CALIFORNIA
Natomas Unified School District
Sep 16, 2015 . . . . . . $8,995,000
Certificates of Participation (2015 Financing Project) (book entry).
Dated Sep 30, 2015.
Due Jun 1, 2018 to 2040.
Callable Jun 1, 2018 at par.
Winning bid: UBS Financial Svcs, at 97.9924, TIC 3.653%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/18 | $295,000 | 2.00% | 1.00% | AGM | |
| 6/1/19 | $295,000 | 2.00% | 1.30% | AGM | |
| 6/1/20 | $305,000 | 2.00% | 1.58% | AGM | |
| 6/1/21 | $305,000 | 2.00% | 1.90% | AGM | |
| 6/1/22 | $315,000 | 2.00% | 2.10% | AGM | |
| 6/1/23 | $320,000 | 2.25% | 2.30% | AGM | |
| 6/1/24 | $325,000 | 2.25% | 2.45% | AGM | |
| 6/1/25 | $335,000 | 2.50% | 2.65% | AGM | |
| 6/1/27 | $690,000 | 3.00% | 3.05% | AGM | |
| 6/1/28 | $365,000 | 3.00% | 3.18% | AGM | |
| 6/1/29 | $375,000 | 3.125% | 3.30% | AGM | |
| 6/1/30 | $390,000 | 3.25% | 3.40% | AGM | |
| 6/1/31 | $400,000 | 3.50% | 3.50% | AGM | |
| 6/1/32 | $410,000 | 3.50% | 3.60% | AGM | |
| 6/1/33 | $430,000 | 3.50% | 3.65% | AGM | |
| 6/1/34 | $440,000 | 3.50% | 3.70% | AGM | |
| 6/1/35 | $455,000 | 3.75% | 3.80% | AGM | |
| 6/1/36 | $475,000 | 3.75% | 3.85% | AGM | |
| 6/1/40 | $2,070,000 | 4.00% | 4.02% | AGM |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, Wedbush Securities Inc., Jefferies LLC.
In association with: Wiley Bros.-Aintree Capital LLC.
In association with: StockCross Financial Services, Inc., City Securities Corp..
L.O.: Quint & Thimmig, Larkspur, CA.
F.A.: Government Financial Strategies, Inc., Sacramento, CA.
Other bidders were:
Morgan Stanley, TIC 3.6981%
Hutchinson Shockey, TIC 3.8675%
Robert W. Baird, TIC 3.8775%
INDIANA
Fishers Redevelopment Authority
Sep 15, 2015 . . . . . . $8,100,000
Lease Rental Revenue Anticipation Notes, 2015 (book entry).
Dated Sep 29, 2015.
Due Sep 29, 2017.
Non-callable.
Winning bid: City Securities, at n/a, NIC 1.208%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/29/17 | $8,100,000 | 1.10% | 1.10% |
L.O.: Barnes & Thornburg LLP, Indianapolis, IN.
F.A.: Umbaugh LLP, Indianapolis, IN.
Other bidders were:
Regions Bank, NIC 1.22%
Fifth Third Secs, NIC 1.63%
Oppenheimer, NIC 2.47%
IOWA
Harlan (City)
Sep 15, 2015 . . . . . . $1,555,000
General Obligation Capital Loan Notes, Series 2015 (bank qualified) (book entry).
Dated Oct 14, 2015.
Due Jun 1, 2016 to 2030.
Callable Jun 1, 2023 at par.
Winning bid: D.A. Davidson, at 100.9010, TIC 2.6742%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/16 | $100,000 | 2.00% | 0.60% | ||
| 6/1/17 | $100,000 | 2.00% | 0.90% | ||
| 6/1/18 | $100,000 | 2.00% | 1.05% | ||
| 6/1/19 | $100,000 | 2.00% | 1.35% | ||
| 6/1/21 | $200,000 | 1.70% | 1.70% | ||
| 6/1/22 | $100,000 | 2.50% | 2.05% | ||
| 6/1/23 | $100,000 | 2.50% | 2.15% | ||
| 6/1/24 | $100,000 | 2.50% | 2.30% | ||
| 6/1/25 | $105,000 | 2.75% | 2.45% | ||
| 6/1/26 | $105,000 | 2.75% | 2.65% | ||
| 6/1/28 | $215,000 | 3.00% | 2.85% | ||
| 6/1/30 | $230,000 | 3.50% | 3.25% |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Public Financial Management, Inc., Des Moines, IA.
Other bidders were:
UMB Bank, TIC 2.7658%
Bankers' Bank, TIC 2.7676%
Dougherty, TIC 2.798%
Hutchinson Shockey, TIC 2.8391%
Bernardi Securities, TIC 2.8831%
KENTUCKY
Hazard Independent School District Finance Corporation
Sep 16, 2015 . . . . . . $1,735,000
School Building Refunding Revenue Bonds, Series of 2015 (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 7, 2015.
Due Mar 1, 2016 to Sep 1, 2022.
Non-callable.
