CONNECTICUT
Naugatuck Borough
Sep 15, 2015 . . . . . . $8,000,000
General Obligation Bond Anticipation Notes.
Dated Sep 24, 2015.
Due Mar 24, 2016.
Purchased $8,000,000.00 by TD Securities, at 1.25%, plus $42,320.00, effective rate 0.192%.
L.O.: Pullman & Comley, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Piper Jaffray, Effective Rate 0.212%
Morgan Stanley, Effective Rate 0.3%
Eastern Bk Cap Mkts, Effective Rate 0.318%
Jefferies, Effective Rate 0.586%
Naugatuck Borough
Sep 15, 2015 . . . . . . $17,235,000
General Obligation Bonds, Issue of 2015 (book entry).
Dated Sep 24, 2015.
Due Sep 15, 2016 to 2035.
Callable Sep 15, 2022 at par.
Winning bid: Janney Montgomery, at 102.1998, TIC 2.9267%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/16 | $865,000 | 2.00% | 0.35% | ||
| 9/15/17 | $865,000 | 3.00% | 0.71% | ||
| 9/15/18 | $865,000 | 4.00% | 0.97% | ||
| 9/15/19 | $865,000 | 5.00% | 1.27% | ||
| 9/15/20 | $865,000 | 5.00% | 1.52% | ||
| 9/15/21 | $865,000 | 5.00% | 1.78% | ||
| 9/15/22 | $865,000 | 4.00% | 1.96% | ||
| 9/15/23 | $860,000 | 2.125% | 2.21% | ||
| 9/15/24 | $860,000 | 2.25% | 2.37% | ||
| 9/15/25 | $860,000 | 2.375% | 2.53% | ||
| 9/15/26 | $860,000 | 2.50% | 2.75% | ||
| 9/15/27 | $860,000 | 3.00% | 2.85% | ||
| 9/15/28 | $860,000 | 3.00% | 3.00% | ||
| 9/15/29 | $860,000 | 3.00% | 3.10% | ||
| 9/15/30 | $860,000 | 3.00% | 3.20% | ||
| 9/15/31 | $860,000 | 3.125% | 3.30% | ||
| 9/15/32 | $860,000 | 3.25% | 3.35% | ||
| 9/15/33 | $860,000 | 3.25% | 3.40% | ||
| 9/15/34 | $860,000 | 3.25% | 3.45% | ||
| 9/15/35 | $860,000 | 3.375% | 3.50% |
L.O.: Pullman & Comley, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
BA Merrill Lynch, TIC 2.9447%
Raymond James, TIC 2.9746%
UBS Financial Svcs, TIC 2.98%
Robert W. Baird, TIC 3.0051%
Piper Jaffray, TIC 3.0571%
William Blair, TIC 3.0733%
FLORIDA
Miami-Dade County
Sep 15, 2015 . . . . . . $44,710,000
Special Obligation Court Facilities Refunding Bonds, Series 2015 (book entry).
Dated Oct 6, 2015.
Due Apr 1, 2026 to 2035.
Callable Apr 1, 2025 at par.
Winning bid: Raymond James, at 100.7745, TIC 3.6392%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/26 | $3,310,000 | 5.00% | 2.84% | ||
| 4/1/27 | $3,480,000 | 3.125% | 3.15% | ||
| 4/1/28 | $3,830,000 | 5.00% | 3.08% | ||
| 4/1/29 | $4,025,000 | 3.25% | 3.343% | ||
| 4/1/30 | $4,150,000 | 3.375% | 3.45% | ||
| 4/1/31 | $4,290,000 | 3.50% | 3.52% | ||
| 4/1/32 | $4,895,000 | 3.50% | 3.581% | ||
| 4/1/33 | $5,380,000 | 3.625% | 3.65% | ||
| 4/1/34 | $5,575,000 | 3.625% | 3.70% | ||
| 4/1/35 | $5,775,000 | 3.75% | 3.80% |
Other managers: City Securities Corp., Wedbush Securities Inc..
L.O.: Greenberg Traurig, P.A., Miami, FL; and Edwards & Associates, P.A., Miami, FL.
