ARKANSAS
Little Rock School District of Pulaski County
Dec 1, 2015 . . . . . . $17,995,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (book entry).
Dated Dec 15, 2015.
Due Feb 1, 2017 to 2033.
Callable Feb 1, 2021 at par.
Winning bid: Robert W. Baird, at 98.7007, TIC 3.0123%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $120,000 | 2.00% | 1.00% | ||
| 2/1/18 | $935,000 | 2.00% | 1.20% | ||
| 2/1/19 | $955,000 | 2.00% | 1.40% | ||
| 2/1/20 | $970,000 | 2.00% | 1.60% | ||
| 2/1/21 | $990,000 | 2.00% | 1.80% | ||
| 2/1/22 | $1,010,000 | 2.00% | 2.00% | ||
| 2/1/23 | $1,025,000 | 2.10% | 2.15% | ||
| 2/1/24 | $1,045,000 | 2.25% | 2.35% | ||
| 2/1/25 | $1,070,000 | 2.50% | 2.55% | ||
| 2/1/26 | $1,100,000 | 3.00% | 2.75% | ||
| 2/1/28 | $2,310,000 | 3.00% | 3.00% | ||
| 2/1/29 | $1,210,000 | 3.00% | 3.10% | ||
| 2/1/30 | $1,250,000 | 3.00% | 3.20% | ||
| 2/1/31 | $1,290,000 | 3.25% | 3.30% | ||
| 2/1/32 | $1,335,000 | 3.25% | 3.35% | ||
| 2/1/33 | $1,380,000 | 3.25% | 3.40% |
Other managers: Crews & Associates, Inc., CL King & Associates, Davenport & Company LLC, Edward Jones, Isaak Bond Investments, Inc., WNJ Capital, Coastal Securities Corp., SAMCO Capital Markets, Wayne Hummer & Co., IFS Securities, Cronin & Co., Inc., Alamo Capital, R. Seelaus & Co., Inc., Loop Capital Markets, LLC, Ross, Sinclaire & Associates LLC, FTN Financial Capital Markets, Oppenheimer & Co., Inc., SumRidge Partners, LLC, Vining-Sparks IBG, Limited Partnership, Sierra Pacific Securities, Country Club Bank, Protective Securities A Division of ProEquities, Stifel, Nicolaus & Co., Inc., HilltopSecurities Holdings LLC, First Empire Securities, W.H. Mell Associates, Inc..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
BA Merrill Lynch, TIC 3.114%
Hutchinson Shockey, TIC 3.2702%
Wells Fargo Secs, TIC 3.283%
Little Rock School District of Pulaski County
Dec 1, 2015 . . . . . . $126,740,000
Refunding Bonds (Arkansas State School District Credit Enhancement Program) (book entry).
Dated Dec 1, 2015.
Due Feb 1, 2016 to 2033.
Callable Feb 1, 2021 at par.
Winning bid: Wells Fargo Secs, at 98.8555, TIC 3.333%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $3,010,000 | 3.00% | 0.35% | ||
| 2/1/17 | $5,385,000 | 3.00% | 0.77% | ||
| 2/1/18 | $5,530,000 | 3.00% | 1.19% | ||
| 2/1/19 | $5,675,000 | 3.00% | 1.44% | ||
| 2/1/20 | $5,840,000 | 3.00% | 1.66% | ||
| 2/1/21 | $6,410,000 | 3.00% | 1.90% | ||
| 2/1/22 | $6,615,000 | 3.00% | 2.12% | ||
| 2/1/23 | $6,835,000 | 3.00% | 2.35% | ||
| 2/1/24 | $7,055,000 | 3.00% | 2.57% | ||
| 2/1/25 | $7,285,000 | 3.00% | 2.74% | ||
| 2/1/26 | $7,530,000 | 3.00% | 2.93% | ||
| 2/1/27 | $7,775,000 | 3.00% | 3.06% | ||
| 2/1/28 | $7,930,000 | 3.00% | 3.19% | ||
| 2/1/29 | $8,190,000 | 3.125% | 3.36% | ||
| 2/1/30 | $8,470,000 | 3.25% | 3.46% | ||
| 2/1/31 | $8,755,000 | 3.375% | 3.52% | ||
| 2/1/32 | $9,060,000 | 3.50% | 3.58% | ||
| 2/1/33 | $9,390,000 | 3.50% | 3.65% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
BA Merrill Lynch, TIC 3.4246%
Robert W. Baird, TIC 3.6044%
South Conway County School District No. 17 of Conway County
Dec 1, 2015 . . . . . . $38,430,000
Refunding and Construction Bonds (Arkansas State Schoold District Credit Enhancement Program) (book entry).
Dated Jan 1, 2016.
Due Jun 1, 2016 to 2045.
Callable Dec 1, 2020 at par.
Winning bid: Morgan Stanley, at 99.1611, TIC 3.5221%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $470,000 | 3.00% | 0.54% | ||
| 6/1/17 | $790,000 | 3.00% | 1.00% | ||
| 6/1/18 | $815,000 | 3.00% | 1.20% | ||
| 6/1/19 | $845,000 | 3.00% | 1.40% | ||
| 6/1/20 | $870,000 | 3.00% | 1.60% | ||
| 6/1/21 | $895,000 | 3.00% | 1.80% | ||
| 6/1/22 | $925,000 | 3.00% | 2.00% | ||
| 6/1/23 | $955,000 | 3.00% | 2.20% | ||
| 6/1/24 | $985,000 | 3.00% | 2.34% | ||
| 6/1/25 | $1,020,000 | 3.00% | 2.53% | ||
| 6/1/26 | $1,050,000 | 3.00% | 2.70% | ||
| 6/1/27 | $1,085,000 | 3.00% | 2.81% | ||
| 6/1/28 | $1,120,000 | 3.00% | 2.90% | ||
| 6/1/29 | $1,155,000 | 3.00% | 3.00% | ||
| 6/1/30 | $1,190,000 | 3.00% | 3.15% | ||
| 6/1/31 | $1,235,000 | 3.125% | 3.25% | ||
| 6/1/32 | $1,275,000 | 3.125% | 3.30% | ||
| 6/1/33 | $1,320,000 | 3.25% | 3.35% | ||
| 6/1/34 | $1,370,000 | 3.25% | 3.40% | ||
| 6/1/35 | $1,420,000 | 3.375% | 3.45% | ||
| 6/1/38 | $4,590,000 | 3.50% | 3.60% | ||
| 6/1/40 | $3,365,000 | 3.625% | 3.687% | ||
| 6/1/45 | $9,685,000 | 3.75% | 3.75% |
Other managers: Raymond James & Associates, Inc., Duncan-Williams, Inc., Fidelity Capital Markets, Jefferies LLC, Ramirez & Co., Inc., City Securities Corp., Avondale Partners, LLC.
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Robert W. Baird, TIC 3.6118%
BA Merrill Lynch, TIC 3.6784%
Wells Fargo Secs, TIC 3.773%
CALIFORNIA
Stockton Unified School District
Dec 1, 2015 . . . . . . $8,600,000
General Obligation Bonds, Election of 2014 Series A (Ed-Tech Bonds) (book entry).
Dated Dec 17, 2015.
Due Aug 1, 2016 to 2018.
Non-callable.
Winning bid: Morgan Stanley, at 104.0802, TIC 2.5898%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/16 | $2,170,000 | 5.00% | 0.55% | ||
| 8/1/17 | $3,170,000 | 5.00% | 0.82% | ||
| 8/1/18 | $3,260,000 | 5.00% | 1.05% |
Other managers: Ramirez & Co., Inc., Intercoastal Capital Markets, Inc..
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
Raymond James, TIC 2.6164%
Hutchinson Shockey, TIC 2.6427%
Barclays Capital, TIC 2.7259%
Wells Fargo Secs, TIC 2.762%
RBC Capital Mkts, TIC 2.872%
Stockton Unified School District
Dec 1, 2015 . . . . . . $30,000,000
General Obligation Bonds, Election of 2012 Series B (GO Reauthorization Bonds) (book entry).
Dated Dec 17, 2015.
Due Aug 1, 2016 to 2040.
Callable Aug 1, 2025 at par.
Winning bid: Robert W. Baird, at 100.7219, TIC 3.5392%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/16 | $2,455,000 | 5.00% | 0.50% | BAM | |
| 8/1/17 | $2,630,000 | 5.00% | 0.85% | BAM | |
| 8/1/18 | $440,000 | 5.00% | 1.05% | BAM | |
| 8/1/19 | $575,000 | 5.00% | 1.22% | BAM | |
| 8/1/20 | $460,000 | 5.00% | 1.42% | BAM | |
| 8/1/21 | $530,000 | 5.00% | 1.62% | BAM | |
| 8/1/22 | $570,000 | 5.00% | 1.82% | BAM | |
| 8/1/23 | $625,000 | 5.00% | 2.02% | BAM | |
| 8/1/24 | $685,000 | 5.00% | 2.22% | BAM | |
| 8/1/25 | $745,000 | 5.00% | 2.35% | BAM | |
| 8/1/26 | $810,000 | 5.00% | 2.50% | BAM | |
| 8/1/27 | $865,000 | 5.00% | 2.70% | BAM | |
| 8/1/28 | $940,000 | 3.00% | 3.00% | BAM | |
| 8/1/29 | $1,015,000 | 3.00% | 3.05% | BAM | |
| 8/1/30 | $1,080,000 | 3.00% | 3.15% | BAM | |
| 8/1/31 | $1,165,000 | 3.125% | 3.25% | BAM | |
| 8/1/32 | $1,245,000 | 3.25% | 3.35% | BAM | |
| 8/1/33 | $1,320,000 | 3.25% | 3.40% | BAM | |
| 8/1/34 | $1,420,000 | 3.25% | 3.45% | BAM | |
| 8/1/35 | $1,505,000 | 3.375% | 3.50% | BAM | |
| 8/1/36 | $1,595,000 | 3.50% | 3.55% | BAM | |
| 8/1/37 | $1,685,000 | 3.50% | 3.60% | BAM | |
| 8/1/38 | $1,780,000 | 3.50% | 3.65% | BAM | |
| 8/1/40 | $3,860,000 | 3.50% | 3.70% | BAM |
Other managers: CL King & Associates, Crews & Associates, Inc., Edward Jones, WNJ Capital, Ross, Sinclaire & Associates LLC, Sierra Pacific Securities, Wayne Hummer & Co., R. Seelaus & Co., Inc., Vining-Sparks IBG, Limited Partnership, FTN Financial Capital Markets, Bernardi Securities, Inc., Alamo Capital, Loop Capital Markets, LLC, IFS Securities, Oppenheimer & Co., Inc., First Empire Securities, Rafferty Capital Markets LLC.