Winning bid: Robert W. Baird, at 101.3490, NIC 1.6568%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $10,000 | 2.00% | 0.45% | ||
| 9/1/16 | $235,000 | 2.00% | 0.50% | ||
| 9/1/17 | $235,000 | 2.00% | 0.85% | ||
| 9/1/18 | $240,000 | 2.00% | 1.15% | ||
| 9/1/19 | $250,000 | 2.00% | 1.30% | ||
| 9/1/20 | $250,000 | 2.00% | 1.50% | ||
| 9/1/21 | $255,000 | 2.00% | 1.75% | ||
| 9/1/22 | $260,000 | 2.00% | 1.90% |
Other managers: CL King & Associates, Crews & Associates, Inc., Loop Capital Markets, LLC, WNJ Capital, Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, PNC Capital Markets, Isaak Bond Investments, Inc., Oppenheimer & Co., Inc., First Kentucky Securities Corp., SumRidge Partners, LLC, Wayne Hummer & Co., Sierra Pacific Securities, Alamo Capital, IFS Securities.
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Raymond James, NIC 1.746%
FTN Fin Cap Mkts, NIC 1.7716%
J.J.B. Hilliard, NIC 1.7825%
Stifel Nicolaus, NIC 1.8887%
LOUISIANA
St. Charles Parish School District No. 1
Sep 15, 2015 . . . . . . $42,000,000
General Obligation School Bonds, Series 2015.
Dated Oct 20, 2015.
Due Mar 1, 2016 to 2035.
Callable Mar 1, 2025 at par.
Winning bid: BA Merrill Lynch, at 103.2052, TIC 3.2546%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $1,595,000 | 3.00% | 0.15% | ||
| 3/1/17 | $1,450,000 | 4.00% | 0.55% | ||
| 3/1/18 | $1,510,000 | 5.00% | 0.89% | ||
| 3/1/19 | $1,570,000 | 5.00% | 1.22% | ||
| 3/1/20 | $1,635,000 | 2.00% | 1.49% | ||
| 3/1/21 | $1,700,000 | 5.00% | 1.79% | ||
| 3/1/22 | $1,770,000 | 2.50% | 2.05% | ||
| 3/1/23 | $1,840,000 | 5.00% | 2.26% | ||
| 3/1/24 | $1,915,000 | 5.00% | 2.40% | ||
| 3/1/25 | $1,995,000 | 5.00% | 2.53% | ||
| 3/1/26 | $2,075,000 | 4.00% | 2.70% | ||
| 3/1/27 | $2,160,000 | 3.00% | 3.00% | ||
| 3/1/28 | $2,250,000 | 3.00% | 3.23% | ||
| 3/1/29 | $2,340,000 | 3.25% | 3.37% | ||
| 3/1/30 | $2,435,000 | 3.25% | 3.45% | ||
| 3/1/31 | $2,535,000 | 3.50% | 3.52% | ||
| 3/1/32 | $2,640,000 | 3.50% | 3.58% | ||
| 3/1/33 | $2,750,000 | 3.50% | 3.63% | ||
| 3/1/34 | $2,860,000 | 3.50% | 3.67% | ||
| 3/1/35 | $2,975,000 | 3.50% | 3.71% |
L.O.: Foley & Judell, New Orleans, LA.
F.A.: Raymond James & Associates, Inc., New Orleans, LA; and Raymond James & Associates, Inc., Memphis, TN.
Other bidders were:
Robert W. Baird, TIC 3.2733%
Wells Fargo Secs, TIC 3.3%
Citigroup, TIC 3.34%
Janney Montgomery, TIC 3.4577%
Mesirow Financial, TIC 3.5063%
Fidelity Capital, TIC 3.5183%
Hutchinson Shockey, TIC 3.5278%
MASSACHUSETTS
Boxford (Town)
Sep 16, 2015 . . . . . . $1,202,000
General Obligation Municipal Purpose Loan of 2015 Bonds (bank qualified) (book entry).
Dated Oct 1, 2015.
Due Oct 1, 2016 to 2025.
Non-callable.
Winning bid: Morgan Stanley, at 104.8842, TIC 1.8318%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/16 | $172,000 | 4.00% | 0.45% | ||
| 10/1/17 | $170,000 | 4.00% | 0.65% | ||
| 10/1/18 | $170,000 | 4.00% | 0.95% | ||
| 10/1/19 | $100,000 | 4.00% | 1.24% | ||
| 10/1/20 | $100,000 | 4.00% | 1.50% | ||
| 10/1/21 | $100,000 | 4.00% | 1.76% | ||
| 10/1/22 | $100,000 | 2.00% | 1.94% | ||
| 10/1/23 | $100,000 | 2.00% | 2.09% | ||
| 10/1/24 | $95,000 | 2.00% | 2.23% | ||
| 10/1/25 | $95,000 | 2.125% | 2.37% |
Other managers: Raymond James & Associates, Inc., Fidelity Capital Markets, Winslow, Evans & Crocker.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 1.8993%
Robert W. Baird, TIC 1.9359%
King Philip Regional School District
Sep 16, 2015 . . . . . . $2,390,000
General Obligation Refunding Bonds, Series B (Unlimited Tax) (book entry).
Dated Oct 1, 2015.
Due Jun 15, 2016 to 2026.
Non-callable.