F.A.: Public Financial Management, Inc., Coral Gables, FL.
Other bidders were:
Robert W. Baird, TIC 3.7072%
PNC Capital Markets, TIC 3.7121%
Morgan Stanley, TIC 3.7497%
Hutchinson Shockey, TIC 3.7989%
UBS Financial Svcs, TIC 3.822%
Citigroup, TIC 3.8445%
Stifel Nicolaus, TIC 3.8652%
Goldman Sachs, TIC 3.8683%
BA Merrill Lynch, TIC 3.8709%
Jefferies, TIC 3.881%
JPMorgan, TIC 3.8875%
Wells Fargo Secs, TIC 3.9208%
RBC Capital Mkts, TIC 4.0133%
Mesirow Financial, TIC 4.0181%
Barclays Capital, TIC 4.1073%
ILLINOIS
Fox Lake School District No. 114
Sep 15, 2015 . . . . . . $4,310,000
General Obligation Refunding School Bonds, Series 2015 (bank qualified) (book entry).
Dated Oct 6, 2015.
Due Jan 1, 2016 to 2021.
Non-callable.
Winning bid: Hutchinson Shockey, at n/a, TIC 2.2015%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 1/1/16 | $65,000 | 2.00% | 0.50% | ||
| 1/1/17 | $760,000 | 2.00% | 1.05% | ||
| 1/1/18 | $800,000 | 2.00% | 1.50% | ||
| 1/1/19 | $845,000 | 2.00% | 1.75% | ||
| 1/1/20 | $890,000 | 3.00% | 2.00% | ||
| 1/1/21 | $950,000 | 3.00% | 2.25% |
L.O.: Chapman and Cutler LLP, Chicago, IL.
F.A.: PMA Securities, Inc, Naperville, IL.
Other bidders were:
Robert W. Baird, TIC 2.2598%
INDIANA
Owen County Public Library
Sep 15, 2015 . . . . . . $2,000,000
General Obligation Bonds, Series 2015 (bank qualified) (book entry).
Dated Oct 6, 2015.
Due Jul 15, 2016 to 2030.
Callable Jan 15, 2026 at par.
Winning bid: J.J.B. Hilliard, at n/a, NIC 2.7045%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/17 | $115,000 | 1.00% | 1.00% | ||
| 7/15/18 | $120,000 | 1.25% | 1.25% | ||
| 7/15/19 | $120,000 | 2.00% | 1.45% | ||
| 7/15/20 | $130,000 | 2.00% | 1.75% | ||
| 1/15/22 | $195,000 | 2.125% | 2.00% | ||
| 7/15/23 | $205,000 | 3.00% | 2.15% | ||
| 1/15/25 | $215,000 | 3.00% | 2.35% | ||
| 7/15/26 | $225,000 | 3.00% | 2.45% | ||
| 7/15/28 | $325,000 | 3.00% | 2.75% | ||
| 7/15/30 | $350,000 | 3.00% | 3.00% |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Therber & Brock, Indianapolis, IN.
Other bidders were:
SunTrust Robinson, NIC 2.7903%
Ross Sinclaire, NIC 2.7918%
City Securities, NIC 2.8%
Huntington Pub Cap, NIC 3.2058%
KANSAS
Olathe (City)
Sep 15, 2015 . . . . . . $18,895,000
Water and Sewer System Revenue Bonds, Series 2015 (book entry).
Dated Oct 1, 2015.
Due Jul 1, 2016 to 2035.
Callable Jan 1, 2024 at par.
