TIC 2.0408%
Wells Fargo Secs, TIC 2.0888%
NEW JERSEY
Cedar Grove Township Board of Education
Jul 27, 2016 . . . . . . $14,884,000
School Bonds (book entry).
Dated Aug 15, 2016.
Due Aug 15, 2017 to 2031.
Callable Aug 15, 2026 at par.
Winning bid: Citigroup, at 100.0000, NIC 2.1448%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $625,000 | 2.00% | 0.65% | ||
| 8/15/18 | $625,000 | 2.00% | 0.86% | ||
| 8/15/19 | $625,000 | 2.00% | 0.98% | ||
| 8/15/20 | $625,000 | 2.00% | 1.05% | ||
| 8/15/21 | $625,000 | 2.00% | 1.15% | ||
| 8/15/22 | $625,000 | 2.00% | 1.35% | ||
| 8/15/23 | $1,215,000 | 2.00% | 1.50% | ||
| 8/15/24 | $1,220,000 | 2.00% | 1.60% | ||
| 8/15/25 | $1,225,000 | 2.00% | 1.75% | ||
| 8/15/26 | $1,225,000 | 2.00% | 1.87% | ||
| 8/15/27 | $1,250,000 | 2.00% | 2.00% | ||
| 8/15/28 | $1,250,000 | 2.125% | 2.125% | ||
| 8/15/29 | $1,250,000 | 2.25% | 2.25% | ||
| 8/15/30 | $1,250,000 | 2.25% | 2.33% | ||
| 8/15/31 | $1,249,000 | 2.50% | 2.40% |
Other managers: Roosevelt & Cross, Inc., Drexel Hamilton, LLC., Ramirez & Co., Inc., The Williams Capital Group, L.P., Intercoastal Capital Markets, Inc., Stifel, Nicolaus & Co., Inc., UBS Financial Services, Inc., Cabrera Capital Markets Inc., Rockfleet Financial Services, Inc., R. Seelaus & Co., Inc., Edward Jones, Bank of New York Mellon Capital Markets, LLC.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Robert W. Baird, NIC 2.2011%
Raymond James, NIC 2.4264%
Hillside Township
Jul 27, 2016 . . . . . . $2,432,722
General Obligation Notes, Consisting of: $2,072,722 Bond Anticipation Notes and $360,000 Special Emergency Notes (bank qualified).
Dated Aug 5, 2016.
Due Aug 4, 2017.
Purchased $2,432,720.00 by TD Securities, at 2.25%, plus $25,154.35, effective rate 1.2131%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.2798%
Jefferies, Effective Rate 1.6294%
NEW YORK
Hoosick Falls Central School District
Jul 27, 2016 . . . . . . $224,000
School District (Serial) Bonds, 2016 (bank qualified).
Dated Aug 15, 2016.
Due Aug 15, 2017 to 2021.
Non-callable.
Winning bid: Sage Rutty, at 100.0000, NIC 1.8501%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $44,000 | 1.75% | 0.70% | ||
| 8/15/18 | $45,000 | 1.75% | 0.95% | ||
| 8/15/19 | $45,000 | 1.875% | 1.10% | ||
| 8/15/20 | $45,000 | 1.875% | 1.20% | ||
| 8/15/21 | $45,000 | 1.875% | 1.35% |
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.9869%
Bank of Greene Co, NIC 2.9703%
Hunter-Tannersville Central School District
Jul 27, 2016 . . . . . . $90,000
School District Serial Bonds, Series 2016A (bank qualified).
Dated Aug 15, 2016.
Due Aug 15, 2017 to 2021.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 2.3947%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $15,000 | 0.50% | NRO | ||
| 8/15/18 | $15,000 | 1.00% | NRO | ||
| 8/15/19 | $20,000 | 1.75% | NRO | ||
| 8/15/20 | $20,000 | 2.50% | NRO | ||
| 8/15/21 | $20,000 | 3.40% | NRO |
L.O.: Squire Patton Boggs (US) LLP, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.625%
Mount Sinai Union Free School District
Jul 27, 2016 . . . . . . $7,900,000
Tax Anticipation Notes, 2016 (bank qualified).