Winning bid: Hutchinson Shockey, at 115.4801, TIC 1.9914%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/16 | $200,000 | 3.00% | 0.25% | ||
| 6/15/17 | $215,000 | 4.00% | 0.60% | ||
| 6/15/18 | $215,000 | 5.00% | 0.90% | ||
| 6/15/19 | $215,000 | 5.00% | 1.20% | ||
| 6/15/20 | $215,000 | 5.00% | 1.45% | ||
| 6/15/21 | $220,000 | 5.00% | 1.70% | ||
| 6/15/22 | $220,000 | 5.00% | 1.95% | ||
| 6/15/23 | $220,000 | 5.00% | 2.10% | ||
| 6/15/24 | $220,000 | 5.00% | 2.22% | ||
| 6/15/25 | $225,000 | 5.00% | 2.33% | ||
| 6/15/26 | $225,000 | 5.00% | 2.45% |
L.O.: Locke Lord LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Janney Montgomery, TIC 2.0479%
Robert W. Baird, TIC 2.0612%
Morgan Stanley, TIC 2.0956%
Roosevelt & Cross, TIC 2.1312%
King Philip Regional School District
Sep 16, 2015 . . . . . . $11,605,000
General Obligation Refunding Bonds, Series A (Unlimited Tax) (book entry).
Dated Oct 1, 2015.
Due Dec 15, 2016 to 2025.
Non-callable.
Winning bid: Hutchinson Shockey, at 116.1184, TIC 1.8707%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/15/16 | $1,200,000 | 5.00% | 0.30% | ||
| 12/15/17 | $1,190,000 | 5.00% | 0.70% | ||
| 12/15/18 | $1,190,000 | 5.00% | 1.00% | ||
| 12/15/19 | $1,190,000 | 5.00% | 1.30% | ||
| 12/15/20 | $1,150,000 | 5.00% | 1.55% | ||
| 12/15/21 | $1,150,000 | 5.00% | 1.80% | ||
| 12/15/22 | $1,145,000 | 5.00% | 2.00% | ||
| 12/15/23 | $1,140,000 | 5.00% | 2.15% | ||
| 12/15/24 | $1,130,000 | 5.00% | 2.26% | ||
| 12/15/25 | $1,120,000 | 5.00% | 2.35% |
L.O.: Locke Lord LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Piper Jaffray, TIC 1.873%
Morgan Stanley, TIC 1.8746%
Janney Montgomery, TIC 1.8771%
Robert W. Baird, TIC 1.9029%
BA Merrill Lynch, TIC 1.9095%
Roosevelt & Cross, TIC 1.9233%
MISSOURI
Springfield Public Utilities Board
Sep 16, 2015 . . . . . . $31,985,000
Certificates of Participation, Series 2015 (book entry).
Dated Oct 7, 2015.
Due Dec 1, 2015 to 2021.
Non-callable.
Winning bid: Guggenheim Secs, at 109.8577, TIC 1.4667%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 12/1/15 | $4,140,000 | 5.00% | 0.20% | ||
| 12/1/16 | $4,970,000 | 5.00% | 0.47% | ||
| 12/1/17 | $5,215,000 | 5.00% | 0.84% | ||
| 12/1/18 | $5,485,000 | 5.00% | 1.16% | ||
| 12/1/19 | $5,765,000 | 5.00% | 1.44% | ||
| 12/1/20 | $6,060,000 | 5.00% | 1.72% | ||
| 12/1/21 | $350,000 | 5.00% | 2.00% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Public Financial Management, Inc., Charlotte, NC; and Public Financial Management, Inc., Philadelphia, PA.
Other bidders were:
Wells Fargo Secs, TIC 1.473%
Mesirow Financial, TIC 1.5015%
Hutchinson Shockey, TIC 1.5044%
Robert W. Baird, TIC 1.5343%
Piper Jaffray, TIC 1.5513%
JPMorgan, TIC 1.5683%
Janney Montgomery, TIC 1.5943%
NEW HAMPSHIRE
Rockingham County
Sep 16, 2015 . . . . . . $7,500,000
General Obligation Tax Anticipation Notes (new money) (bank qualified).
Dated Sep 30, 2015.
Due Dec 18, 2015.
Purchased $7,500,000.00 by Eastern Bk Cap Mkts, at 1.0%, plus $11,472.00, effective rate 0.294%.
L.O.: Devine, Millimet & Branch, P.A., Manchester, NH.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.96%
Oppenheimer, Effective Rate 1.1831%
NEW JERSEY
Alexandria Township
Sep 16, 2015 . . . . . . $1,935,000
Bond Anticipation Notes (bank qualified).
Dated Sep 23, 2015.
Due Sep 22, 2016.
Purchased $1,935,000.00 by Hopewell Valley Bank, at 0.65%, effective rate 0.65%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Bank, Effective Rate 0.8%
Jefferies, Effective Rate 0.9601%
Oppenheimer, Effective Rate 0.9686%
TD Securities, Effective Rate 0.9802%
Roosevelt & Cross, Effective Rate 1.0659%
Gloucester City (City)
Sep 16, 2015 . . . . . . $2,831,725
Bond Anticipation Notes of 2015, Series A (bank qualified).
Dated Sep 28, 2015.
Due Sep 27, 2016.
Purchased $2,831,730.00 by PNC Bank, at 0.74%, effective rate 0.74%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Bank, N.A., Effective Rate 0.9%
Jefferies, Effective Rate 0.96%
Oppenheimer, Effective Rate 1.2609%
Roselle Borough
Sep 16, 2015 . . . . . . $5,607,140
Bond Anticipation Note (bank qualified).