Winning bid: Robert W. Baird, at n/a, TIC 3.0691%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/1/16 | $820,000 | 2.00% | 0.50% | ||
| 7/1/17 | $675,000 | 2.00% | 0.77% | ||
| 7/1/18 | $690,000 | 2.00% | 1.00% | ||
| 7/1/19 | $705,000 | 5.00% | 1.25% | ||
| 7/1/20 | $740,000 | 5.00% | 1.50% | ||
| 7/1/21 | $775,000 | 5.00% | 1.75% | ||
| 7/1/22 | $815,000 | 3.00% | 2.00% | ||
| 7/1/23 | $840,000 | 5.00% | 2.15% | ||
| 7/1/24 | $880,000 | 4.00% | 2.30% | ||
| 7/1/25 | $915,000 | 4.00% | 2.40% | ||
| 7/1/26 | $955,000 | 4.00% | 2.50% | ||
| 7/1/28 | $2,010,000 | 3.00% | 3.00% | ||
| 7/1/29 | $1,050,000 | 3.00% | 3.05% | ||
| 7/1/30 | $1,085,000 | 3.00% | 3.15% | ||
| 7/1/31 | $1,115,000 | 3.125% | 3.25% | ||
| 7/1/32 | $1,150,000 | 3.25% | 3.35% | ||
| 7/1/33 | $1,185,000 | 3.25% | 3.40% | ||
| 7/1/34 | $1,225,000 | 3.375% | 3.45% | ||
| 7/1/35 | $1,265,000 | 3.375% | 3.50% |
Other managers: CL King & Associates, Edward Jones, Cronin & Co., Inc., Ross, Sinclaire & Associates LLC, WNJ Capital, Loop Capital Markets, LLC, Crews & Associates, Inc., Davenport & Company LLC, Vining-Sparks IBG, Limited Partnership, Northland Securities, Inc., SumRidge Partners, LLC, Oppenheimer & Co., Inc., Sierra Pacific Securities, George K. Baum & Co., Isaak Bond Investments, Inc., Commerce Bank, Bernardi Securities, Inc., UMB Bank, N.A., Alamo Capital, Country Club Bank, Wayne Hummer & Co., Wedbush Securities Inc., Valdes & Moreno, Inc., RBC Capital Markets, Central States Capital Markets, LLC.
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Columbia Capital Management, LLC, Overland Park, KS.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.0772%
Piper Jaffray, TIC 3.1259%
Hutchinson Shockey, TIC 3.1337%
Citigroup, TIC 3.1468%
BA Merrill Lynch, TIC 3.1701%
KENTUCKY
Lexington-Fayette Urban County Government
Sep 15, 2015 . . . . . . $24,860,000
Various Purpose General Obligation Bonds, Series 2015B (book entry).
Dated Sep 29, 2015.
Due Oct 1, 2016 to 2035.
Callable Oct 1, 2025 at par.
Winning bid: Fidelity Capital, at 110.1739, TIC 2.6164%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 10/1/16 | $1,650,000 | 5.00% | 0.32% | ||
| 10/1/17 | $1,735,000 | 5.00% | 0.68% | ||
| 10/1/18 | $1,825,000 | 5.00% | 1.00% | ||
| 10/1/19 | $1,920,000 | 5.00% | 1.30% | ||
| 10/1/20 | $2,015,000 | 5.00% | 1.57% | ||
| 10/1/21 | $1,460,000 | 2.00% | 1.85% | ||
| 10/1/22 | $1,515,000 | 5.00% | 2.06% | ||
| 10/1/23 | $1,590,000 | 5.00% | 2.24% | ||
| 10/1/24 | $1,680,000 | 5.00% | 2.37% | ||
| 10/1/25 | $1,765,000 | 5.00% | 2.50% | ||
| 10/1/26 | $1,665,000 | 5.00% | 2.62% | ||
| 10/1/27 | $1,735,000 | 3.00% | 2.90% | ||
| 10/1/28 | $480,000 | 3.00% | 3.00% | ||
| 10/1/29 | $495,000 | 3.00% | 3.10% | ||
| 10/1/30 | $510,000 | 3.00% | 3.18% | ||
| 10/1/31 | $530,000 | 3.125% | 3.25% | ||
| 10/1/32 | $545,000 | 3.125% | 3.33% | ||
| 10/1/33 | $565,000 | 3.25% | 3.40% | ||
| 10/1/34 | $580,000 | 3.375% | 3.45% | ||
| 10/1/35 | $600,000 | 3.375% | 3.50% |
Other managers: Jefferies LLC, Morgan Stanley & Co., Inc., Raymond James & Associates, Inc..