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: Dale Scott Co., San Francisco, CA.
Other bidders were:
Wells Fargo Secs, TIC 3.5609%
Morgan Stanley, TIC 3.5645%
BA Merrill Lynch, TIC 3.5753%
RBC Capital Mkts, TIC 3.5925%
Raymond James, TIC 3.6656%
Barclays Capital, TIC 3.7263%
Hutchinson Shockey, TIC 3.9143%
INDIANA
Union Township School Corporation
Dec 1, 2015 . . . . . . $3,000,000
Temporary Loan Warrants (bank qualified).
Dated Jan 7, 2016.
Due Dec 30, 2016.
Purchased $3,000,000.00 by City Securities, at 1.25%, plus $4,080.00, effective rate 1.111%.
L.O.: TWPeterson Law Office LLP, Indianapolis, IN.
F.A.: Municipal Official(s).
Other bidders were:
Tech Credit Union, Effective Rate 1.24%
Centier Bank, Effective Rate 1.29%
Oppenheimer, Effective Rate 1.413%
First Source Bank, Effective Rate 1.86%
IOWA
Bettendorf (City)
Dec 1, 2015 . . . . . . $9,580,000
General Obligation Refunding Bonds, Series 2015B (book entry).
Dated Dec 30, 2015.
Due Jun 1, 2018 to 2026.
Non-callable.
Winning bid: Hutchinson Shockey, at 120.2249, TIC 1.866%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/18 | $230,000 | 5.00% | 0.90% | ||
| 6/1/19 | $960,000 | 5.00% | 1.10% | ||
| 6/1/20 | $1,010,000 | 5.00% | 1.30% | ||
| 6/1/21 | $1,075,000 | 5.00% | 1.48% | ||
| 6/1/22 | $1,135,000 | 5.00% | 1.65% | ||
| 6/1/23 | $1,190,000 | 5.00% | 1.82% | ||
| 6/1/24 | $1,260,000 | 5.00% | 1.96% | ||
| 6/1/25 | $1,330,000 | 5.00% | 2.08% | ||
| 6/1/26 | $1,390,000 | 5.00% | 2.22% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Piper Jaffray, TIC 1.9789%
Jefferies, TIC 2.0085%
JPMorgan, TIC 2.048%
Robert W. Baird, TIC 2.0674%
Bettendorf (City)
Dec 1, 2015 . . . . . . $9,585,000
General Obligation Bonds, Series 2015A (book entry).
Dated Dec 30, 2015.
Due Jun 1, 2016 to 2034.
Callable Jun 1, 2025 at par.
Winning bid: Hutchinson Shockey, at 104.8897, TIC 2.8131%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $740,000 | 5.00% | 0.50% | ||
| 6/1/17 | $440,000 | 5.00% | 0.70% | ||
| 6/1/18 | $455,000 | 5.00% | 0.90% | ||
| 6/1/19 | $360,000 | 2.00% | 1.10% | ||
| 6/1/20 | $60,000 | 2.00% | 1.30% | ||
| 6/1/21 | $120,000 | 2.00% | 1.48% | ||
| 6/1/22 | $485,000 | 2.00% | 1.65% | ||
| 6/1/23 | $570,000 | 2.00% | 1.82% | ||
| 6/1/24 | $680,000 | 2.00% | 1.96% | ||
| 6/1/25 | $540,000 | 5.00% | 2.08% | ||
| 6/1/26 | $555,000 | 5.00% | 2.22% | ||
| 6/1/27 | $570,000 | 4.00% | 2.50% | ||
| 6/1/28 | $585,000 | 4.00% | 2.65% | ||
| 6/1/29 | $605,000 | 4.00% | 2.80% | ||
| 6/1/30 | $625,000 | 3.00% | 3.10% | ||
| 6/1/31 | $645,000 | 3.10% | 3.20% | ||
| 6/1/32 | $670,000 | 3.125% | 3.25% | ||
| 6/1/33 | $655,000 | 3.20% | 3.30% | ||
| 6/1/34 | $225,000 | 3.25% | 3.35% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Jefferies, TIC 2.8156%
Piper Jaffray, TIC 2.8579%
JPMorgan, TIC 2.8627%
Robert W. Baird, TIC 2.8663%
BA Merrill Lynch, TIC 2.8677%
KANSAS
Wellington (City)
Dec 1, 2015 . . . . . . $1,495,000
General Obligation Refunding Bonds, Series B, 2015 (bank qualified).
Dated Dec 15, 2015.
Due Oct 1, 2016 to 2024.
Callable Oct 1, 2023 at par.
Winning bid: First Bankers' Banc, at 101.2280, NIC 1.7386%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/16 | $115,000 | 2.00% | 0.50% | ||
| 10/1/17 | $170,000 | 2.00% | 0.80% | ||
| 10/1/18 | $180,000 | 2.00% | 1.00% | ||
| 10/1/19 | $180,000 | 2.00% | 1.25% | ||
| 10/1/20 | $185,000 | 2.00% | 1.40% | ||
| 10/1/21 | $195,000 | 2.00% | 1.60% | ||
| 10/1/22 | $195,000 | 2.00% | 1.75% | ||
| 10/1/24 | $275,000 | 2.00% | 2.00% |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
Other bidders were:
FTN Fin Cap Mkts, NIC 1.8698%
Commerce Bank, NIC 1.9846%
Cooper Malone, NIC 2.1904%
KENTUCKY
Barren County School District Finance Corporation
Dec 1, 2015 . . . . . . $2,715,000
School Building Revenue Bonds, Series of 2015 (Kentucky State School District Credit Enhancement Program) (book entry).
Dated Dec 22, 2015.
Due Feb 1, 2017 to 2036.
Callable Feb 1, 2026 at par.
Winning bid: Robert W. Baird, at 98.1462, NIC 3.2761%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $10,000 | 3.00% | 0.70% | ||
| 2/1/18 | $10,000 | 3.00% | 1.00% | ||
| 2/1/19 | $10,000 | 3.00% | 1.25% | ||
| 2/1/20 | $15,000 | 3.00% | 1.50% | ||
| 2/1/21 | $10,000 | 3.00% | 1.70% | ||
| 2/1/22 | $15,000 | 3.00% | 1.90% | ||
| 2/1/23 | $25,000 | 3.00% | 2.10% | ||
| 2/1/24 | $20,000 | 3.00% | 2.30% | ||
| 2/1/25 | $25,000 | 3.00% | 2.50% | ||
| 2/1/26 | $100,000 | 3.00% | 2.75% | ||
| 2/1/27 | $110,000 | 3.00% | 2.90% | ||
| 2/1/28 | $510,000 | 3.00% | 3.00% | ||
| 2/1/29 | $525,000 | 3.00% | 3.10% | ||
| 2/1/30 | $540,000 | 3.125% | 3.20% | ||
| 2/1/31 | $320,000 | 3.25% | 3.30% | ||
| 2/1/32 | $285,000 | 3.30% | 3.35% | ||
| 2/1/33 | $40,000 | 3.375% | 3.40% | ||
| 2/1/34 | $45,000 | 3.375% | 3.45% | ||
| 2/1/36 | $100,000 | 3.50% | 3.50% |
Other managers: Ross, Sinclaire & Associates LLC, Duncan-Williams, Inc., CL King & Associates, Crews & Associates, Inc., SAMCO Capital Markets, WNJ Capital, Davenport & Company LLC, Coastal Securities Corp., PNC Capital Markets, FTN Financial Capital Markets, Isaak Bond Investments, Inc., Edward Jones, Vining-Sparks IBG, Limited Partnership, Oppenheimer & Co., Inc., First Kentucky Securities Corp., SumRidge Partners, LLC, Wayne Hummer & Co., IFS Securities, Sierra Pacific Securities, Alamo Capital, Wedbush Securities Inc., HilltopSecurities Holdings LLC, Bank of New York Mellon Capital Markets, LLC, Stifel, Nicolaus & Co., Inc., Loop Capital Markets, LLC, R. Seelaus & Co., Inc., W.H. Mell Associates, Inc., Rafferty Capital Markets LLC, Cronin & Co., Inc..
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Fidelity Capital, NIC 3.352%
Hutchinson Shockey, NIC 3.5789%
Fifth Third Secs, NIC 4.1482%
Ludlow Independent School District Finance Corporation
Nov 30, 2015 . . . . . . $835,000
School Building Revenue Refunding Bonds, Series 2015 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Dec 1, 2015.
Due Mar 1, 2016 to 2026.
Non-callable.
Winning bid: J.J.B. Hilliard, at 99.3539, NIC 2.5422%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $10,000 | 2.00% | 1.00% | ||
| 3/1/17 | $100,000 | 2.00% | 1.25% | ||
| 3/1/18 | $105,000 | 2.00% | 1.35% | ||
| 3/1/19 | $70,000 | 2.00% | 1.50% | ||
| 3/1/20 | $75,000 | 2.00% | 1.75% | ||
| 3/1/21 | $75,000 | 2.00% | 2.00% | ||
| 3/1/22 | $75,000 | 2.125% | 2.15% | ||
| 3/1/23 | $75,000 | 2.25% | 2.30% | ||
| 3/1/24 | $80,000 | 2.50% | 2.50% | ||
| 3/1/25 | $85,000 | 2.75% | 2.70% | ||
| 3/1/26 | $85,000 | 3.00% | 2.90% |
L.O.: Dinsmore & Shohl LLP, Covington, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 2.5573%
MASSACHUSETTS
Framingham (Town)
Dec 1, 2015 . . . . . . $4,417,913
General Obligation Bond Anticipation Notes (renewal).
Dated Dec 11, 2015.
Due Dec 9, 2016.
Purchased $4,417,910.00 by Century Bk, at 0.75%, plus $12,149.26, effective rate 0.4735%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.539%
Jefferies, Effective Rate 0.5477%
TD Securities, Effective Rate 0.6746%
Oppenheimer, Effective Rate 0.8355%
Framingham (Town)
Dec 1, 2015 . . . . . . $43,668,000
General Obligation Municipal Purpose Loan of 2015 Bonds (book entry).
Dated Dec 10, 2015.
Due Nov 1, 2016 to 2040.
Callable Nov 1, 2025 at par.