Dated Sep 23, 2015.
Due Sep 22, 2016.
Purchased $5,607,140.00 by TD Securities, at 1.0%, plus $8,298.57, effective rate 0.851%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: NW Financial Group, Hoboken, NJ.
Other bidders were:
Jefferies, Effective Rate 0.972%
Oppenheimer, Effective Rate 1.0303%
Ship Bottom Borough
Sep 16, 2015 . . . . . . $1,304,850
$504,850 General Improvement Bond Anticipation Notes (Tax-Exempt) and $800,000 Water-Sewer Utility Bond Anticipation Notes (Tax-Exempt) (bank qualified).
Dated Sep 24, 2015.
Due Sep 23, 2016.
Purchased $1,304,850.00 by PNC Bank, at 0.72%, effective rate 0.72%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Janney Montgomery, Effective Rate 0.7927%
Roosevelt & Cross, Effective Rate 1.0978%
Oppenheimer, Effective Rate 1.2302%
Jefferies, Effective Rate 1.3311%
Waterford Township
Sep 16, 2015 . . . . . . $5,010,000
General Obligation Bonds, Series 2015 consisting of: $3,724,000 General Capital Improvement Bonds and $1,286,000 Water and Sewer Utility Bonds (bank qualified) (book entry).
Dated Sep 30, 2015.
Due May 15, 2016 to 2030.
Callable May 15, 2025 at par.
Winning bid: Fidelity Capital, at 100.0000, NIC 2.5311%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/16 | $235,000 | 2.00% | 0.35% | ||
| 5/15/17 | $280,000 | 2.00% | 0.70% | ||
| 5/15/18 | $285,000 | 2.00% | 1.05% | ||
| 5/15/19 | $275,000 | 2.00% | 1.35% | ||
| 5/15/20 | $415,000 | 2.00% | 1.55% | ||
| 5/15/21 | $440,000 | 2.00% | 1.80% | ||
| 5/15/22 | $455,000 | 2.00% | 2.00% | ||
| 5/15/23 | $465,000 | 2.125% | 2.20% | ||
| 5/15/24 | $465,000 | 2.25% | 2.30% | ||
| 5/15/25 | $465,000 | 2.75% | 2.45% | ||
| 5/15/26 | $465,000 | 3.00% | 2.60% | ||
| 5/15/27 | $465,000 | 3.00% | 2.75% | ||
| 5/15/28 | $100,000 | 3.00% | 2.90% | ||
| 5/15/29 | $100,000 | 3.00% | 3.00% | ||
| 5/15/30 | $100,000 | 3.00% | 3.10% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc..
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
SunTrust Robinson, NIC 2.5501%
Robert W. Baird, NIC 2.6283%
UBS Financial Svcs, NIC 2.6406%
West Cape May Borough
Sep 16, 2015 . . . . . . $3,515,000
Bond Anticipation Note (bank qualified).
Dated Sep 24, 2015.
Due Sep 23, 2016.
Purchased $3,515,000.00 by TD Bank, N.A., at 0.7%, effective rate 0.7%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Bank, Effective Rate 0.84%
Oppenheimer, Effective Rate 1.23%
NEW YORK
Bainbridge-Guilford Central School District
Sep 16, 2015 . . . . . . $321,595
Bond Anticipation Notes, 2015 (bank qualified).
Dated Sep 24, 2015.
Due Sep 23, 2016.
Purchased $321,600.00 by Roosevelt & Cross, at 1.5%, plus $689.00, effective rate 1.2852%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
NBT Bank, Effective Rate 1.29%
Bank of Greene Co, Effective Rate 1.29%
Oppenheimer, Effective Rate 1.7313%
Cortlandville (Town)
Sep 16, 2015 . . . . . . $876,000
Bond Anticipation Notes for Sewer Improvements- 2015 (bank qualified).
Dated Sep 25, 2015.
Due Sep 23, 2016.
Purchased $876,000.00 by First Niagara Bank, at 0.99%, effective rate 0.99%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.1818%
Oppenheimer, Effective Rate 1.2434%
Bank of Greene Co, Effective Rate 1.29%
NBT Bank, Effective Rate 1.34%
First Natl Bk Dryden, Effective Rate 1.9%
Harborfields Central School District of Greenlawn
Sep 16, 2015 . . . . . . $18,000,000
Tax Anticipation Notes for 2015-2016 Taxes.
Dated Sep 28, 2015.
Due Jun 24, 2016.
Purchased $18,000,000.00 by TD Securities, at 1.25%, plus $123,840.00, effective rate 0.3189%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
JPMorgan, Effective Rate 0.3205%
JPMorgan, Effective Rate 0.3367%
Jefferies, Effective Rate 0.4855%
Oppenheimer, Effective Rate 0.6865%
Jericho Union Free School District
Sep 16, 2015 . . . . . . $10,000,000
Tax Anticipation Notes For 2015-2016 Taxes.
Dated Sep 30, 2015.
Due Jun 19, 2016.