L.O.: Peck, Shaffer & Williams div. of Dinsmore & Shohl LLP, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Piper Jaffray, TIC 2.6257%
Hutchinson Shockey, TIC 2.6576%
Robert W. Baird, TIC 2.6689%
Janney Montgomery, TIC 2.6878%
Mesirow Financial, TIC 2.7272%
JPMorgan, TIC 2.7492%
Wells Fargo Secs, TIC 2.7743%
Russell Independent School District Finance Corporation
Sep 15, 2015 . . . . . . $2,965,000
School Building Refunding Revenue Bonds, Series (Kentucky State School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Sep 1, 2015.
Due Mar 1, 2016 to Sep 1, 2026.
Non-callable.
Winning bid: J.J.B. Hilliard, at 100.7842, NIC 2.1648%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $10,000 | 2.00% | 0.65% | ||
| 9/1/16 | $40,000 | 2.00% | 0.75% | ||
| 9/1/17 | $270,000 | 2.00% | 0.85% | ||
| 9/1/18 | $270,000 | 2.00% | 1.20% | ||
| 9/1/19 | $280,000 | 2.00% | 1.35% | ||
| 9/1/20 | $280,000 | 2.00% | 1.55% | ||
| 9/1/21 | $285,000 | 2.00% | 1.80% | ||
| 9/1/22 | $290,000 | 2.00% | 1.95% | ||
| 9/1/23 | $310,000 | 2.00% | 2.05% | ||
| 9/1/24 | $315,000 | 2.25% | 2.25% | ||
| 9/1/25 | $325,000 | 2.50% | 2.35% | ||
| 9/1/26 | $290,000 | 3.00% | 2.50% |
L.O.: Steptoe & Johnson PLLC, Louisville, KY.
F.A.: Ross, Sinclaire & Associates LLC, Lexington, KY.
Other bidders were:
Robert W. Baird, NIC 2.1908%
Stifel Nicolaus, NIC 2.2408%
Raymond James, NIC 2.4441%
MASSACHUSETTS
Metrowest Regional Transit Authority
Sep 15, 2015 . . . . . . $6,450,000
General Obligation Revenue Anticipation Notes (bank qualified).
Dated Sep 25, 2015.
Due Sep 23, 2016.
Purchased $5,000,000.00 by Century Bk, at 0.8%, plus $10,000.00, effective rate 0.5989%.
Purchased $1,450,000.00 by Eastern Bk Cap Mkts, at 1.5%, plus $11,910.46, effective rate 0.674%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.674%
TD Securities, Effective Rate 0.7727%
Oppenheimer, Effective Rate 0.8355%
Jefferies, Effective Rate 1.111%
Newburyport (City)
Sep 15, 2015 . . . . . . $9,730,000
General Obligation Municipal Purpose Loan of 2015 Bonds (bank qualified) (book entry).
Dated Sep 24, 2015.
Due Sep 15, 2016 to 2035.
Callable Sep 15, 2025 at par.
Winning bid: FTN Fin Cap Mkts, at 101.8903, TIC 2.2189%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/16 | $560,000 | 2.00% | 0.40% | ||
| 9/15/17 | $555,000 | 2.00% | 0.69% | ||
| 9/15/18 | $575,000 | 2.00% | 0.90% | ||
| 9/15/19 | $590,000 | 2.00% | 1.05% | ||
| 9/15/20 | $605,000 | 2.00% | 1.25% | ||
| 9/15/21 | $615,000 | 2.00% | 1.40% | ||
| 9/15/22 | $625,000 | 2.00% | 1.55% | ||
| 9/15/23 | $630,000 | 2.00% | 1.65% | ||
| 9/15/24 | $645,000 | 2.00% | 1.80% | ||
| 9/15/25 | $555,000 | 2.50% | 2.00% | ||
| 9/15/26 | $570,000 | 2.50% | 2.10% | ||
| 9/15/27 | $580,000 | 2.50% | 2.20% | ||
| 9/15/28 | $595,000 | 2.40% | 2.40% | ||
| 9/15/29 | $615,000 | 2.50% | 2.50% | ||
| 9/15/31 | $440,000 | 3.00% | 2.80% | ||
| 9/15/33 | $475,000 | 3.00% | 2.90% | ||
| 9/15/35 | $500,000 | 3.00% | 3.00% |
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 2.2874%
Piper Jaffray, TIC 2.3282%
Janney Montgomery, TIC 2.3701%
SunTrust Robinson, TIC 2.3806%
UBS Financial Svcs, TIC 2.44%
Raymond James, TIC 2.4532%
Princeton (Town)
Sep 15, 2015 . . . . . . $1,200,000
General Obligation Bond Anticipation Notes (new money) (bank qualified).