Winning bid: Citigroup, at 108.6872, TIC 2.588%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $4,338,000 | 5.00% | 0.40% | ||
| 11/1/17 | $3,910,000 | 5.00% | 0.80% | ||
| 11/1/18 | $3,780,000 | 5.00% | 1.00% | ||
| 11/1/19 | $3,595,000 | 5.00% | 1.17% | ||
| 11/1/20 | $2,360,000 | 5.00% | 1.35% | ||
| 11/1/21 | $1,900,000 | 5.00% | 1.55% | ||
| 11/1/22 | $1,850,000 | 5.00% | 1.72% | ||
| 11/1/23 | $1,820,000 | 5.00% | 1.90% | ||
| 11/1/24 | $1,810,000 | 5.00% | 2.06% | ||
| 11/1/25 | $1,720,000 | 5.00% | 2.18% | ||
| 11/1/26 | $1,565,000 | 3.00% | 2.29% | ||
| 11/1/27 | $1,560,000 | 3.00% | 2.42% | ||
| 11/1/28 | $1,525,000 | 3.00% | 2.65% | ||
| 11/1/29 | $1,480,000 | 3.00% | 2.78% | ||
| 11/1/30 | $1,230,000 | 3.00% | 2.95% | ||
| 11/1/31 | $1,100,000 | 3.00% | 3.05% | ||
| 11/1/32 | $1,090,000 | 3.00% | 3.10% | ||
| 11/1/33 | $1,085,000 | 3.00% | 3.15% | ||
| 11/1/34 | $1,050,000 | 3.00% | 3.20% | ||
| 11/1/35 | $1,030,000 | 3.125% | 3.25% | ||
| 11/1/36 | $805,000 | 3.25% | 3.32% | ||
| 11/1/37 | $795,000 | 3.25% | 3.37% | ||
| 11/1/40 | $2,270,000 | 3.375% | 3.45% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., Siebert, Brandford, Shank & Co., LLC, The Williams Capital Group, L.P., Loop Capital Markets, LLC, UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Stifel, Nicolaus & Co., Inc., Wiley Bros.-Aintree Capital LLC, Intercoastal Capital Markets, Inc., Stern Brothers & Co., Rice Financial Products Company, Bonwick Capital Partners, LLC.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Hutchinson Shockey, TIC 2.6087%
BA Merrill Lynch, TIC 2.6391%
Morgan Stanley, TIC 2.6436%
Robert W. Baird, TIC 2.6749%
Janney Montgomery, TIC 2.7191%
JPMorgan, TIC 2.7377%
Massachusetts
Dec 1, 2015 . . . . . . $150,000,000
General Obligation Bonds Consolidated Loan of 2015 Series D (book entry).
Dated Dec 7, 2015.
Due Sep 1, 2026 to 2035.
Callable Sep 1, 2025 at par.
Winning bid: Morgan Stanley, at 105.4588, TIC 3.0896%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/26 | $15,000,000 | 5.00% | 2.25% | ||
| 9/1/27 | $15,000,000 | 3.00% | 2.46% | ||
| 9/1/28 | $15,000,000 | 5.00% | 2.41% | ||
| 9/1/29 | $15,000,000 | 4.00% | 2.78% | ||
| 9/1/30 | $15,000,000 | 4.00% | 2.86% | ||
| 9/1/31 | $15,000,000 | 3.00% | 3.10% | ||
| 9/1/32 | $15,000,000 | 3.00% | 3.155% | ||
| 9/1/33 | $15,000,000 | 3.125% | 3.199% | ||
| 9/1/34 | $15,000,000 | 3.125% | 3.268% | ||
| 9/1/35 | $15,000,000 | 3.00% | 3.36% |
Other managers: U.S. Bancorp Investments, Inc., Raymond James & Associates, Inc., FTN Financial Capital Markets, Fidelity Capital Markets, Gates Capital Corp., Winslow, Evans & Crocker, City Securities Corp..
L.O.: Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., Boston, MA.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
BA Merrill Lynch, TIC 3.093%
JPMorgan, TIC 3.1399%
Jefferies, TIC 3.1568%
Wells Fargo Secs, TIC 3.164%
Barclays Capital, TIC 3.1698%
Citigroup, TIC 3.1735%
Goldman Sachs, TIC 3.2992%
Massachusetts
Dec 1, 2015 . . . . . . $400,000,000
General Obligation Bonds Consolidated Loan of 2015 Series E (book entry).
Dated Dec 7, 2015.
Due Sep 1, 2036 to 2045.
Callable Sep 1, 2025 at par.
Winning bid: BA Merrill Lynch, at 102.6219, TIC 3.6932%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/36 | $40,000,000 | 4.00% | 3.27% | ||
| 9/1/37 | $40,000,000 | 4.00% | 3.32% | ||
| 9/1/38 | $40,000,000 | 3.25% | 3.45% | ||
| 9/1/39 | $40,000,000 | 4.00% | 3.37% | ||
| 9/1/40 | $40,000,000 | 3.25% | 3.49% | ||
| 9/1/41 | $40,000,000 | 4.00% | 3.46% | ||
| 9/1/42 | $40,000,000 | 4.00% | 3.47% | ||
| 9/1/43 | $40,000,000 | 4.00% | 3.48% | ||
| 9/1/44 | $40,000,000 | 4.00% | 3.49% | ||
| 9/1/45 | $40,000,000 | 4.00% | 3.50% |
L.O.: Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., Boston, MA.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
JPMorgan, TIC 3.7507%
Barclays Capital, TIC 3.7537%
Citigroup, TIC 3.7881%
Morgan Stanley, TIC 3.8246%
Jefferies, TIC 3.8339%
Wells Fargo Secs, TIC 3.848%
Goldman Sachs, TIC 3.8727%
MICHIGAN
Lansing (City)
Dec 1, 2015 . . . . . . $8,855,000
General Obligation Limited Tax Refunding Bonds Series 2015 (bank qualified) (book entry).
Dated Dec 17, 2015.
Due Jun 1, 2017 to 2022.
Non-callable.
Winning bid: Hutchinson Shockey, at 103.2755, TIC 1.6338%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $1,520,000 | 2.00% | 0.80% | ||
| 6/1/18 | $1,550,000 | 2.00% | 1.05% | ||
| 6/1/19 | $1,405,000 | 2.00% | 1.25% | ||
| 6/1/20 | $1,430,000 | 2.00% | 1.50% | ||
| 6/1/21 | $1,455,000 | 3.00% | 1.65% | ||
| 6/1/22 | $1,495,000 | 3.00% | 1.85% |
L.O.: Miller, Canfield, Paddock & Stone, P.L.C., Lansing, MI; and Miller, Canfield, Paddock & Stone, P.L.C., Detroit, MI.
F.A.: Public Financial Management, Inc., Ann Arbor, MI.
Other bidders were:
City Securities, TIC 1.7991%
Fifth Third Secs, TIC 1.8133%
Vining-Sparks IBG, TIC 1.8399%
Robert W. Baird, TIC 1.8482%
Stifel Nicolaus, TIC 1.9331%
MINNESOTA
Baxter (City)
Dec 1, 2015 . . . . . . $8,530,000
General Obligation Improvement and Tax Increment Bonds, Series 2015 (bank qualified) (book entry).
Dated Dec 22, 2015.
Due Feb 1, 2017 to 2028.
Callable Feb 1, 2024 at par.
Winning bid: Robert W. Baird, at 101.7882, TIC 1.9066%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $665,000 | 2.00% | 0.50% | ||
| 2/1/18 | $1,530,000 | 2.00% | 0.85% | ||
| 2/1/19 | $730,000 | 2.00% | 1.05% | ||
| 2/1/20 | $745,000 | 2.00% | 1.20% | ||
| 2/1/21 | $755,000 | 2.00% | 1.35% | ||
| 2/1/22 | $550,000 | 2.00% | 1.50% | ||
| 2/1/23 | $560,000 | 2.00% | 1.70% | ||
| 2/1/24 | $575,000 | 2.00% | 1.85% | ||
| 2/1/25 | $585,000 | 2.25% | 2.00% | ||
| 2/1/26 | $595,000 | 2.25% | 2.10% | ||
| 2/1/27 | $610,000 | 2.50% | 2.25% | ||
| 2/1/28 | $630,000 | 2.75% | 2.40% |
Other managers: CL King & Associates, Cronin & Co., Inc., Loop Capital Markets, LLC, Vining-Sparks IBG, Limited Partnership, Edward Jones, SAMCO Capital Markets, WNJ Capital, Coastal Securities Corp., Crews & Associates, Inc., Davenport & Company LLC, Duncan-Williams, Inc., Ross, Sinclaire & Associates LLC, Dougherty & Company LLC, Country Club Bank, Oppenheimer & Co., Inc., SumRidge Partners, LLC, R. Seelaus & Co., Inc., Sierra Pacific Securities, Alamo Capital, IFS Securities, Rafferty Capital Markets LLC, First Empire Securities, UMB Bank, N.A..
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Public Financial Management, Inc., Minneapolis, MN.
Other bidders were:
Piper Jaffray, TIC 1.9097%
Stifel Nicolaus, TIC 1.9255%
Northland Securities, TIC 1.9381%
FTN Fin Cap Mkts, TIC 1.9912%
Raymond James, TIC 2.4095%
Hopkins (City)
Dec 1, 2015 . . . . . . $7,355,000
General Obligation Tax Increment Revenue Refunding Bonds, Series 2015D (bank qualified) (book entry).
Dated Dec 22, 2015.
Due Feb 1, 2016 to 2030.
Callable Feb 1, 2024 at par.
Winning bid: FTN Fin Cap Mkts, at 102.1653, TIC 2.1214%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/16 | $270,000 | 2.00% | 0.50% | ||
| 2/1/17 | $335,000 | 2.00% | 0.60% | ||
| 2/1/18 | $350,000 | 2.00% | 0.80% | ||
| 2/1/19 | $370,000 | 2.00% | 1.00% | ||
| 2/1/20 | $390,000 | 2.00% | 1.20% | ||
| 2/1/21 | $415,000 | 2.00% | 1.35% | ||
| 2/1/22 | $430,000 | 2.00% | 1.50% | ||
| 2/1/23 | $455,000 | 2.50% | 1.65% | ||
| 2/1/24 | $475,000 | 2.00% | 1.85% | ||
| 2/1/25 | $655,000 | 2.25% | 1.95% | ||
| 2/1/26 | $685,000 | 2.50% | 2.05% | ||
| 2/1/27 | $715,000 | 2.50% | 2.10% | ||
| 2/1/28 | $750,000 | 2.50% | 2.20% | ||
| 2/1/29 | $780,000 | 2.75% | 2.30% | ||
| 2/1/30 | $280,000 | 2.75% | 2.40% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Raymond James, TIC 2.1573%
Piper Jaffray, TIC 2.1975%
Stifel Nicolaus, TIC 2.2189%
Wells Fargo Secs, TIC 2.228%
Robert W. Baird, TIC 2.2408%
Rochester Independent School District No. 535
Dec 1, 2015 . . . . . . $3,625,000
General Obligation Refunding Bonds, Series 2015C (Minnesota School District Credit Enhancement Program) (book entry).