Purchased $10,000,000.00 by JPMorgan, at 2.0%, plus $123,100.00, effective rate 0.289%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.2959%
Jefferies, Effective Rate 0.5506%
Oppenheimer, Effective Rate 0.5753%
Flushing Comm Bk, Effective Rate 0.95%
Manhasset Union Free School District
Sep 16, 2015 . . . . . . $7,250,000
Tax Anticipation Notes for 2015 - 2016 Taxes (bank qualified).
Dated Sep 25, 2015.
Due Jun 21, 2016.
Purchased $7,250,000.00 by Jefferies, at 1.5%, plus $50,607.00, effective rate 0.5553%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, New York, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.6073%
Flushing Comm Bk, Effective Rate 1.25%
Newark Valley Central School District
Sep 16, 2015 . . . . . . $288,000
Bond Anticipation Notes, Series 2015 (bank qualified).
Dated Sep 24, 2015.
Due Sep 24, 2016.
Purchased $288,000.00 by Roosevelt & Cross, at 1.5%, plus $654.00, effective rate 1.2729%.
L.O.: Squire Patton Boggs (US) LLP, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Bank of Greene Co, Effective Rate 1.29%
Oppenheimer, Effective Rate 1.3951%
NBT Bank, Effective Rate 1.54%
Oysterponds Union Free School District in Orient
Sep 16, 2015 . . . . . . $1,000,000
Tax Anticipation Notes for 2015-2016 Taxes (bank qualified) (book entry).
Dated Sep 29, 2015.
Due Jun 28, 2016.
Purchased $1,000,000.00 by Bridgehampton Bank, at 1.15%, effective rate 1.15%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.419%
Peekskill (City)
Sep 16, 2015 . . . . . . $3,820,000
Bond Anticipation Notes-2015 (bank qualified).
Dated Sep 24, 2015.
Due Sep 23, 2016.
Purchased $1,820,000.00 by JPMorgan Chase, at 0.97%, effective rate 0.97%.
Purchased $2,000,000.00 by Pioneer Comm Bk, at 0.66%, effective rate 0.66%.
L.O.: Cahill Gambino LLP, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 0.97%
Jefferies, Effective Rate 0.9791%
Oppenheimer, Effective Rate 0.9825%
Roslyn Union Free School District
Sep 16, 2015 . . . . . . $5,000,000
Bond Anticipation Notes-2015 (bank qualified).
Dated Sep 24, 2015.
Due Sep 23, 2016.
Purchased $5,000,000.00 by Jefferies, at 2.0%, plus $66,853.00, effective rate 0.6592%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.6833%
TD Securities, Effective Rate 0.7094%
Spencerport Fire District
Sep 16, 2015 . . . . . . $200,000
Bond Anticipation Notes, 2015 (Renewal) (bank qualified).
Dated Sep 30, 2015.
Due Sep 30, 2016.
Purchased $200,000.00 by Roosevelt & Cross, at 2.0%, plus $1,080.00, effective rate 1.46%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Oppenheimer, Effective Rate 2.72%
St. Lawrence County
Sep 16, 2015 . . . . . . $10,000,000
Revenue Anticipation Notes, 2015.
Dated Sep 30, 2015.
Due Aug 30, 2016.
Purchased $10,000,000.00 by Jefferies, at 1.5%, plus $42,703.00, effective rate 1.0341%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.3505%
Oppenheimer, Effective Rate 1.4711%
TD Securities, Effective Rate 1.5233%
Roosevelt & Cross, Effective Rate 1.6553%
Syosset Central School District
Sep 16, 2015 . . . . . . $24,000,000
Tax Anticipation Notes, 2015.
Dated Sep 30, 2015.
Due Jun 28, 2016.
Purchased $12,000,000.00 by JPMorgan, at 2.0%, plus $152,279.99, effective rate 0.2954%.
Purchased $12,000,000.00 by JPMorgan, at 2.0%, plus $154,079.99, effective rate 0.2752%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.3101%
Jefferies, Effective Rate 0.4861%
Flushing Comm Bk, Effective Rate 1.0%
Webster (Town)
Sep 16, 2015 . . . . . . $4,320,375
Public Improvement (Serial) Bonds, 2015 (bank qualified) (book entry).
Dated Sep 30, 2015.
Due Sep 15, 2016 to 2035.
Callable Sep 15, 2023 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.8391%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/16 | $175,375 | 2.00% | 0.50% | ||
| 9/15/17 | $175,000 | 2.00% | 0.80% | ||
| 9/15/18 | $180,000 | 2.00% | 1.00% | ||
| 9/15/19 | $180,000 | 2.00% | 1.20% | ||
| 9/15/20 | $185,000 | 2.00% | 1.35% | ||
| 9/15/21 | $190,000 | 2.00% | 1.55% | ||
| 9/15/22 | $195,000 | 2.00% | 1.75% | ||
| 9/15/23 | $195,000 | 2.00% | 1.90% | ||
| 9/15/24 | $200,000 | 2.125% | 2.00% | ||
| 9/15/25 | $205,000 | 2.25% | 2.15% | ||
| 9/15/26 | $210,000 | 2.50% | 2.30% | ||
| 9/15/27 | $225,000 | 3.00% | 2.45% | ||
| 9/15/28 | $230,000 | 3.00% | 2.60% | ||
| 9/15/29 | $240,000 | 3.00% | 2.70% | ||
| 9/15/30 | $240,000 | 3.00% | 2.80% | ||
| 9/15/31 | $250,000 | 3.00% | 2.90% | ||
| 9/15/32 | $260,000 | 3.00% | 3.00% | ||
| 9/15/33 | $265,000 | 3.125% | 3.125% | ||
| 9/15/34 | $255,000 | 3.25% | 3.25% | ||
| 9/15/35 | $265,000 | 3.25% | 3.30% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc..