Dated Sep 25, 2015.
Due Sep 23, 2016.
Purchased $1,200,000.00 by Eastern Bk Cap Mkts, at 1.25%, plus $7,828.27, effective rate 0.594%.
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Century Bk, Effective Rate 0.65%
Easthampton Svgs Bk, Effective Rate 0.79%
Roosevelt & Cross, Effective Rate 1.0053%
Jefferies, Effective Rate 1.1662%
Springfield (City)
Sep 15, 2015 . . . . . . $25,185,000
General Obligation State Qualified Refunding Bonds (book entry).
Dated Oct 1, 2015.
Due Aug 1, 2016 to 2019.
Non-callable.
Winning bid: Wells Fargo Secs, at 107.7649, TIC 1.002%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/1/16 | $6,920,000 | 2.00% | 0.32% | MASQB | |
| 8/1/17 | $7,185,000 | 5.00% | 0.71% | MASQB | |
| 8/1/18 | $7,525,000 | 5.00% | 1.01% | MASQB | |
| 8/1/19 | $3,555,000 | 5.00% | 1.33% | MASQB |
L.O.: Locke Lord LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
JPMorgan, TIC 1.0187%
Raymond James, TIC 1.0522%
Janney Montgomery, TIC 1.055%
Piper Jaffray, TIC 1.0787%
UBS Financial Svcs, TIC 1.0889%
Robert W. Baird, TIC 1.1074%
Hutchinson Shockey, TIC 1.1122%
BA Merrill Lynch, TIC 1.1122%
TD Securities, TIC 1.3107%
MINNESOTA
Hendricks Independent School District No. 402
Sep 15, 2015 . . . . . . $610,000
General Obligation Aid Anticipation Certificates of Indebtedness, Series 2015C (bank qualified) (book entry).
Dated Oct 7, 2015.
Due Sep 30, 2016.
Purchased $610,000.00 by Oppenheimer, at 2.0%, plus $3,613.00, effective rate 1.396%.
L.O.: Knutson, Flynn & Deans, Mendota Heights, MN.
F.A.: Ehlers, Roseville, MN.
Jackson County
Sep 15, 2015 . . . . . . $915,000
General Obligation Drainage Bonds, Series 2015A (bank qualified) (book entry).
Dated Oct 1, 2015.
Due Feb 1, 2017 to 2036.
Callable Feb 1, 2018 at par.
Winning bid: Dougherty, at n/a, NIC 3.1993%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/19 | $105,000 | 1.00% | 1.00% | ||
| 2/1/22 | $120,000 | 2.00% | 1.50% | ||
| 2/1/25 | $125,000 | 2.25% | 2.00% | ||
| 2/1/30 | $235,000 | 3.00% | 2.70% | ||
| 2/1/36 | $330,000 | 3.50% | 3.50% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: David Drown Associates, Minneapolis, MN.
Other bidders were:
Piper Jaffray, NIC 3.4588%
Northland Securities, NIC 3.4978%
Northfield (City)
Sep 15, 2015 . . . . . . $2,535,000
General Obligation Bonds, Series 2015A (bank qualified) (book entry).
Dated Nov 3, 2015.
Due Feb 1, 2017 to 2026.
Callable Feb 1, 2023 at par.