Dated Aug 9, 2016.
Due Jun 29, 2017.
Purchased $7,900,000.00 by Jefferies, at 1.5%, plus $52,538.00, effective rate 0.7518%.
L.O.: Norton Rose Fulbright US LLP, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.8041%
Oppenheimer, Effective Rate 0.9931%
JPMorgan Chase, Effective Rate 1.05%
North Syracuse Central School District
Jul 27, 2016 . . . . . . $8,895,855
Bond Anticipation Notes, 2016.
Dated Aug 12, 2016.
Due Aug 11, 2017.
Purchased $8,895,855.00 by TD Securities, at 2.0%, plus $106,127.55, effective rate 0.8037%.
L.O.: Bond, Schoeneck & King, PLLCP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.9234%
Bank of America, Effective Rate 0.96%
Oppenheimer, Effective Rate 1.0779%
JPMorgan Chase, Effective Rate 1.09%
South Blooming Grove Village
Jul 26, 2016 . . . . . . $590,000
Bond Anticipation Notes for Road Improvements-2016 (bank qualified).
Dated Aug 3, 2016.
Due Aug 3, 2017.
Purchased $590,000.00 by Roosevelt & Cross, at 1.5%, plus $1,118.00, effective rate 1.3105%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.38%
Oppenheimer, Effective Rate 1.8131%
Spring Valley Village
Jul 27, 2016 . . . . . . $1,210,000
Refunding (Serial) Bonds, 2016 (bank qualified) (book entry).
Dated Aug 17, 2016.
Due Apr 15, 2017 to 2025.
Non-callable.
Winning bid: Roosevelt & Cross, at 107.2100, TIC 1.6417%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/15/17 | $125,000 | 2.00% | 0.60% | BAM | |
| 4/15/18 | $115,000 | 4.00% | 0.70% | BAM | |
| 4/15/19 | $120,000 | 5.00% | 0.87% | BAM | |
| 4/15/20 | $125,000 | 5.00% | 1.00% | BAM | |
| 4/15/21 | $135,000 | 5.00% | 1.10% | BAM | |
| 4/15/22 | $140,000 | 5.00% | 1.25% | BAM | |
| 4/15/23 | $145,000 | 2.00% | 1.38% | BAM | |
| 4/15/24 | $150,000 | 2.00% | 1.48% | BAM | |
| 4/15/25 | $155,000 | 2.00% | 1.58% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc., Intercoastal Capital Markets, Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Robert W. Baird, TIC 1.7985%
Spring Valley Village
Jul 27, 2016 . . . . . . $4,544,000
Various Purposes (Serial) Bonds, 2016 (bank qualified) (book entry).
Dated Aug 17, 2016.
Due Aug 1, 2017 to 2031.
Callable Aug 1, 2024 at par.
Winning bid: Roosevelt & Cross, at 100.0000, TIC 2.1098%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/17 | $229,000 | 2.00% | 0.65% | MAC | |
| 8/1/18 | $275,000 | 2.00% | 0.75% | MAC | |
| 8/1/19 | $280,000 | 2.00% | 0.90% | MAC | |
| 8/1/20 | $280,000 | 2.00% | 1.00% | MAC | |
| 8/1/21 | $285,000 | 2.00% | 1.15% | MAC | |
| 8/1/22 | $290,000 | 2.00% | 1.30% | MAC | |
| 8/1/23 | $295,000 | 2.00% | 1.40% | MAC | |
| 8/1/24 | $300,000 | 2.00% | 1.50% | MAC | |
| 8/1/25 | $310,000 | 2.00% | 1.60% | MAC | |
| 8/1/26 | $315,000 | 2.00% | 1.75% | MAC | |
| 8/1/27 | $320,000 | 2.00% | 1.90% | MAC | |
| 8/1/28 | $330,000 | 2.00% | 2.10% | MAC | |
| 8/1/29 | $335,000 | 2.125% | 2.25% | MAC | |
| 8/1/30 | $345,000 | 2.25% | 2.37% | MAC | |
| 8/1/31 | $355,000 | 2.50% | 2.50% | MAC |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc., Intercoastal Capital Markets, Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Robert W. Baird, TIC 2.1356%
Troy (City)
Jul 27, 2016 . . . . . . $4,378,000
Bond Anticipation Notes, Series 2016 (bank qualified).