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Fidelity Capital, NIC 2.9166%
Janney Montgomery, NIC 2.9195%
Robert W. Baird, NIC 2.9731%
FTN Fin Cap Mkts, NIC 3.0136%
SOUTH CAROLINA
Rock Hill School District No. 3
Sep 16, 2015 . . . . . . $30,000,000
General Obligation Bond Anticipation Notes, Series 2015 (book entry).
Dated Sep 30, 2015.
Due Sep 30, 2016.
Purchased $30,000,000.00 by Piper Jaffray, at 2.0%, plus $470,699.99, effective rate 0.4239%.
L.O.: McNair Law Firm, Columbia, SC.
F.A.: Compass Municpal Advisors, Columbia, SC.
Other bidders were:
JPMorgan, Effective Rate 0.4297%
TD Securities, Effective Rate 0.4525%
Citigroup, Effective Rate 0.4545%
Jefferies, Effective Rate 0.6492%
TENNESSEE
Bartlett (City)
Sep 16, 2015 . . . . . . $5,100,000
General Obligation Public Improvement Bonds, Series 2015 (bank qualified) (book entry).
Dated Oct 1, 2015.
Due Sep 1, 2016 to 2035.
Callable Sep 1, 2025 at par.
Winning bid: FTN Fin Cap Mkts, at 117.1749, TIC 2.8488%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $170,000 | 2.00% | 0.45% | ||
| 9/1/17 | $190,000 | 2.00% | 0.65% | ||
| 9/1/18 | $190,000 | 4.00% | 1.00% | ||
| 9/1/19 | $200,000 | 2.00% | 1.10% | ||
| 9/1/20 | $205,000 | 2.00% | 1.30% | ||
| 9/1/21 | $205,000 | 2.00% | 1.50% | ||
| 9/1/22 | $210,000 | 2.00% | 1.65% | ||
| 9/1/23 | $215,000 | 4.00% | 1.80% | ||
| 9/1/24 | $225,000 | 4.00% | 1.90% | ||
| 9/1/25 | $235,000 | 4.00% | 2.00% | ||
| 9/1/26 | $245,000 | 5.00% | 2.05% | ||
| 9/1/27 | $255,000 | 5.00% | 2.10% | ||
| 9/1/29 | $550,000 | 5.00% | 2.15% | ||
| 9/1/30 | $295,000 | 5.00% | 2.20% | ||
| 9/1/31 | $310,000 | 5.00% | 2.30% | ||
| 9/1/32 | $325,000 | 5.00% | 2.35% | ||
| 9/1/33 | $340,000 | 5.00% | 2.40% | ||
| 9/1/34 | $360,000 | 5.00% | 2.45% | ||
| 9/1/35 | $375,000 | 5.00% | 2.50% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Public Financial Management, Inc., Memphis, TN.
Other bidders were:
Robert W. Baird, TIC 2.8681%
Piper Jaffray, TIC 2.89%
Raymond James, TIC 2.8962%
SunTrust Robinson, TIC 2.9128%
Morgan Stanley, TIC 3.1936%
TEXAS
Harris County Municipal Utility District No. 16
Sep 16, 2015 . . . . . . $4,575,000
Unlimited Tax Bonds, Series 2015 (bank qualified) (book entry).
Dated Oct 1, 2015.
Due Sep 1, 2017 to 2043.
Callable Sep 1, 2022 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.1025%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $25,000 | 5.00% | 1.30% | AGM | |
| 9/1/18 | $25,000 | 5.00% | 1.70% | AGM | |
| 9/1/19 | $25,000 | 5.00% | 2.00% | AGM | |
| 9/1/20 | $25,000 | 5.00% | 2.25% | AGM | |
| 9/1/21 | $25,000 | 5.00% | 2.55% | AGM | |
| 9/1/22 | $25,000 | 5.00% | 2.80% | AGM | |
| 9/1/23 | $25,000 | 5.00% | 2.90% | AGM | |
| 9/1/24 | $25,000 | 5.00% | 3.00% | AGM | |
| 9/1/25 | $25,000 | 5.00% | 3.10% | AGM | |
| 9/1/26 | $25,000 | 5.00% | 3.25% | AGM | |
| 9/1/27 | $25,000 | 5.00% | 3.35% | AGM | |
| 9/1/32 | $125,000 | 3.625% | 3.75% | AGM | |
| 9/1/38 | $650,000 | 3.75% | 4.00% | AGM | |
| 9/1/40 | $1,225,000 | 4.00% | 4.05% | AGM | |
| 9/1/43 | $2,300,000 | 4.00% | 4.08% | AGM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Coastal Securities Corp., WNJ Capital, M. E. Allison & Co., Inc., Ross, Sinclaire & Associates LLC.