Winning bid: United Banker's Bk, at n/a, TIC 1.6879%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/1/17 | $400,000 | 2.00% | 0.65% | ||
| 2/1/18 | $410,000 | 2.00% | 0.85% | ||
| 2/1/19 | $415,000 | 2.00% | 1.05% | ||
| 2/1/20 | $330,000 | 2.00% | 1.25% | ||
| 2/1/21 | $160,000 | 2.00% | 1.45% | ||
| 2/1/22 | $160,000 | 2.00% | 1.65% | ||
| 2/1/23 | $160,000 | 2.00% | 1.80% | ||
| 2/1/24 | $165,000 | 2.00% | 1.90% | ||
| 2/1/25 | $165,000 | 2.00% | 2.00% | ||
| 2/1/26 | $170,000 | 2.15% | 2.15% |
L.O.: Kennedy & Graven, Minneapolis, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 1.7078%
Piper Jaffray, TIC 1.7812%
D.A. Davidson, TIC 1.8035%
Raymond James, TIC 1.8435%
Stifel Nicolaus, TIC 1.8621%
Northland Securities, TIC 2.0416%
NEW JERSEY
Byram Township
Sep 15, 2015 . . . . . . $128,000
Notes Consisting of: $98,000 Bond Anticipation Notes and $30,000 Special Emergency Notes (bank qualified).
Dated Sep 24, 2015.
Due Sep 23, 2016.
Purchased $128,000.00 by Passaic Vly Wtr Comm, at 1.0799%, effective rate 1.0799%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Bank, Effective Rate 1.25%
Roosevelt & Cross, Effective Rate 1.5129%
Cinnaminson Township
Sep 15, 2015 . . . . . . $9,345,000
General Obligation Bonds, Series 2015 (bank qualified) (book entry).
Dated Sep 29, 2015.
Due Jul 15, 2016 to 2028.
Callable Jul 15, 2025 at par.
Winning bid: Roosevelt & Cross, at 102.0000, TIC 2.2516%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 7/15/16 | $450,000 | 2.00% | 0.35% | ||
| 7/15/17 | $450,000 | 2.00% | 0.75% | ||
| 7/15/18 | $450,000 | 2.00% | 1.05% | ||
| 7/15/19 | $450,000 | 2.00% | 1.35% | ||
| 7/15/20 | $700,000 | 2.00% | 1.55% | ||
| 7/15/21 | $750,000 | 2.00% | 1.70% | ||
| 7/15/22 | $800,000 | 2.00% | 1.85% | ||
| 7/15/23 | $825,000 | 2.25% | 2.00% | ||
| 7/15/24 | $870,000 | 2.25% | 2.05% | ||
| 7/15/25 | $900,000 | 2.50% | 2.10% | ||
| 7/15/26 | $900,000 | 3.00% | 2.15% | ||
| 7/15/27 | $900,000 | 3.00% | 2.25% | ||
| 7/15/28 | $900,000 | 3.00% | 2.30% |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, R. Seelaus & Co., Inc., Edward Jones.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
SunTrust Robinson, TIC 2.2865%
FTN Fin Cap Mkts, TIC 2.3152%
Raymond James, TIC 2.3851%
Robert W. Baird, TIC 2.3943%
Fair Haven Borough
Sep 15, 2015 . . . . . . $1,159,500
Bond Anticipation Notes (bank qualified).
Dated Sep 22, 2015.
Due Sep 22, 2016.
Purchased $1,159,500.00 by TD Bank, N.A., at 0.74%, effective rate 0.74%.
L.O.: Archer & Greiner P.C., Red Bank, NJ.
F.A.: Municipal Official(s).
Other bidders were:
PNC Bank, Effective Rate 0.75%
Roosevelt & Cross, Effective Rate 1.0845%
Oppenheimer, Effective Rate 1.2449%
Jefferies, Effective Rate 1.3149%
Hopewell Borough
Sep 15, 2015 . . . . . . $1,779,584
$1,385,334 Bond Anticipation Note and $394,250 Water Utility Bond Anticipation Note (bank qualified) (book entry).
Dated Sep 22, 2015.
Due Sep 22, 2016.
Purchased $1,779,580.00 by PNC Bank, at 0.72%, effective rate 0.72%.
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
TD Bank, N.A., Effective Rate 0.73%
Jefferies, Effective Rate 0.959%
Roosevelt & Cross, Effective Rate 1.0607%
Oppenheimer, Effective Rate 1.1151%
Lumberton Township
Sep 15, 2015 . . . . . . $1,057,786
Bond Anticipation Notes, Series 2015B (bank qualified).