Dated Aug 5, 2016.
Due Aug 4, 2017.
Purchased $2,000,000.00 by Pioneer Comm Bk, at 0.93%, effective rate 0.93%.
Purchased $2,378,000.00 by Jefferies, at 2.0%, plus $19,784.89, effective rate 1.1657%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.25%
Oppenheimer, Effective Rate 1.3361%
NORTH CAROLINA
North Carolina
Jul 27, 2016 . . . . . . $200,000,000
General Obligation Public Improvement (Connect NC) Bonds, Series 2016B (book entry).
Dated Aug 10, 2016.
Due Jun 1, 2017 to 2036.
Callable Jun 1, 2026 at par.
Winning bid: Citigroup, at 114.7401, TIC 2.0793%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $10,000,000 | 5.00% | 0.45% | ||
| 6/1/18 | $10,000,000 | 5.00% | 0.51% | ||
| 6/1/19 | $10,000,000 | 5.00% | 0.58% | ||
| 6/1/20 | $10,000,000 | 5.00% | 0.70% | ||
| 6/1/21 | $10,000,000 | 5.00% | 0.82% | ||
| 6/1/22 | $10,000,000 | 5.00% | 0.98% | ||
| 6/1/23 | $10,000,000 | 5.00% | 1.11% | ||
| 6/1/24 | $10,000,000 | 5.00% | 1.20% | ||
| 6/1/25 | $10,000,000 | 5.00% | 1.30% | ||
| 6/1/26 | $10,000,000 | 5.00% | 1.40% | ||
| 6/1/27 | $10,000,000 | 5.00% | 1.50% | ||
| 6/1/28 | $10,000,000 | 5.00% | 1.59% | ||
| 6/1/29 | $10,000,000 | 4.00% | 1.82% | ||
| 6/1/30 | $10,000,000 | 2.00% | 2.20% | ||
| 6/1/31 | $10,000,000 | 3.00% | 2.38% | ||
| 6/1/32 | $10,000,000 | 3.00% | 2.43% | ||
| 6/1/33 | $10,000,000 | 3.00% | 2.48% | ||
| 6/1/34 | $10,000,000 | 3.00% | 2.53% | ||
| 6/1/35 | $10,000,000 | 3.00% | 2.58% | ||
| 6/1/36 | $10,000,000 | 2.50% | 2.62% |
Other managers: Drexel Hamilton, LLC., Siebert, Brandford, Shank & Co., LLC, Roosevelt & Cross, Inc., Ramirez & Co., Inc., The Williams Capital Group, L.P., Piper Jaffray & Company, Loop Capital Markets, LLC, Rafferty Capital Markets LLC, Oppenheimer & Co., Inc., Mischler Financial Group, Inc..
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Raleigh, NC; and The Banks Law Firm, P.A., Research Triangle Pk, NC.
F.A.: Davenport & Company LLC, Raleigh, NC; and Local Government Commission, Raleigh, NC.
Other bidders were:
JPMorgan, TIC 2.0955%
Wells Fargo Secs, TIC 2.101%
BA Merrill Lynch, TIC 2.1043%
Morgan Stanley, TIC 2.1054%
Barclays Capital, TIC 2.1193%
OHIO
Powell (City)
Jul 27, 2016 . . . . . . $1,450,000
Various Purpose Notes, Series 2016 (General Obligtion-Limited Tax) Tax) (bank qualified).
Dated Aug 9, 2016.
Due Aug 9, 2017.
Purchased $1,450,000.00 by Huntington Invest, at 2.0%, plus $13,151.50, effective rate 1.093%.