Dated Dec 22, 2015.
Due Feb 1, 2017 to 2020.
Non-callable.
Winning bid: Hutchinson Shockey, at 110.0246, TIC 1.1002%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $825,000 | 5.00% | 0.50% | ||
| 2/1/18 | $890,000 | 5.00% | 0.85% | ||
| 2/1/19 | $930,000 | 5.00% | 1.05% | ||
| 2/1/20 | $980,000 | 5.00% | 1.25% |
L.O.: Dorsey & Whitney, Minneapolis, MN.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Raymond James, TIC 1.1379%
Piper Jaffray, TIC 1.141%
Robert W. Baird, TIC 1.1738%
US Bancorp Invest, TIC 1.1783%
NEW JERSEY
Alpine Borough
Dec 1, 2015 . . . . . . $2,455,750
Bond Anticipation Notes (bank qualified).
Dated Dec 8, 2015.
Due Dec 7, 2016.
Purchased $2,455,750.00 by TD Bank, N.A., at 0.7%, effective rate 0.7%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Bank, Effective Rate 0.74%
Jefferies, Effective Rate 0.7689%
Valley National Bank, Effective Rate 0.79%
Oppenheimer, Effective Rate 0.9989%
Roosevelt & Cross, Effective Rate 1.1721%
Boonton (Town)
Dec 1, 2015 . . . . . . $213,000
Bond Anticipation Note (bank qualified).
Dated Dec 11, 2015.
Due Nov 18, 2016.
Purchased $213,000.00 by Lakeland Bank, at 0.85%, effective rate 0.85%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 1.07%
Roosevelt & Cross, Effective Rate 1.5511%
Oppenheimer, Effective Rate 2.5829%
Estell Manor City Board of Education
Dec 1, 2015 . . . . . . $783,000
Grant Anticipation Note (bank qualified).
Dated Dec 9, 2015.
Due Dec 9, 2016.
Purchased $783,000.00 by Newfield Natl Bk, at 0.95%, effective rate 0.95%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Bank, Effective Rate 1.15%
Roosevelt & Cross, Effective Rate 1.36%
Oppenheimer, Effective Rate 1.6431%
Hillsborough Township
Dec 1, 2015 . . . . . . $2,177,149
Bond Anticipation Note (bank qualified) (book entry).
Dated Dec 10, 2015.
Due Dec 9, 2016.
Purchased $2,177,150.00 by PNC Bank, at 0.78%, effective rate 0.78%.
L.O.: Gluck, Walrath & Lanciano, LLP, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.8748%
TD Securities, Effective Rate 1.0353%
Oppenheimer, Effective Rate 1.1105%
Roosevelt & Cross, Effective Rate 1.1716%
Lavallette Borough
Dec 1, 2015 . . . . . . $760,000
Bond Anticipation Notes, Series 2015B.
Dated Dec 10, 2015.
Due Dec 9, 2016.
Purchased $760,000.00 by Amboy Natl Bk, at 0.76%, effective rate 0.76%.
L.O.: Dilworth Paxson, Red Bank, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2469%
Oppenheimer, Effective Rate 1.4457%
Millburn Township Board of Education
Dec 1, 2015 . . . . . . $1,073,000
Grant Anticipation Note (bank qualified).
Dated Dec 10, 2015.
Due Dec 9, 2016.
Purchased $1,073,000.00 by Valley National Bank, at 0.93%, effective rate 0.93%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Jefferies, Effective Rate 1.097%
TD Securities, Effective Rate 1.103%
Roosevelt & Cross, Effective Rate 1.2178%
Oppenheimer, Effective Rate 1.2766%
Monroe Township (Gloucester County)
Dec 1, 2015 . . . . . . $1,389,375
Bond Anticipation Notes of 2015, Series A (bank qualified).
Dated Dec 9, 2015.
Due Dec 8, 2016.
Purchased $1,389,380.00 by PNC Bank, at 0.92%, effective rate 0.92%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Newfield Natl Bk, Effective Rate 0.95%
Capital Bank of NJ, Effective Rate 0.956%
Passaic Vly Wtr Comm, Effective Rate 1.0399%
Jefferies, Effective Rate 1.145%
Oppenheimer, Effective Rate 1.2335%
Roosevelt & Cross, Effective Rate 1.2879%
Rutherford Borough
Dec 1, 2015 . . . . . . $7,700,000
$7,649,001 General Improvement Notes and $50,999 Special Emergency Notes (bank qualified).
Dated Dec 7, 2015.
Due Dec 6, 2016.
Purchased $7,700,000.00 by TD Bank, N.A., at 0.7%, effective rate 0.7%.
L.O.: Archer & Greiner P.C., Hackensack, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Valley National Bank, Effective Rate 0.83%
TD Securities, Effective Rate 0.8699%
Jefferies, Effective Rate 0.9972%
Oppenheimer, Effective Rate 1.0165%
Somers Point (City)
Dec 1, 2015 . . . . . . $3,200,000
Bond Anticipation Notes of 2015, Series A and $120,000 Special Emergency Notes of 2015, Series B (bank qualified).
Dated Dec 10, 2015.
Due Dec 9, 2016.
Purchased $3,200,000.00 by Jefferies, at 2.0%, plus $27,426.00, effective rate 1.14%.
L.O.: Fleishman Daniels Law Office, P.C., Northfield, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.2398%
Tabernacle Township
Dec 1, 2015 . . . . . . $3,584,500
Bond Anticipation Notes, Series 2015A (bank qualified).
Dated Dec 10, 2015.
Due Oct 14, 2016.
Purchased $3,584,500.00 by TD Bank, N.A., at 0.74%, effective rate 0.74%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.937%
TD Securities, Effective Rate 0.991%
Oppenheimer, Effective Rate 1.1686%
Ventnor City (City)
Dec 1, 2015 . . . . . . $3,152,500
Bond Anticipation Notes of 2015, Series A: $2,137,500 General Improvement and $1,015,000 Water/Sewer Utility (bank qualified).
Dated Dec 9, 2015.
Due Dec 8, 2016.
Purchased $3,152,500.00 by Passaic Vly Wtr Comm, at 1.0399%, effective rate 1.0399%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.0491%
Jefferies, Effective Rate 1.14%
Waterford Township
Dec 1, 2015 . . . . . . $320,000
Special Energency Notes of 2015, Series A (bank qualified).
Dated Dec 10, 2015.
Due Dec 9, 2016.
Purchased $320,000.00 by First Colonial, at 0.94%, effective rate 0.94%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Republic Bank, Effective Rate 1.0%
PNC Bank, Effective Rate 1.2%
East Brunswick Twp, Effective Rate 1.25%
Roosevelt & Cross, Effective Rate 1.3656%
Oppenheimer, Effective Rate 2.2299%
Wood-Ridge Borough
Dec 1, 2015 . . . . . . $4,792,800
General Obligation Bond Anticipation Notes (bank qualified).
Dated Dec 8, 2015.
Due Sep 22, 2016.
Purchased $4,792,800.00 by Valley National Bank, at 0.83%, effective rate 0.83%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.9288%
Oppenheimer, Effective Rate 1.0796%
NEW YORK
Cazenovia Central School District
Dec 1, 2015 . . . . . . $313,608
School District (Serial) Bonds, 2015 (bank qualified).
Dated Dec 15, 2015.
Due Dec 15, 2016 to 2020.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 1.8379%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/16 | $53,608 | 1.75% | 0.70% | ||
| 12/15/17 | $60,000 | 1.75% | 1.00% | ||
| 12/15/18 | $65,000 | 1.80% | 1.20% | ||
| 12/15/19 | $65,000 | 1.875% | 1.40% | ||
| 12/15/20 | $70,000 | 1.875% | 1.60% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Sage Rutty, NIC 1.9932%
Ellicottville Village
Dec 1, 2015 . . . . . . $4,300,000
Bond Anticipation Notes, 2015A (bank qualified).
Dated Dec 15, 2015.
Due Jul 13, 2016.
Purchased $4,300,000.00 by Oppenheimer, at 2.25%, plus $475.00, effective rate 2.2309%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 2.75%
Huntington (Town)
Dec 1, 2015 . . . . . . $12,990,000
Public Improvement Serial Bonds-2015 (book entry).
Dated Dec 8, 2015.
Due Dec 1, 2016 to 2030.
Callable Dec 1, 2023 at par.
Winning bid: Fidelity Capital, at 100.6271, TIC 2.1895%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/16 | $735,000 | 2.00% | 0.41% | ||
| 12/1/17 | $745,000 | 2.00% | 0.73% | ||
| 12/1/18 | $765,000 | 2.00% | 0.93% | ||
| 12/1/19 | $785,000 | 2.00% | 1.11% | ||
| 12/1/20 | $805,000 | 2.00% | 1.25% | ||
| 12/1/21 | $820,000 | 2.00% | 1.49% | ||
| 12/1/22 | $840,000 | 2.00% | 1.65% | ||
| 12/1/23 | $860,000 | 2.00% | 1.78% | ||
| 12/1/24 | $880,000 | 2.00% | 1.93% | ||
| 12/1/25 | $905,000 | 2.00% | 2.05% | ||
| 12/1/26 | $925,000 | 2.125% | 2.25% | ||
| 12/1/27 | $945,000 | 2.25% | 2.35% | ||
| 12/1/28 | $970,000 | 2.375% | 2.50% | ||
| 12/1/29 | $995,000 | 2.50% | 2.60% | ||
| 12/1/30 | $1,015,000 | 3.00% | 2.70% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Jefferies LLC, City Securities Corp..
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
Roosevelt & Cross, TIC 2.2337%
Piper Jaffray, TIC 2.2984%
JPMorgan, TIC 2.3107%
HilltopSecurities, TIC 2.3283%
Hutchinson Shockey, TIC 2.3325%
Janney Montgomery, TIC 2.3333%
BA Merrill Lynch, TIC 2.3373%
Robert W. Baird, TIC 2.338%
Indian Lake Central School District
Dec 1, 2015 . . . . . . $70,000
School District (Serial) Bonds, 2015 (bank qualified).
Dated Dec 16, 2015.
Due Jun 15, 2017 to 2020.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 2.75%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/17 | $15,000 | 1.30% | NRO | ||
| 6/15/18 | $15,000 | 1.70% | NRO | ||
| 6/15/19 | $20,000 | 2.15% | NRO | ||
| 6/15/20 | $20,000 | 2.90% | NRO |
L.O.: Barclay Damon LLP, Albany, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.293%
Irondequoit (Town)
Dec 1, 2015 . . . . . . $763,650
Bond Anticipation Notes, 2015 Series C (Renewals) (bank qualified).