Dated Sep 22, 2015.
Due May 13, 2016.
Purchased $1,057,790.00 by PNC Bank, at 0.89%, effective rate 0.89%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.1363%
Jefferies, Effective Rate 1.331%
Oppenheimer, Effective Rate 1.378%
Parsippany-Troy Hills Township
Sep 15, 2015 . . . . . . $46,851,000
Bond Anticipation Notes, Series 2014 consisting of $29,932,000 General Improvement; $2,249,000 Water Utility; $13,760,000 Sewer Utility;and $910,000 Golf & Recreational Utility (book entry).
Dated Sep 24, 2015.
Due Sep 23, 2016.
Purchased $46,851,000.00 by TD Securities, at 2.0%, plus $781,474.68, effective rate 0.3274%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
JPMorgan, Effective Rate 0.3284%
Oppenheimer, Effective Rate 0.4808%
Jefferies, Effective Rate 0.8648%
Penns Grove Borough
Sep 15, 2015 . . . . . . $535,000
Refunding Bond Anticipation Notes of 2015, Series A (bank qualified).
Dated Sep 23, 2015.
Due May 5, 2016.
Purchased $535,000.00 by TBGC Investment Corp, at 1.05%, effective rate 1.05%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 2.4248%
Sea Isle City (City)
Sep 15, 2015 . . . . . . $13,100,000
$8,500,000 General Improvement Bonds and $4,600,000 Water/Sewer Utility Bonds (book entry).
Dated Sep 23, 2015.
Due Sep 15, 2016 to 2029.
Non-callable.
Winning bid: Janney Montgomery, at n/a, NIC 2.4831%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/15/16 | $650,000 | 2.00% | 0.45% | ||
| 9/15/17 | $830,000 | 3.00% | 0.85% | ||
| 9/15/18 | $910,000 | 3.00% | 1.04% | ||
| 9/15/19 | $980,000 | 3.00% | 1.32% | ||
| 9/15/20 | $1,050,000 | 3.00% | 1.57% | ||
| 9/15/21 | $1,170,000 | 3.00% | 1.85% | ||
| 9/15/22 | $1,230,000 | 2.00% | 2.05% | ||
| 9/15/23 | $1,250,000 | 2.125% | 2.25% | ||
| 9/15/24 | $1,270,000 | 3.00% | 2.42% | ||
| 9/15/25 | $1,280,000 | 3.00% | 2.63% | ||
| 9/15/26 | $1,280,000 | 3.00% | 2.85% | ||
| 9/15/27 | $400,000 | 3.00% | 2.95% | ||
| 9/15/28 | $400,000 | 3.00% | 3.00% | ||
| 9/15/29 | $400,000 | 3.00% | 3.10% |
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
UBS Financial Svcs, NIC 2.4945%
Morgan Stanley, NIC 2.5224%
Robert W. Baird, NIC 2.5686%
Hutchinson Shockey, NIC 2.5771%
BA Merrill Lynch, NIC 2.9082%
NEW YORK
Afton Central School District
Sep 15, 2015 . . . . . . $1,500,000
Revenue Anticipation Notes, 2015 (bank qualified).
Dated Sep 24, 2015.
Due Sep 23, 2016.
Purchased $1,500,000.00 by Roosevelt & Cross, at 1.5%, plus $6,245.00, effective rate 1.0825%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 1.1941%
Jefferies, Effective Rate 1.305%
Ballston Spa Central School District
Sep 15, 2015 . . . . . . $2,681,000
Bond Anticipation Notes, 2015 Series B.
Dated Sep 24, 2015.
Due Sep 23, 2016.
Purchased $2,681,000.00 by JPMorgan, at 2.0%, plus $37,641.24, effective rate 0.5921%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Jefferies, Effective Rate 0.5928%
Pioneer Comm Bk, Effective Rate 0.79%
Ballston Spa Central School District
Sep 15, 2015 . . . . . . $23,824,915
Bond Anticipation Notes, 2015 Series A.