L.O.: Bricker & Eckler, LLP, Columbus, OH.
F.A.: Umbaugh LLP, Columbus, OH; and Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Boenning&Scattergood, Effective Rate 1.146%
Oppenheimer, Effective Rate 1.36%
City Securities, Effective Rate 1.46%
PENNSYLVANIA
Pottstown Borough Authority
Jul 27, 2016 . . . . . . $4,855,000
Guaranteed Water Revenue Bonds, Series A of 2016 (book entry).
Dated Aug 29, 2016.
Due Dec 15, 2016 to 2019.
Non-callable.
Winning bid: Janney Montgomery, at n/a, TIC 0.8584%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/16 | $1,030,000 | 2.00% | 0.53% | ||
| 12/15/17 | $1,250,000 | 0.65% | 0.65% | ||
| 12/15/18 | $1,255,000 | 5.00% | 0.70% | ||
| 12/15/19 | $1,320,000 | 5.00% | 0.83% |
L.O.: Lamb McErlane, P.C., West Chester, PA.
F.A.: Public Financial Management, Inc., Malvern, PA.
Other bidders were:
JPMorgan, TIC 0.8584%
Robert W. Baird, TIC 0.9066%
UBS Financial Svcs, TIC 0.9278%
FTN Fin Cap Mkts, TIC 0.9436%
Pottstown Borough Authority
Jul 27, 2016 . . . . . . $11,165,000
Guaranteed Sewer Revenue Bonds, Series of 2016 (book entry).
Dated Aug 29, 2016.
Due Nov 1, 2016 to 2021.
Non-callable.
Winning bid: Janney Montgomery, at n/a, TIC 1.0024%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $1,335,000 | 0.55% | 0.55% | ||
| 11/1/17 | $1,845,000 | 0.65% | 0.65% | ||
| 11/1/18 | $1,860,000 | 5.00% | 0.70% | ||
| 11/1/19 | $1,945,000 | 5.00% | 0.78% | ||
| 11/1/20 | $2,035,000 | 5.00% | 0.91% | ||
| 11/1/21 | $2,145,000 | 5.00% | 1.05% |
L.O.: Lamb McErlane, P.C., West Chester, PA.
F.A.: Public Financial Management, Inc., Malvern, PA.
Other bidders were:
JPMorgan, TIC 1.0035%
FTN Fin Cap Mkts, TIC 1.0367%
Fidelity Capital, TIC 1.0419%
UBS Financial Svcs, TIC 1.0433%
Robert W. Baird, TIC 1.0722%
TEXAS
Cedar Hill (City)
Jul 26, 2016 . . . . . . $19,990,000
General Obligation Refunding and Improvement Bonds, Series 2016 (book entry).
Dated Aug 25, 2016.
Due Feb 15, 2017 to 2028.
Callable Feb 15, 2026 at par.
Winning bid: UMB Bank, at 113.3476, TIC 1.7095%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/17 | $355,000 | 4.00% | 0.64% | ||
| 2/15/18 | $1,200,000 | 5.00% | 0.73% | ||
| 2/15/19 | $1,625,000 | 5.00% | 0.82% | ||
| 2/15/20 | $1,695,000 | 5.00% | 0.95% | ||
| 2/15/21 | $1,765,000 | 4.00% | 1.07% | ||
| 2/15/22 | $1,840,000 | 5.00% | 1.25% | ||
| 2/15/23 | $1,925,000 | 4.00% | 1.40% | ||
| 2/15/24 | $2,005,000 | 4.00% | 1.52% | ||
| 2/15/25 | $2,080,000 | 4.00% | 1.65% | ||
| 2/15/26 | $2,170,000 | 4.00% | 1.76% | ||
| 2/15/27 | $2,085,000 | 3.00% | 2.00% | ||
| 2/15/28 | $1,245,000 | 3.00% | 2.20% |
L.O.: Norton Rose Fulbright US LLP, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Dallas, TX.