Dated Dec 10, 2015.
Due Dec 9, 2016.
Purchased $763,650.00 by First Niagara Bank, at 1.08%, effective rate 1.08%.
L.O.: Harris, Beach LLP, Pittsford, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.13%
Oppenheimer, Effective Rate 1.2374%
Roosevelt & Cross, Effective Rate 1.2463%
Jefferies, Effective Rate 1.2959%
Bank of Greene Co, Effective Rate 1.56%
Irondequoit (Town)
Dec 1, 2015 . . . . . . $1,500,000
Bond Anticipation Notes, 2015 Series D (Renewals) (bank qualified).
Dated Dec 17, 2015.
Due Dec 16, 2016.
Purchased $1,500,000.00 by First Niagara Bank, at 0.85%, effective rate 0.85%.
L.O.: Harris, Beach LLP, Pittsford, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.05%
Oppenheimer, Effective Rate 1.0636%
Jefferies, Effective Rate 1.0954%
TD Securities, Effective Rate 1.1607%
Roosevelt & Cross, Effective Rate 1.1952%
LeRay (Town)
Dec 1, 2015 . . . . . . $1,670,000
Bond Anticipation Notes, 2015 (bank qualified).
Dated Dec 10, 2015.
Due Dec 8, 2016.
Purchased $1,670,000.00 by Jefferies, at 2.0%, plus $14,280.00, effective rate 1.1401%.
L.O.: Hrabchak, Gebo & Langone, P.C., Watertown, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1756%
Roosevelt & Cross, Effective Rate 1.1931%
Norwood-Norfolk Central School District
Dec 1, 2015 . . . . . . $350,000
School District (Serial) Bonds, 2015 (bank qualified).
Dated Dec 15, 2015.
Due Dec 15, 2016 to 2020.
Non-callable.
Winning bid: Sage Rutty, at 100.0000, NIC 1.7938%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/16 | $65,000 | 1.75% | 0.60% | ||
| 12/15/17 | $70,000 | 1.75% | 0.95% | ||
| 12/15/18 | $70,000 | 1.75% | 1.15% | ||
| 12/15/19 | $70,000 | 1.75% | 1.30% | ||
| 12/15/20 | $75,000 | 1.875% | 1.50% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.9654%
Bank of Greene Co, NIC 1.9942%
NBT Bank, NIC 3.1%
Oneida (City)
Dec 1, 2015 . . . . . . $2,735,000
Public Improvement (Serial) Bonds, 2015 (bank qualified) (book entry).
Dated Dec 15, 2015.
Due Dec 15, 2016 to 2029.
Callable Dec 15, 2023 at par.
Winning bid: Raymond James, at 102.3457, NIC 2.3381%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/16 | $50,000 | 2.00% | 0.45% | ||
| 12/15/17 | $180,000 | 2.00% | 0.80% | ||
| 12/15/18 | $185,000 | 2.00% | 1.00% | ||
| 12/15/19 | $185,000 | 2.00% | 1.20% | ||
| 12/15/20 | $190,000 | 2.00% | 1.35% | ||
| 12/15/21 | $195,000 | 2.00% | 1.45% | ||
| 12/15/22 | $200,000 | 2.00% | 1.60% | ||
| 12/15/23 | $205,000 | 2.00% | 1.75% | ||
| 12/15/24 | $210,000 | 2.00% | 1.90% | ||
| 12/15/25 | $215,000 | 3.00% | 2.05% | ||
| 12/15/26 | $220,000 | 3.00% | 2.20% | ||
| 12/15/27 | $225,000 | 3.00% | 2.35% | ||
| 12/15/28 | $235,000 | 3.00% | 2.50% | ||
| 12/15/29 | $240,000 | 3.00% | 2.65% |
Other managers: Morgan Stanley & Co., Inc., City Securities Corp..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.3909%
Robert W. Baird, NIC 2.4264%
Patchogue Village
Dec 1, 2015 . . . . . . $3,049,000
Public Improvement (Serial) Bonds, 2015 (bank qualified) (book entry).
Dated Dec 15, 2015.
Due Jul 15, 2016 to 2030.
Callable Jul 15, 2022 at par.
Winning bid: Roosevelt & Cross, at 100.5578, NIC 2.1682%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/16 | $229,000 | 2.00% | 0.40% | ||
| 7/15/17 | $260,000 | 2.00% | 0.75% | ||
| 7/15/18 | $260,000 | 2.00% | 0.95% | ||
| 7/15/19 | $275,000 | 2.00% | 1.10% | ||
| 7/15/20 | $275,000 | 2.00% | 1.25% | ||
| 7/15/21 | $200,000 | 2.00% | 1.40% | ||
| 7/15/22 | $200,000 | 2.00% | 1.60% | ||
| 7/15/23 | $200,000 | 2.00% | 1.75% | ||
| 7/15/24 | $200,000 | 2.00% | 1.90% | ||
| 7/15/25 | $200,000 | 2.125% | 2.10% | ||
| 7/15/26 | $150,000 | 2.25% | 2.23% | ||
| 7/15/27 | $150,000 | 2.375% | 2.35% | ||
| 7/15/28 | $150,000 | 2.50% | 2.48% | ||
| 7/15/29 | $150,000 | 2.625% | 2.60% | ||
| 7/15/30 | $150,000 | 2.75% | 2.73% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Edward Jones, R. Seelaus & Co., Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Raymond James, NIC 2.2392%
Robert W. Baird, NIC 2.2699%
SunTrust Robinson, NIC 2.5931%
Syracuse (City)
Dec 1, 2015 . . . . . . $23,800,000
Revenue Anticipation Notes, Series 2015B (City Purposes).
Dated Dec 9, 2015.
Due Jun 30, 2016.
Purchased $23,800,000.00 by Jefferies, at 1.5%, plus $106,150.00, effective rate 0.7012%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
TD Securities, Effective Rate 0.7128%
Bank of America, Effective Rate 0.72%
Roosevelt & Cross, Effective Rate 0.8054%
JPMorgan, Effective Rate 0.8087%
Oppenheimer, Effective Rate 0.922%
JPMorgan Chase, Effective Rate 1.02%
Thousand Islands Central School District
Dec 1, 2015 . . . . . . $431,813
School District (Serial) Bonds, 2015 (bank qualified).
Dated Dec 15, 2015.
Due Dec 15, 2016 to 2020.
Non-callable.
Winning bid: Sage Rutty, at 100.0000, NIC 1.7842%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/16 | $81,813 | 1.75% | 0.60% | ||
| 12/15/17 | $85,000 | 1.75% | 0.95% | ||
| 12/15/18 | $85,000 | 1.75% | 1.15% | ||
| 12/15/19 | $90,000 | 1.75% | 1.30% | ||
| 12/15/20 | $90,000 | 1.85% | 1.50% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 1.8269%
Bank of Greene Co, NIC 1.9956%
Tuckahoe Village
Dec 1, 2015 . . . . . . $3,227,197
Public Improvement Serial Bonds, 2015 (bank qualified) (book entry).
Dated Dec 7, 2015.
Due Jun 15, 2016 to 2028.
Callable Jun 15, 2023 at par.
Winning bid: Roosevelt & Cross, at 100.0000, TIC 2.3566%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/16 | $217,197 | 2.00% | 0.50% | BAM | |
| 6/15/17 | $225,000 | 2.00% | 0.85% | BAM | |
| 6/15/18 | $225,000 | 2.00% | 1.05% | BAM | |
| 6/15/19 | $230,000 | 2.00% | 1.20% | BAM | |
| 6/15/20 | $235,000 | 2.00% | 1.35% | BAM | |
| 6/15/21 | $240,000 | 2.125% | 1.55% | BAM | |
| 6/15/22 | $245,000 | 2.125% | 1.70% | BAM | |
| 6/15/23 | $250,000 | 2.125% | 1.85% | BAM | |
| 6/15/24 | $255,000 | 2.25% | 2.00% | BAM | |
| 6/15/25 | $265,000 | 2.25% | 2.25% | BAM | |
| 6/15/26 | $270,000 | 2.375% | 2.45% | BAM | |
| 6/15/27 | $280,000 | 2.50% | 2.60% | BAM | |
| 6/15/28 | $290,000 | 3.00% | 2.70% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC, Edward Jones, R. Seelaus & Co., Inc..
L.O.: Jeffrey E Storch, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Robert W. Baird, TIC 2.5308%
Fidelity Capital, TIC 2.5533%
BOSC, TIC 2.9139%
Tupper Lake Village
Dec 1, 2015 . . . . . . $1,400,000
Bond Anticipation Notes, 2015G (Renewals) (bank qualified).
Dated Dec 15, 2015.
Due Dec 15, 2016.
Purchased $1,400,000.00 by Jefferies, at 1.625%, plus $280.00, effective rate 1.605%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.8586%
Oppenheimer, Effective Rate 2.23%
Tupper Lake Village
Dec 1, 2015 . . . . . . $3,200,000
Public Improvement (Serial) Bonds, 2015 (bank qualified) (book entry).
Dated Dec 15, 2015.
Due Dec 15, 2016 to 2044.
Callable Dec 15, 2023 at par.
Winning bid: Roosevelt & Cross, at 100.0000, NIC 3.4153%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/16 | $65,000 | 3.375% | 0.60% | MAC | |
| 12/15/17 | $70,000 | 3.375% | 1.00% | MAC | |
| 12/15/18 | $70,000 | 3.375% | 1.20% | MAC | |
| 12/15/19 | $75,000 | 3.375% | 1.40% | MAC | |
| 12/15/20 | $75,000 | 3.375% | 1.60% | MAC | |
| 12/15/21 | $80,000 | 3.375% | 1.80% | MAC | |
| 12/15/22 | $80,000 | 3.375% | 2.00% | MAC | |
| 12/15/23 | $85,000 | 3.375% | 2.15% | MAC | |
| 12/15/24 | $85,000 | 3.375% | 2.30% | MAC | |
| 12/15/25 | $90,000 | 3.375% | 2.45% | MAC | |
| 12/15/26 | $90,000 | 3.375% | 2.60% | MAC | |
| 12/15/27 | $95,000 | 3.375% | 2.70% | MAC | |
| 12/15/28 | $100,000 | 3.375% | 2.80% | MAC | |
| 12/15/29 | $100,000 | 3.375% | 2.90% | MAC | |
| 12/15/30 | $105,000 | 3.375% | 2.95% | MAC | |
| 12/15/31 | $110,000 | 3.375% | 3.00% | MAC | |
| 12/15/32 | $115,000 | 3.375% | 3.05% | MAC | |
| 12/15/33 | $115,000 | 3.375% | 3.10% | MAC | |
| 12/15/34 | $120,000 | 3.375% | 3.15% | MAC | |
| 12/15/35 | $125,000 | 3.375% | 3.20% | MAC | |
| 12/15/36 | $130,000 | 3.375% | 3.25% | MAC | |
| 12/15/37 | $135,000 | 3.375% | 3.30% | MAC | |
| 12/15/38 | $140,000 | 3.375% | 3.35% | MAC | |
| 12/15/39 | $145,000 | 3.375% | 3.375% | MAC | |
| 12/15/40 | $150,000 | 3.375% | 3.40% | MAC | |
| 12/15/41 | $155,000 | 3.50% | 3.45% | MAC | |
| 12/15/42 | $160,000 | 3.50% | 3.50% | MAC | |
| 12/15/43 | $165,000 | 3.50% | 3.54% | MAC | |
| 12/15/44 | $170,000 | 3.50% | 3.58% | MAC |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC, Edward Jones, R. Seelaus & Co., Inc..