L.O.: Marks Richardson, P.C., Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
FMSbonds, NIC 4.1053%
RBC Capital Mkts, NIC 4.2242%
FirstSouthwest, NIC 4.243%
Harris County Municipal Utility District No. 401
Sep 16, 2015 . . . . . . $7,800,000
Unlimited Tax Bonds, Series 2015 (bank qualified) (book entry).
Dated Oct 1, 2015.
Due Sep 1, 2017 to 2040.
Callable Sep 1, 2023 at par.
Winning bid: Stifel Nicolaus, at 97.9612, NIC 3.7671%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $155,000 | 2.00% | 1.00% | AGM | |
| 9/1/18 | $160,000 | 2.00% | 1.30% | AGM | |
| 9/1/19 | $170,000 | 2.00% | 1.50% | AGM | |
| 9/1/20 | $180,000 | 2.00% | 1.80% | AGM | |
| 9/1/21 | $190,000 | 2.25% | 2.20% | AGM | |
| 9/1/22 | $200,000 | 2.50% | 2.40% | AGM | |
| 9/1/23 | $210,000 | 2.75% | 2.50% | AGM | |
| 9/1/24 | $220,000 | 2.75% | 2.70% | AGM | |
| 9/1/25 | $230,000 | 2.75% | 2.85% | AGM | |
| 9/1/26 | $245,000 | 2.75% | 2.95% | AGM | |
| 9/1/27 | $255,000 | 3.00% | 3.05% | AGM | |
| 9/1/28 | $270,000 | 3.125% | 3.15% | AGM | |
| 9/1/29 | $285,000 | 3.25% | 3.25% | AGM | |
| 9/1/30 | $300,000 | 3.25% | 3.35% | AGM | |
| 9/1/31 | $315,000 | 3.40% | 3.45% | AGM | |
| 9/1/32 | $330,000 | 3.50% | 3.55% | AGM | |
| 9/1/33 | $345,000 | 3.625% | 3.65% | AGM | |
| 9/1/35 | $640,000 | 3.75% | 3.75% | AGM | |
| 9/1/37 | $1,100,000 | 3.875% | 3.875% | AGM | |
| 9/1/40 | $2,000,000 | 4.00% | 4.00% | AGM |
Other managers: BOSC, Inc., SunTrust Robinson Humphrey.
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
FMSbonds, NIC 3.8202%
Raymond James, NIC 3.822%
SAMCO Cap Mkts, NIC 3.8315%
RBC Capital Mkts, NIC 3.9017%
Kaufman County Municipal Utility District No. 14
Sep 16, 2015 . . . . . . $3,660,000
Unlimited Tax Road Bonds, Series 2015 (bank qualified) (book entry).
Dated Oct 1, 2015.
Due Mar 1, 2017 to 2039.
Callable Mar 1, 2024 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 4.1479%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $45,000 | 3.00% | 1.00% | ||
| 3/1/18 | $50,000 | 3.00% | 1.40% | ||
| 3/1/19 | $50,000 | 3.00% | 1.70% | ||
| 3/1/20 | $50,000 | 3.00% | 2.00% | ||
| 3/1/21 | $55,000 | 3.00% | 2.25% | ||
| 3/1/22 | $55,000 | 3.00% | 2.50% | ||
| 3/1/23 | $55,000 | 3.00% | 2.75% | ||
| 3/1/24 | $55,000 | 3.00% | 3.00% | ||
| 3/1/25 | $65,000 | 3.00% | 3.20% | ||
| 3/1/26 | $65,000 | 3.25% | 3.40% | ||
| 3/1/27 | $60,000 | 3.50% | 3.60% | ||
| 3/1/28 | $70,000 | 3.75% | 3.80% | ||
| 3/1/31 | $410,000 | 4.00% | 4.00% | ||
| 3/1/33 | $560,000 | 4.00% | 4.05% | ||
| 3/1/35 | $615,000 | 4.00% | 4.10% | ||
| 3/1/37 | $665,000 | 4.00% | 4.15% | ||
| 3/1/39 | $735,000 | 4.125% | 4.20% |
L.O.: Coats, Rose, Yale, Ryman & Lee, P.C, Houston, TX; and State Attorney General.
F.A.: Robert W. Baird & Co., Inc., Houston, TX.
Other bidders were:
GMS Group, NIC 4.1688%
FMSbonds, NIC 4.2552%
Lower Kirby Pearland Management District
Sep 16, 2015 . . . . . . $6,585,000
Unlimited Tax Road Bonds, Series 2015 (book entry).
Dated Oct 1, 2015.
Due Sep 1, 2016 to 2029.
Callable Sep 1, 2021 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 3.4616%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $560,000 | 2.00% | 1.00% | ||
| 9/1/17 | $375,000 | 2.00% | 1.25% | ||
| 9/1/18 | $385,000 | 2.00% | 1.50% | ||
| 9/1/19 | $400,000 | 2.00% | 1.75% | ||
| 9/1/20 | $415,000 | 2.00% | 2.00% | ||
| 9/1/21 | $430,000 | 2.00% | 2.25% | ||
| 9/1/22 | $445,000 | 2.50% | 2.50% | ||
| 9/1/23 | $460,000 | 2.50% | 2.75% | ||
| 9/1/24 | $475,000 | 3.00% | 3.00% | ||
| 9/1/25 | $495,000 | 3.00% | 3.20% | ||
| 9/1/26 | $510,000 | 3.25% | 3.40% | ||
| 9/1/27 | $525,000 | 3.50% | 3.60% | ||
| 9/1/28 | $545,000 | 3.75% | 3.80% | ||
| 9/1/29 | $565,000 | 3.75% | 3.90% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
GMS Group, NIC 3.8349%
WISCONSIN
Brown County
Sep 16, 2015 . . . . . . $2,875,000
General Obligation Airport Improvement Refunding Bonds, Series 2015C (AMT) (book entry) (AMT).