Other bidders were:
Piper Jaffray, TIC 1.7288%
Hutchinson Shockey, TIC 1.735%
Robert W. Baird, TIC 1.7415%
Citigroup, TIC 1.7485%
BOK Fin Secs, TIC 1.823%
Coppell (City)
Jul 26, 2016 . . . . . . $10,680,000
Combination Tax and Limited Surplus Revenue Certificates of Obligation, Series 2016 (book entry).
Dated Jul 15, 2016.
Due Feb 1, 2017 to 2036.
Callable Feb 1, 2026 at par.
Winning bid: Frost Bank, at 108.9001, TIC 2.5989%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $425,000 | 2.00% | 0.60% | ||
| 2/1/18 | $415,000 | 2.00% | 0.70% | ||
| 2/1/19 | $420,000 | 2.00% | 0.80% | ||
| 2/1/20 | $435,000 | 2.00% | 0.95% | ||
| 2/1/21 | $440,000 | 2.00% | 1.07% | ||
| 2/1/22 | $450,000 | 2.50% | 1.22% | ||
| 2/1/23 | $465,000 | 3.00% | 1.40% | ||
| 2/1/24 | $475,000 | 3.00% | 1.50% | ||
| 2/1/25 | $495,000 | 3.00% | 1.60% | ||
| 2/1/26 | $505,000 | 3.00% | 1.70% | ||
| 2/1/27 | $520,000 | 3.00% | 2.00% | ||
| 2/1/28 | $535,000 | 3.00% | 2.30% | ||
| 2/1/29 | $555,000 | 3.00% | 2.40% | ||
| 2/1/30 | $575,000 | 4.00% | 2.30% | ||
| 2/1/31 | $595,000 | 4.00% | 2.35% | ||
| 2/1/32 | $625,000 | 4.00% | 2.43% | ||
| 2/1/33 | $645,000 | 4.00% | 2.48% | ||
| 2/1/34 | $675,000 | 4.00% | 2.52% | ||
| 2/1/36 | $1,430,000 | 4.00% | 2.60% |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Dallas, TX.
Other bidders were:
Robert W. Baird, TIC 2.6135%
Morgan Stanley, TIC 2.6152%
Citigroup, TIC 2.62%
BOK Fin Secs, TIC 2.6388%
BA Merrill Lynch, TIC 2.6839%
William Blair, TIC 2.7212%
Travis County Municipal Utility District No. 14
Jul 27, 2016 . . . . . . $2,135,000
Unlimited Tax Bonds, Series 2016 (bank qualified) (book entry).
Dated Aug 24, 2016.
Due Sep 1, 2017 to 2041.
Callable Sep 1, 2023 at par.
Winning bid: Hilltop Securities, at 97.3300, NIC 3.168%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $5,000 | 2.00% | 1.00% | AGM | |
| 9/1/18 | $5,000 | 2.00% | 1.25% | AGM | |
| 9/1/19 | $5,000 | 2.00% | 1.50% | AGM | |
| 9/1/20 | $5,000 | 2.00% | 1.75% | AGM | |
| 9/1/21 | $5,000 | 2.00% | 2.00% | AGM | |
| 9/1/22 | $5,000 | 2.10% | 2.10% | AGM | |
| 9/1/23 | $5,000 | 2.25% | 2.25% | AGM | |
| 9/1/24 | $5,000 | 2.40% | 2.40% | AGM | |
| 9/1/25 | $5,000 | 2.50% | 2.50% | AGM | |
| 9/1/35 | $145,000 | 4.00% | 2.50% | AGM | |
| 9/1/37 | $200,000 | 3.00% | 3.02% | AGM | |
| 9/1/39 | $845,000 | 3.00% | 3.05% | AGM | |
| 9/1/41 | $900,000 | 3.00% | 3.10% | AGM |
L.O.: McCall Parkhurst & Horton, Austin, TX; and State Attorney General.