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Raymond James, NIC 3.5767%
Victor (Town)
Dec 1, 2015 . . . . . . $3,971,500
Public Improvement (Serial) Bonds, 2015 (bank qualified) (book entry).
Dated Dec 15, 2015.
Due Dec 15, 2016 to 2028.
Callable Dec 15, 2023 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.169%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/16 | $271,500 | 1.50% | 0.60% | ||
| 12/15/17 | $275,000 | 1.50% | 0.85% | ||
| 12/15/18 | $280,000 | 1.50% | 1.05% | ||
| 12/15/19 | $285,000 | 1.50% | 1.15% | ||
| 12/15/20 | $290,000 | 1.50% | 1.27% | ||
| 12/15/21 | $300,000 | 2.00% | 1.42% | ||
| 12/15/22 | $300,000 | 2.00% | 1.62% | ||
| 12/15/23 | $310,000 | 2.00% | 1.80% | ||
| 12/15/24 | $315,000 | 2.00% | 2.00% | ||
| 12/15/25 | $325,000 | 2.125% | 2.15% | ||
| 12/15/26 | $330,000 | 2.25% | 2.35% | ||
| 12/15/27 | $340,000 | 2.50% | 2.45% | ||
| 12/15/28 | $350,000 | 3.00% | 2.50% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, Edward Jones, R. Seelaus & Co., Inc..
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Morgan Stanley, NIC 2.1897%
Robert W. Baird, NIC 2.2783%
FTN Fin Cap Mkts, NIC 2.2822%
SunTrust Robinson, NIC 2.4094%
NORTH CAROLINA
Iredell County
Dec 1, 2015 . . . . . . $36,825,000
General Obligation School Bonds, Series 2015C (book entry).
Dated Dec 22, 2015.
Due Apr 1, 2017 to 2036.
Callable Apr 1, 2025 at par.
Winning bid: Piper Jaffray, at 109.0376, TIC 2.5974%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/17 | $1,845,000 | 5.00% | 0.50% | ||
| 4/1/18 | $1,845,000 | 5.00% | 0.80% | ||
| 4/1/19 | $1,845,000 | 5.00% | 1.00% | ||
| 4/1/20 | $1,845,000 | 5.00% | 1.15% | ||
| 4/1/21 | $1,845,000 | 5.00% | 1.35% | ||
| 4/1/22 | $1,840,000 | 5.00% | 1.52% | ||
| 4/1/23 | $1,840,000 | 5.00% | 1.70% | ||
| 4/1/24 | $1,840,000 | 5.00% | 1.85% | ||
| 4/1/25 | $1,840,000 | 4.00% | 2.00% | ||
| 4/1/26 | $1,840,000 | 3.00% | 2.24% | ||
| 4/1/27 | $1,840,000 | 3.00% | 2.37% | ||
| 4/1/28 | $1,840,000 | 3.00% | 2.60% | ||
| 4/1/29 | $1,840,000 | 3.00% | 2.68% | ||
| 4/1/30 | $1,840,000 | 3.00% | 2.76% | ||
| 4/1/31 | $1,840,000 | 3.00% | 2.87% | ||
| 4/1/32 | $1,840,000 | 3.25% | 2.87% | ||
| 4/1/33 | $1,840,000 | 3.25% | 2.97% | ||
| 4/1/34 | $1,840,000 | 3.50% | 2.97% | ||
| 4/1/35 | $1,840,000 | 3.50% | 3.07% | ||
| 4/1/36 | $1,840,000 | 3.50% | 3.12% |
Other managers: UBS Financial Services, Inc..
L.O.: Womble Carlyle Sandridge & Rice, Raleigh, NC.
F.A.: First Tryon Advisors, Charlotte, NC; and Local Government Commission, Raleigh, NC.
Other bidders were:
Citigroup, TIC 2.6085%
BA Merrill Lynch, TIC 2.6109%
JPMorgan, TIC 2.6203%
FTN Fin Cap Mkts, TIC 2.6359%
Wells Fargo Secs, TIC 2.6387%
Morgan Stanley, TIC 2.6496%
PNC Capital Markets, TIC 2.6546%
Janney Montgomery, TIC 2.668%
Robert W. Baird, TIC 2.6731%
SunTrust Robinson, TIC 2.7004%
OKLAHOMA
Broken Arrow (City)
Dec 1, 2015 . . . . . . $6,625,000
General Obligation Bonds, Series 2016B (book entry).
Dated Jan 1, 2016.
Due Jan 1, 2018 to 2036.
Callable Jan 1, 2026 at par.
Winning bid: BA Merrill Lynch, at 102.0000, TIC 2.8146%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/18 | $345,000 | 3.00% | 0.85% | ||
| 1/1/19 | $345,000 | 3.00% | 1.05% | ||
| 1/1/20 | $345,000 | 3.00% | 1.30% | ||
| 1/1/21 | $345,000 | 3.00% | 1.50% | ||
| 1/1/22 | $345,000 | 3.00% | 1.70% | ||
| 1/1/23 | $345,000 | 3.00% | 1.90% | ||
| 1/1/24 | $345,000 | 3.00% | 2.06% | ||
| 1/1/25 | $345,000 | 3.00% | 2.20% | ||
| 1/1/26 | $345,000 | 3.00% | 2.40% | ||
| 1/1/27 | $345,000 | 2.50% | 2.65% | ||
| 1/1/28 | $345,000 | 3.00% | 2.85% | ||
| 1/1/29 | $345,000 | 3.00% | 3.00% | ||
| 1/1/30 | $345,000 | 3.00% | 3.10% | ||
| 1/1/31 | $345,000 | 3.00% | 3.17% | ||
| 1/1/32 | $345,000 | 3.00% | 3.22% | ||
| 1/1/33 | $345,000 | 3.125% | 3.27% | ||
| 1/1/34 | $345,000 | 3.125% | 3.33% | ||
| 1/1/35 | $345,000 | 3.25% | 3.38% | ||
| 1/1/36 | $415,000 | 3.25% | 3.43% |
L.O.: Kiser Law Firm, Edmond, OK; and State Attorney General.
F.A.: Municipal Finance Services, Inc., Edmond, OK.
Other bidders were:
FTN Fin Cap Mkts, TIC 2.9%
Hutchinson Shockey, TIC 2.9713%
BOSC, TIC 2.9929%
Broken Arrow (City)
Dec 1, 2015 . . . . . . $11,575,000
General Obligation Bonds, Series 2016A (book entry).
Dated Jan 1, 2016.
Due Jan 1, 2018 to 2036.
Callable Jan 1, 2026 at par.
Winning bid: FTN Fin Cap Mkts, at 101.8984, TIC 2.8863%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/18 | $605,000 | 2.00% | 0.95% | ||
| 1/1/19 | $605,000 | 2.00% | 1.15% | ||
| 1/1/20 | $605,000 | 2.00% | 1.35% | ||
| 1/1/21 | $605,000 | 3.00% | 1.55% | ||
| 1/1/22 | $605,000 | 3.00% | 1.75% | ||
| 1/1/23 | $605,000 | 4.00% | 1.95% | ||
| 1/1/24 | $605,000 | 3.00% | 2.20% | ||
| 1/1/25 | $605,000 | 3.00% | 2.35% | ||
| 1/1/26 | $605,000 | 4.00% | 2.55% | ||
| 1/1/27 | $605,000 | 3.00% | 2.65% | ||
| 1/1/28 | $605,000 | 3.00% | 2.80% | ||
| 1/1/29 | $605,000 | 3.00% | 3.00% | ||
| 1/1/30 | $605,000 | 3.00% | 3.05% | ||
| 1/1/31 | $605,000 | 3.00% | 3.12% | ||
| 1/1/32 | $605,000 | 3.00% | 3.17% | ||
| 1/1/33 | $605,000 | 3.125% | 3.23% | ||
| 1/1/34 | $605,000 | 3.125% | 3.28% | ||
| 1/1/35 | $605,000 | 3.25% | 3.33% | ||
| 1/1/36 | $685,000 | 3.25% | 3.37% |
Other managers: Morgan Stanley & Co., Inc., Raymond James & Associates, Inc., Jefferies LLC, Ramirez & Co., Inc., City Securities Corp..
L.O.: Kiser Law Firm, Edmond, OK; and State Attorney General.
F.A.: Municipal Finance Services, Inc., Edmond, OK.
Other bidders were:
BA Merrill Lynch, TIC 2.8949%
Hutchinson Shockey, TIC 2.9812%
BOSC, TIC 2.9928%
PENNSYLVANIA
Chambersburg Area School District
Dec 1, 2015 . . . . . . $9,620,000
General Obligation Bonds, Series of 2016 (bank qualified) (book entry).
Dated Jan 7, 2016.
Due Mar 1, 2016 to Sep 1, 2022.
Callable Mar 1, 2021 at par.
Winning bid: Robert W. Baird, at n/a, TIC 1.8274%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $345,000 | 2.00% | 0.40% | PSAIP | |
| 9/1/16 | $910,000 | 2.00% | 0.65% | PSAIP | |
| 9/1/17 | $930,000 | 2.00% | 0.92% | PSAIP | |
| 9/1/18 | $955,000 | 3.00% | 1.09% | PSAIP | |
| 9/1/19 | $975,000 | 2.00% | 1.35% | PSAIP | |
| 9/1/20 | $1,000,000 | 2.00% | 1.55% | PSAIP | |
| 9/1/21 | $2,230,000 | 2.00% | 1.75% | PSAIP | |
| 9/1/22 | $2,275,000 | 2.00% | 2.00% | PSAIP |
Other managers: WNJ Capital, CL King & Associates, Vining-Sparks IBG, Limited Partnership, Crews & Associates, Inc., Loop Capital Markets, LLC, Northland Securities, Inc., Edward D. Jones & Co., Isaak Bond Investments, Inc., R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., SumRidge Partners, LLC, Sierra Pacific Securities, Alamo Capital, Duncan-Williams, Inc., IFS Securities, First Empire Securities, Wedbush Securities Inc., Rafferty Capital Markets LLC.