Dated Oct 7, 2015.
Due Nov 1, 2016 to 2024.
Non-callable.
Winning bid: Morgan Stanley, at 102.8159, TIC 2.455%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $210,000 | 3.00% | 0.65% | ||
| 11/1/17 | $240,000 | 3.00% | 1.05% | ||
| 11/1/18 | $235,000 | 3.00% | 1.35% | ||
| 11/1/19 | $305,000 | 3.00% | 1.65% | ||
| 11/1/20 | $300,000 | 3.00% | 1.92% | ||
| 11/1/21 | $320,000 | 3.00% | 2.20% | ||
| 11/1/22 | $340,000 | 3.00% | 2.40% | ||
| 11/1/23 | $420,000 | 3.00% | 2.60% | ||
| 11/1/24 | $505,000 | 3.00% | 2.75% |
Other managers: Raymond James & Associates, Inc., FTN Financial Capital Markets, Jefferies LLC, Ramirez & Co., Inc., Intercoastal Capital Markets, Inc..
L.O.: Whyte Hirschboeck Dudek S.C., Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 2.5505%
Hutchinson Shockey, TIC 2.6071%
Bernardi Securities, TIC 2.6397%
Brown County
Sep 16, 2015 . . . . . . $3,670,000
General Obligation Corporate Purpose Refunding Bonds, Series 2015B (bank qualified) (book entry).
Dated Oct 7, 2015.
Due Nov 1, 2016 to 2020.
Non-callable.
Winning bid: FTN Fin Cap Mkts, at 102.3640, TIC 0.9701%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 11/1/16 | $1,255,000 | 2.00% | 0.35% | ||
| 11/1/17 | $1,290,000 | 2.00% | 0.60% | ||
| 11/1/18 | $365,000 | 2.00% | 0.90% | ||
| 11/1/19 | $375,000 | 2.00% | 1.15% | ||
| 11/1/20 | $385,000 | 2.00% | 1.30% |
L.O.: Whyte Hirschboeck Dudek S.C., Milwaukee, WI.
F.A.: Public Financial Management, Inc., Milwaukee, WI.
Other bidders were:
BOSC, TIC 1.044%
UMB Bank, TIC 1.0796%
Robert W. Baird, TIC 1.1085%
Piper Jaffray, TIC 1.1125%
Bankers' Bank, TIC 1.1387%
Hutchinson Shockey, TIC 1.1569%
Raymond James, TIC 1.1971%
Moraine Park Technical College District
Sep 16, 2015 . . . . . . $2,600,000
General Obligation Promissory Notes, Series 2015-16A (bank qualified) (book entry).
Dated Oct 7, 2015.
Due Apr 1, 2016 to 2019.
Non-callable.
Winning bid: BOSC, at 101.7912, TIC 1.0381%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/16 | $600,000 | 2.00% | 0.43% | ||
| 4/1/17 | $875,000 | 2.00% | 0.65% | ||
| 4/1/18 | $590,000 | 2.00% | 1.00% | ||
| 4/1/19 | $535,000 | 2.00% | 1.15% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Raymond James, TIC 1.1141%
UMB Bank, TIC 1.1155%
Hutchinson Shockey, TIC 1.1288%
Piper Jaffray, TIC 1.1291%
FTN Fin Cap Mkts, TIC 1.1572%
Bernardi Securities, TIC 1.2949%
Pewaukee School District
Sep 14, 2015 . . . . . . $5,500,000
Tax and Revenue Anticipation Promissory Note (bank qualified) (book entry).
Dated Sep 28, 2015.
Due Sep 27, 2016.
Purchased $5,500,000.00 by BOSC, at 1.0%, plus $7,205.00, effective rate 0.8675%.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.8689%
TAXABLE ISSUES
NEW JERSEY
Ship Bottom Borough
Sep 16, 2015 . . . . . . $1,015,000
$395,000 General Improvement Bond Anticipation Notes (Taxable) and $620,000 Water-Sewer Utility Bond Anticipation Notes (Taxable).
Dated Sep 24, 2014.
Due Sep 23, 2016.
Purchased $1,015,000.00 by Oppenheimer, at 1.875%, plus $40.00, effective rate 1.871%.
L.O.: GluckWalrath, LLP, Trenton, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
WISCONSIN
Burlington Area School District
Sep 14, 2015 . . . . . . $5,200,000
Taxable Tax and Revenue Anticipation Promissory Note (book entry).
Dated Sep 24, 2015.
Due Sep 21, 2016.
Purchased $5,200,000.00 by Robert W. Baird, at 2.0%, plus $18,252.00, effective rate 1.6461%.
L.O.: Quarles & Brady, Milwaukee, WI.