F.A.: Public Finance Group LLC, Austin, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 3.2006%
Hutchinson Shockey, NIC 3.3259%
FMSbonds, NIC 3.3411%
Tyler Junior College District
Jul 27, 2016 . . . . . . $27,325,000
Combined Fee Revenue Refunding Bonds, Series 2016 (book entry).
Dated Jul 15, 2016.
Due Aug 15, 2017 to 2036.
Callable Aug 15, 2026 at par.
Winning bid: Robert W. Baird, at 104.4028, TIC 2.487%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/17 | $1,490,000 | 2.00% | 0.70% | AGM | |
| 8/15/18 | $1,500,000 | 2.00% | 0.75% | AGM | |
| 8/15/19 | $1,530,000 | 2.00% | 0.90% | AGM | |
| 8/15/20 | $1,560,000 | 2.00% | 1.00% | AGM | |
| 8/15/21 | $1,595,000 | 5.00% | 1.20% | AGM | |
| 8/15/22 | $1,015,000 | 5.00% | 1.37% | AGM | |
| 8/15/23 | $1,060,000 | 5.00% | 1.48% | AGM | |
| 8/15/24 | $1,115,000 | 4.00% | 1.58% | AGM | |
| 8/15/25 | $1,160,000 | 5.00% | 1.73% | AGM | |
| 8/15/26 | $1,220,000 | 4.00% | 1.83% | AGM | |
| 8/15/27 | $1,265,000 | 2.00% | 2.00% | AGM | |
| 8/15/28 | $1,295,000 | 2.00% | 2.20% | AGM | |
| 8/15/29 | $1,320,000 | 2.25% | 2.40% | AGM | |
| 8/15/30 | $1,350,000 | 2.50% | 2.60% | AGM | |
| 8/15/31 | $1,380,000 | 2.50% | 2.70% | AGM | |
| 8/15/32 | $1,415,000 | 2.625% | 2.80% | AGM | |
| 8/15/33 | $1,455,000 | 2.75% | 2.85% | AGM | |
| 8/15/34 | $1,495,000 | 2.75% | 2.90% | AGM | |
| 8/15/36 | $3,105,000 | 3.00% | 3.00% | AGM |
Other managers: CL King & Associates, Edward Jones, SAMCO Capital Markets, Coastal Securities Corp., WNJ Capital, Crews & Associates, Inc., Davenport & Company LLC, Ross, Sinclaire & Associates LLC, Isaak Bond Investments, Inc., Cronin & Co., Inc., Duncan-Williams, Inc., Wedbush Securities Inc., Northland Securities, Inc., R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., Bank of New York Mellon Capital Markets, LLC, SumRidge Partners, LLC, Loop Capital Markets, LLC, FTN Financial Capital Markets, Sierra Pacific Securities, Vining-Sparks IBG, Limited Partnership, Alamo Capital, Bernardi Securities, Inc., IFS Securities, Country Club Bank, First Empire Securities, Rafferty Capital Markets LLC, W.H. Mell Associates, Inc., Wayne Hummer & Co., J.J.B. Hilliard, W.L. Lyons, Inc., UMB Bank, N.A.., Midland Securities Ltd, Valdes & Moreno, Inc., FMSbonds, Inc..
L.O.: Norton Rose Fulbright US LLP, Dallas, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Dallas, TX.
Other bidders were:
Hilltop Securities, TIC 2.5103%
Citigroup, TIC 2.5299%
BA Merrill Lynch, TIC 2.5539%
Hutchinson Shockey, TIC 2.5705%
Wells Fargo Secs, TIC 2.574%
Morgan Stanley, TIC 2.6138%
Valley Ranch Municipal Utility District No. 1
Jul 27, 2016 . . . . . . $2,465,000
Unlimited Tax Bonds, Series 2016 (bank qualified) (book entry).
Dated Aug 1, 2016.
Due Sep 1, 2017 to 2038.
Callable Sep 1, 2023 at par.