L.O.: Rhoads & Sinon, Harrisburg, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Janney Montgomery, TIC 1.8389%
UBS Financial Svcs, TIC 1.8611%
PNC Capital Markets, TIC 1.9136%
Windber Area School District
Dec 1, 2015 . . . . . . $9,935,000
General Obligation Bonds, Series of 2016 (bank qualified) (book entry).
Dated Jan 4, 2016.
Due Sep 1, 2017 to 2044.
Callable Mar 1, 2021 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.6548%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $155,000 | 4.00% | 1.00% | BAM | |
| 9/1/18 | $165,000 | 4.00% | 1.25% | BAM | |
| 9/1/19 | $165,000 | 4.00% | 1.40% | BAM | |
| 9/1/20 | $175,000 | 4.00% | 1.60% | BAM | |
| 9/1/21 | $175,000 | 2.00% | 1.75% | BAM | |
| 9/1/22 | $180,000 | 2.00% | 1.95% | BAM | |
| 9/1/23 | $190,000 | 2.00% | 2.10% | BAM | |
| 9/1/24 | $190,000 | 2.25% | 2.25% | BAM | |
| 9/1/25 | $200,000 | 2.25% | 2.35% | BAM | |
| 9/1/26 | $200,000 | 3.00% | 2.45% | BAM | |
| 9/1/27 | $205,000 | 3.00% | 2.60% | BAM | |
| 9/1/28 | $210,000 | 3.25% | 2.80% | BAM | |
| 9/1/29 | $220,000 | 3.50% | 2.90% | BAM | |
| 9/1/30 | $225,000 | 3.50% | 3.00% | BAM | |
| 9/1/35 | $1,270,000 | 3.50% | 3.35% | BAM | |
| 9/1/38 | $880,000 | 3.45% | 3.50% | BAM | |
| 9/1/41 | $815,000 | 3.60% | 3.65% | BAM | |
| 9/1/44 | $4,315,000 | 3.70% | 3.75% | BAM |
L.O.: Lynch & Lynch, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Roosevelt & Cross, TIC 3.7773%
Robert W. Baird, TIC 3.7949%
SOUTH CAROLINA
Spartanburg County
Dec 1, 2015 . . . . . . $13,005,000
General Obligation Refunding Bonds, Series 2015 (book entry).
Dated Dec 15, 2015.
Due Apr 1, 2016 to 2029.
Callable Apr 1, 2026 at par.
Winning bid: PNC Capital Markets, at 111.0020, TIC 1.9583%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/16 | $540,000 | 3.00% | 0.25% | ||
| 4/1/17 | $1,580,000 | 4.00% | 0.57% | ||
| 4/1/18 | $1,660,000 | 5.00% | 0.87% | ||
| 4/1/19 | $1,540,000 | 5.00% | 1.08% | ||
| 4/1/20 | $2,020,000 | 5.00% | 1.26% | ||
| 4/1/21 | $555,000 | 5.00% | 1.46% | ||
| 4/1/22 | $580,000 | 5.00% | 1.64% | ||
| 4/1/23 | $600,000 | 5.00% | 1.83% | ||
| 4/1/24 | $630,000 | 4.00% | 2.00% | ||
| 4/1/25 | $660,000 | 4.00% | 2.13% | ||
| 4/1/26 | $695,000 | 4.00% | 2.27% | ||
| 4/1/27 | $710,000 | 3.00% | 2.42% | ||
| 4/1/28 | $725,000 | 3.00% | 2.62% | ||
| 4/1/29 | $510,000 | 3.00% | 2.78% |
L.O.: Haynsworth Sinkler Boyd, P.A., Greenville, SC.
F.A.: Southern Municipal Advisors, Inc., Piedmont, SC.
Other bidders were:
JPMorgan, TIC 1.9838%
BA Merrill Lynch, TIC 1.9962%
Fifth Third Secs, TIC 2.0156%
Wells Fargo Secs, TIC 2.0181%
Citigroup, TIC 2.024%
Hutchinson Shockey, TIC 2.0348%
SunTrust Robinson, TIC 2.0396%
Stifel Nicolaus, TIC 2.0513%
HilltopSecurities, TIC 2.0684%
Morgan Stanley, TIC 2.0788%
Robert W. Baird, TIC 2.087%
FTN Fin Cap Mkts, TIC 2.1193%
UBS Financial Svcs, TIC 2.1847%
TEXAS
Fort Bend County Municipal Utility District No. 134B
Dec 1, 2015 . . . . . . $4,000,000
Unlimited Tax Road Bonds, Series 2015 (bank qualified) (book entry).
Dated Dec 1, 2015.
Due Sep 1, 2017 to 2041.
Callable Sep 1, 2022 at par.
Winning bid: GMS Group, at 97.0000, NIC 4.0841%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $85,000 | 2.75% | 1.50% | ||
| 9/1/18 | $90,000 | 2.75% | 1.75% | ||
| 9/1/19 | $95,000 | 2.75% | 2.00% | ||
| 9/1/20 | $100,000 | 2.75% | 2.25% | ||
| 9/1/21 | $105,000 | 2.75% | 2.50% | ||
| 9/1/22 | $110,000 | 2.75% | 2.75% | ||
| 9/1/23 | $115,000 | 3.00% | 3.00% | ||
| 9/1/24 | $120,000 | 3.10% | 3.20% | ||
| 9/1/25 | $125,000 | 3.30% | 3.40% | ||
| 9/1/26 | $130,000 | 3.50% | 3.60% | ||
| 9/1/27 | $140,000 | 3.70% | 3.80% | ||
| 9/1/29 | $295,000 | 3.80% | 3.90% | ||
| 9/1/33 | $685,000 | 4.00% | 4.00% | ||
| 9/1/36 | $600,000 | 4.00% | 4.10% | ||
| 9/1/39 | $690,000 | 4.00% | 4.15% | ||
| 9/1/41 | $515,000 | 4.10% | 4.20% |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FMSbonds, NIC 4.2496%
Fort Bend County Municipal Utility District No. 25
Nov 30, 2015 . . . . . . $6,090,000
Unlimited Tax Bonds, Series 2015A (book entry).
Dated Dec 1, 2015.
Due Oct 1, 2016 to 2040.
Callable Oct 1, 2023 at par.
Winning bid: BA Merrill Lynch, at 97.0946, NIC 3.4315%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/16 | $200,000 | 2.00% | 0.60% | AGM | |
| 10/1/17 | $175,000 | 2.00% | 1.00% | AGM | |
| 10/1/18 | $175,000 | 2.00% | 1.27% | AGM | |
| 10/1/19 | $175,000 | 2.00% | 1.56% | AGM | |
| 10/1/20 | $200,000 | 2.00% | 1.75% | AGM | |
| 10/1/21 | $200,000 | 2.00% | 1.95% | AGM | |
| 10/1/22 | $225,000 | 2.00% | 2.14% | AGM | |
| 10/1/23 | $225,000 | 2.00% | 2.32% | AGM | |
| 10/1/24 | $225,000 | 2.125% | 2.46% | AGM | |
| 10/1/25 | $250,000 | 2.375% | 2.62% | AGM | |
| 10/1/26 | $275,000 | 2.50% | 2.81% | AGM | |
| 10/1/27 | $275,000 | 3.00% | 3.00% | AGM | |
| 10/1/28 | $325,000 | 3.00% | 3.08% | AGM | |
| 10/1/29 | $300,000 | 3.00% | 3.18% | AGM | |
| 10/1/30 | $275,000 | 3.00% | 3.25% | AGM | |
| 10/1/31 | $210,000 | 3.125% | 3.35% | AGM | |
| 10/1/32 | $250,000 | 3.25% | 3.45% | AGM | |
| 10/1/34 | $350,000 | 3.375% | 3.54% | AGM | |
| 10/1/37 | $700,000 | 3.50% | 3.72% | AGM | |
| 10/1/40 | $1,080,000 | 3.75% | 3.844% | AGM |
L.O.: Sechrist, Duckers LLP, Houston, TX; Haynes and Boone, LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
SAMCO Cap Mkts, NIC 3.4498%
Robert W. Baird, NIC 3.4753%
Fidelity Capital, NIC 3.4998%
Hutchinson Shockey, NIC 3.536%
FMSbonds, NIC 3.6983%
Grapevine (City)
Dec 1, 2015 . . . . . . $3,070,000
Public Property Finance Contractual Obligations, Series 2015 (book entry).
Dated Dec 1, 2015.
Due Feb 15, 2017 to 2026.
Non-callable.
Winning bid: Hutchinson Shockey, at 105.5000, TIC 1.6212%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/17 | $435,000 | 3.00% | 0.57% | ||
| 2/15/18 | $450,000 | 3.00% | 0.90% | ||
| 2/15/19 | $460,000 | 2.25% | 1.08% | ||
| 2/15/20 | $470,000 | 2.00% | 1.27% | ||
| 2/15/21 | $480,000 | 2.00% | 1.48% | ||
| 2/15/22 | $495,000 | 4.00% | 1.68% | ||
| 2/15/23 | $65,000 | 4.00% | 1.90% | ||
| 2/15/24 | $70,000 | 4.00% | 2.05% | ||
| 2/15/25 | $70,000 | 4.00% | 2.20% | ||
| 2/15/26 | $75,000 | 4.00% | 2.35% |
L.O.: Bracewell & Giuliani LLP, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Fort Worth, TX.
Other bidders were:
William Blair, TIC 1.6448%
Frost Bank, TIC 1.6746%
Coastal Securities, TIC 1.7084%
Robert W. Baird, TIC 1.7297%
BOSC, TIC 1.7308%
Morgan Stanley, TIC 1.7677%
Citigroup, TIC 1.8387%
Harris County Water Control and Improvement District No. 74
Dec 1, 2015 . . . . . . $2,645,000
Unlimited Tax Bonds, Series 2015 (bank qualified) (book entry).
Dated Dec 1, 2015.
Due Aug 1, 2016 to 2035.
Callable Aug 1, 2022 at par.
Winning bid: Raymond James, at 97.1717, NIC 3.2462%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/16 | $65,000 | 2.00% | 0.85% | BAM | |
| 8/1/17 | $80,000 | 2.00% | 1.20% | BAM | |
| 8/1/18 | $85,000 | 2.00% | 1.45% | BAM | |
| 8/1/19 | $90,000 | 2.00% | 1.60% | BAM | |
| 8/1/20 | $95,000 | 2.00% | 1.80% | BAM | |
| 8/1/21 | $100,000 | 2.00% | 2.00% | BAM | |
| 8/1/22 | $105,000 | 2.50% | 2.30% | BAM | |
| 8/1/23 | $110,000 | 2.50% | 2.50% | BAM | |
| 8/1/25 | $240,000 | 2.625% | 2.625% | BAM | |
| 8/1/26 | $130,000 | 3.00% | 2.70% | BAM | |
| 8/1/28 | $280,000 | 3.00% | 3.00% | BAM | |
| 8/1/30 | $315,000 | 3.125% | 3.15% | BAM | |
| 8/1/31 | $170,000 | 3.125% | 3.30% | BAM | |
| 8/1/32 | $180,000 | 3.125% | 3.35% | BAM | |
| 8/1/33 | $190,000 | 3.125% | 3.40% | BAM | |
| 8/1/34 | $200,000 | 3.25% | 3.45% | BAM | |
| 8/1/35 | $210,000 | 3.25% | 3.50% | BAM |
L.O.: Johnson Petrov LLP, Houston, TX; and State Attorney General.
F.A.: SAMCO Capital Markets, Austin, TX.
Other bidders were:
FirstSouthwest, NIC 3.2956%
Stifel Nicolaus, NIC 3.3168%
RBC Capital Mkts, NIC 3.3617%
FMSbonds, NIC 3.4742%
Port Neches-Groves Independent School District
Dec 1, 2015 . . . . . . $38,055,000
Unlimited Tax Refunding Bonds, Series 2016 (book entry). $36,455,000
Dated Jan 1, 2016.
Due Feb 15, 2016 to 2033.
Callable Feb 15, 2025 at par.
Winning bid: Raymond James, at n/a, TIC 2.7446%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/16 | $780,000 | 4.00% | 0.30% | PSF | |
| 2/15/17 | $375,000 | 4.00% | 0.53% | PSF | |
| 2/15/19 | $1,790,000 | 4.00% | 1.05% | PSF | |
| 2/15/20 | $1,390,000 | 4.00% | 1.21% | PSF | |
| 2/15/21 | $1,500,000 | 4.00% | 1.43% | PSF | |
| 2/15/22 | $1,615,000 | 4.00% | 1.61% | PSF | |
| 2/15/23 | $1,730,000 | 4.00% | 1.80% | PSF | |
| 2/15/24 | $1,850,000 | 4.00% | 2.00% | PSF | |
| 2/15/25 | $2,210,000 | 4.00% | 2.13% | PSF | |
| 2/15/26 | $3,255,000 | 4.00% | 2.27% | PSF | |
| 2/15/27 | $3,415,000 | 4.00% | 2.37% | PSF | |
| 2/15/28 | $1,995,000 | 4.00% | 2.52% | PSF | |
| 2/15/29 | $2,395,000 | 3.00% | 2.95% | PSF | |
| 2/15/30 | $2,970,000 | 3.00% | 3.00% | PSF | |
| 2/15/31 | $3,095,000 | 3.00% | 3.05% | PSF | |
| 2/15/32 | $3,120,000 | 3.00% | 3.10% | PSF | |
| 2/15/33 | $2,970,000 | 3.00% | 3.15% | PSF |
Unlimited Tax Refunding Capital Appreciation Bonds, Series 2016 (Maturity Value) (book entry). $1,600,000
Dated Jan 1, 2016.
Due Feb 15, 2018.
Non-callable.
Winning bid: Raymond James, at n/a, TIC 2.7446%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/18 | $1,600,000 | 0.00% | 0.00% | PSF |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC, City Securities Corp..
L.O.: Creighton, Fox, Johnson & Mills, PLLC, Beaumont, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
Wells Fargo Secs, TIC 2.7745%
HilltopSecurities, TIC 2.7808%
BA Merrill Lynch, TIC 2.8052%
Robert W. Baird, TIC 2.8627%
Hutchinson Shockey, TIC 2.9184%
Rowlett (City)
Dec 1, 2015 . . . . . . $2,885,000
Combination Tax and Limited Surplus Revenue Certificates of Obligation, Series 2015 (book entry).
Dated Dec 1, 2015.
Due Feb 15, 2016 to 2030.
Callable Feb 15, 2025 at par.
Winning bid: BOSC, at 104.9146, TIC 2.5435%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/16 | $185,000 | 3.00% | 0.22% | ||
| 2/15/17 | $155,000 | 3.00% | 0.57% | ||
| 2/15/18 | $160,000 | 3.00% | 0.96% | ||
| 2/15/19 | $165,000 | 3.00% | 1.17% | ||
| 2/15/20 | $170,000 | 3.00% | 1.36% | ||
| 2/15/21 | $175,000 | 3.00% | 1.57% | ||
| 2/15/22 | $180,000 | 4.00% | 1.76% | ||
| 2/15/23 | $185,000 | 4.00% | 1.97% | ||
| 2/15/24 | $195,000 | 4.00% | 2.17% | ||
| 2/15/25 | $200,000 | 4.00% | 2.34% | ||
| 2/15/26 | $210,000 | 3.00% | 2.56% | ||
| 2/15/27 | $215,000 | 3.00% | 2.69% | ||
| 2/15/28 | $225,000 | 3.00% | 2.84% | ||
| 2/15/29 | $230,000 | 3.00% | 3.01% | ||
| 2/15/30 | $235,000 | 3.00% | 3.14% |
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
Raymond James, TIC 2.5911%
Hutchinson Shockey, TIC 2.5953%
Coastal Securities, TIC 2.6228%
Robert W. Baird, TIC 2.6574%
Zephyr Independent School District
Dec 1, 2015 . . . . . . $4,130,000
Unlimited Tax Refunding Bonds, Series 2015 (bank qualified) (book entry). $3,660,000
Dated Dec 1, 2015.
Due Feb 15, 2016 to 2038.
Callable Feb 15, 2025 at par.
Winning bid: BOSC, at n/a, TIC 2.9101%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/16 | $85,000 | 4.75% | 0.60% | PSF | |
| 2/15/17 | $40,000 | 4.75% | 0.90% | PSF | |
| 2/15/18 | $45,000 | 4.75% | 1.10% | PSF | |
| 2/15/19 | $110,000 | 4.75% | 1.10% | PSF | |
| 2/15/23 | $160,000 | 4.75% | 1.70% | PSF | |
| 2/15/24 | $170,000 | 4.75% | 1.80% | PSF | |
| 2/15/25 | $175,000 | 4.75% | 1.90% | PSF | |
| 2/15/26 | $185,000 | 3.00% | 2.00% | PSF | |
| 2/15/27 | $190,000 | 3.00% | 2.15% | PSF | |
| 2/15/28 | $195,000 | 3.00% | 2.30% | PSF | |
| 2/15/29 | $200,000 | 3.00% | 2.40% | PSF | |
| 2/15/30 | $210,000 | 3.00% | 2.50% | PSF | |
| 2/15/31 | $210,000 | 3.00% | 2.65% | PSF | |
| 2/15/33 | $445,000 | 3.00% | 2.90% | PSF | |
| 2/15/35 | $470,000 | 3.125% | 3.125% | PSF | |
| 2/15/38 | $770,000 | 3.25% | 3.25% | PSF |
Unlimited Tax Refunding Capital Appreciation Bonds, Series 2015 (Maturity Value) (bank qualified) (book entry). $470,000
Dated Dec 1, 2015.
Due Feb 15, 2020 to 2022.
Non-callable.
Winning bid: BOSC, at n/a, TIC 2.9101%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/20 | $155,000 | 0.00% | 1.60% | PSF | |
| 2/15/21 | $155,000 | 0.00% | 1.80% | PSF | |
| 2/15/22 | $160,000 | 0.00% | 2.00% | PSF |
Other managers: SunTrust Robinson Humphrey, Stifel, Nicolaus & Co., Inc..
L.O.: Petruska & Associates, Dallas, TX; and State Attorney General.
F.A.: U.S. Capital Advisors LLC, Houston, TX.
Other bidders were:
Cantor Fitzgerald, TIC 2.9185%
Robert W. Baird, TIC 2.9603%
Raymond James, TIC 3.0055%
FirstSouthwest, TIC 3.0101%
FTN Fin Cap Mkts, TIC 3.053%
WISCONSIN
Jackson County
Dec 1, 2015 . . . . . . $2,050,000
General Obligation Promissory Notes, Series 2015 (bank qualified) (book entry).
Dated Dec 21, 2015.
Due Jun 1, 2016 to 2025.
Callable Jun 1, 2023 at par.
Winning bid: BOSC, at 101.6006, TIC 1.6693%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $170,000 | 2.00% | 0.40% | ||
| 6/1/17 | $195,000 | 2.00% | 0.65% | ||
| 6/1/18 | $200,000 | 2.00% | 0.95% | ||
| 6/1/19 | $200,000 | 2.00% | 1.10% | ||
| 6/1/20 | $205,000 | 2.00% | 1.25% | ||
| 6/1/21 | $210,000 | 2.00% | 1.45% | ||
| 6/1/22 | $210,000 | 2.00% | 1.60% | ||
| 6/1/23 | $215,000 | 2.00% | 1.70% | ||
| 6/1/24 | $220,000 | 2.00% | 1.85% | ||
| 6/1/25 | $225,000 | 2.00% | 1.95% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 1.7336%
Mesirow Financial, TIC 1.7383%
Piper Jaffray, TIC 1.75%
City Securities, TIC 1.8895%
Raymond James, TIC 1.895%
Bernardi Securities, TIC 1.9151%
TAXABLE ISSUES
NEW YORK
Huntington (Town)
Dec 1, 2015 . . . . . . $1,000,000
Bond Anticipation Notes-2015 (Federally Taxabe) (book entry).
Dated Dec 8, 2015.
Due Dec 8, 2016.
Purchased $1,000,000.00 by Oppenheimer, at 1.25%, plus $105.00, effective rate 1.2395%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 1.9709%
Oyster Bay (Town)
Dec 1, 2015 . . . . . . $3,300,000
Bond Anticipation Renewal Notes, 2015 (Federally Taxable) (book entry).
Dated Dec 10, 2015.
Due Jul 8, 2016.
Purchased $3,300,000.00 by Oppenheimer, at 2.0%, plus $1,905.00, effective rate 1.9001%.
L.O.: Norton Rose Fulbright US LLP, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 2.3909%