Winning bid: Raymond James, at 98.5920, NIC 2.7438%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $100,000 | 1.00% | 1.00% | AGM | |
| 9/1/18 | $100,000 | 1.10% | 1.10% | AGM | |
| 9/1/19 | $100,000 | 1.20% | 1.20% | AGM | |
| 9/1/20 | $100,000 | 1.30% | 1.30% | AGM | |
| 9/1/21 | $100,000 | 1.50% | 1.50% | AGM | |
| 9/1/22 | $100,000 | 1.65% | 1.65% | AGM | |
| 9/1/23 | $100,000 | 2.00% | 1.85% | AGM | |
| 9/1/24 | $100,000 | 2.00% | 1.90% | AGM | |
| 9/1/25 | $100,000 | 2.00% | 2.00% | AGM | |
| 9/1/27 | $200,000 | 2.125% | 2.15% | AGM | |
| 9/1/29 | $200,000 | 2.25% | 2.35% | AGM | |
| 9/1/31 | $200,000 | 2.375% | 2.50% | AGM | |
| 9/1/33 | $200,000 | 3.00% | 2.60% | AGM | |
| 9/1/35 | $200,000 | 3.00% | 2.70% | AGM | |
| 9/1/36 | $185,000 | 3.00% | 2.75% | AGM | |
| 9/1/37 | $190,000 | 3.00% | 2.80% | AGM | |
| 9/1/38 | $190,000 | 3.00% | 2.85% | AGM |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, a Division of Hilltop Securities Inc., Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 2.8443%
RBC Capital Mkts, NIC 2.8559%
FMSbonds, NIC 3.0087%
VIRGINIA
Virginia Resources Authority
Jul 27, 2016 . . . . . . $16,330,000
State Moral Obligation Revenue Bonds (Virginia Pooled Financing Program) Series 2016B (book entry).
Dated Aug 10, 2016.
Due Nov 1, 2016 to 2046.
Callable Nov 1, 2026 at par.
Winning bid: UBS Financial Svcs, at 108.2225, TIC 2.204%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $30,000 | 5.00% | 0.55% | ||
| 11/1/17 | $500,000 | 5.00% | 0.62% | ||
| 11/1/18 | $515,000 | 5.00% | 0.68% | ||
| 11/1/19 | $525,000 | 5.00% | 0.76% | ||
| 11/1/20 | $590,000 | 5.00% | 0.88% | ||
| 11/1/21 | $850,000 | 5.00% | 1.02% | ||
| 11/1/22 | $865,000 | 5.00% | 1.17% | ||
| 11/1/23 | $905,000 | 5.00% | 1.30% | ||
| 11/1/24 | $970,000 | 4.00% | 1.40% | ||
| 11/1/25 | $900,000 | 4.00% | 1.50% | ||
| 11/1/26 | $925,000 | 4.00% | 1.60% | ||
| 11/1/27 | $975,000 | 4.00% | 1.67% | ||
| 11/1/28 | $1,025,000 | 2.00% | 2.10% | ||
| 11/1/29 | $1,065,000 | 2.00% | 2.241% | ||
| 11/1/30 | $1,360,000 | 2.25% | 2.396% | ||
| 11/1/31 | $1,425,000 | 2.25% | 2.488% | ||
| 11/1/32 | $400,000 | 2.375% | 2.545% | ||
| 11/1/33 | $410,000 | 2.50% | 2.599% | ||
| 11/1/34 | $530,000 | 2.50% | 2.639% | ||
| 11/1/35 | $250,000 | 2.50% | 2.684% | ||
| 11/1/36 | $255,000 | 2.50% | 2.743% | ||
| 11/1/39 | $655,000 | 2.75% | 2.90% | ||
| 11/1/46 | $405,000 | 3.00% | 3.00% |
Other managers: Hilltop Securities Inc..
In association with: Wiley Bros.-Aintree Capital LLC.
L.O.: McGuireWoods LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
Citigroup, TIC 2.2298%
Robert W. Baird, TIC 2.254%
Jefferies, TIC 2.2973%
Wells Fargo Secs, TIC 2.3179%
JPMorgan, TIC 2.3751%
BA Merrill Lynch, TIC 2.3755%