Dated Sep 24, 2015.
Due Jun 30, 2016.
Purchased $23,824,915.00 by JPMorgan, at 2.0%, plus $305,673.65, effective rate 0.3265%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Morgan Stanley, Effective Rate 0.3304%
TD Securities, Effective Rate 0.3409%
TD Securities, Effective Rate 0.3465%
Morgan Stanley, Effective Rate 0.3696%
Oppenheimer, Effective Rate 0.7321%
Jefferies, Effective Rate 0.8574%
Elba Village
Sep 15, 2015 . . . . . . $231,000
Bond Anticipation Notes, 2015 (bank qualified).
Dated Sep 29, 2015.
Due Sep 28, 2016.
Purchased $231,000.00 by Bank of Greene Co, at 1.29%, effective rate 1.29%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.8828%
M & T Bank, Effective Rate 2.04%
Oppenheimer, Effective Rate 2.9891%
Elwood Union Free School District
Sep 15, 2015 . . . . . . $12,000,000
Tax Anticipation Notes for 2015-2016 Taxes.
Dated Sep 24, 2015.
Due Jun 24, 2016.
Purchased $12,000,000.00 by JPMorgan, at 2.0%, plus $150,600.00, effective rate 0.3267%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
TD Securities, Effective Rate 0.4747%
Oppenheimer, Effective Rate 0.824%
Jefferies, Effective Rate 0.844%
Flushing Comm Bk, Effective Rate 1.0%
Geneva (City)
Sep 15, 2015 . . . . . . $4,997,763
Bond Anticipation Notes, 2015B (Renewals) (bank qualified).
Dated Sep 29, 2015.
Due May 11, 2016.
Purchased $4,997,760.00 by Oppenheimer, at 2.0%, plus $24,926.00, effective rate 1.1912%.
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Municipal Solutions, Inc., Canandaigua, NY.
Other bidders were:
Jefferies, Effective Rate 1.2426%
Lawrence Union Free School District
Sep 15, 2015 . . . . . . $8,800,000
Tax Anticipation Notes for 2015-2016 Taxes (bank qualified).
Dated Sep 24, 2015.
Due Jun 24, 2016.
Purchased $8,800,000.00 by TD Securities, at 1.25%, plus $15,136.00, effective rate 1.0207%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 1.08%
Oppenheimer, Effective Rate 1.2973%
Livonia Central School District
Sep 15, 2015 . . . . . . $583,834
School District (Serial) Bonds, 2015A (bank qualified).
Dated Oct 6, 2015.
Due Jun 15, 2016 to 2020.
Non-callable.
Winning bid: Sage Rutty, at n/a, NIC 1.75%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/15/16 | $88,834 | 1.75% | 0.50% | ||
| 6/15/17 | $120,000 | 1.75% | 0.90% | ||
| 6/15/18 | $120,000 | 1.75% | 1.05% | ||
| 6/15/19 | $125,000 | 1.75% | 1.40% | ||
| 6/15/20 | $130,000 | 1.75% | 1.55% |
L.O.: Harris Beach PLLC, Rochester, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
Zions First Natl Bk, NIC 1.86%
Roosevelt & Cross, NIC 1.875%
New Paltz Village
Sep 15, 2015 . . . . . . $2,344,956
Bond Anticipation Notes, Series 2015A (bank qualified).
Dated Sep 22, 2015.
Due Sep 22, 2016.
Purchased $2,344,960.00 by Oppenheimer, at 2.0%, plus $22,476.00, effective rate 1.0415%.
L.O.: Squire Patton Boggs (US) LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 1.195%
M & T Bank, Effective Rate 1.72%
Sayville Union Free School District
Sep 15, 2015 . . . . . . $4,000,000
Bond Anticipation Notes, 2015.
Dated Sep 29, 2015.
Due Sep 29, 2016.
Purchased $4,000,000.00 by Jefferies, at 1.5%, plus $32,483.00, effective rate 0.6879%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.734%
Oppenheimer, Effective Rate 0.825%
Victor Central School District
Sep 15, 2015 . . . . . . $1,963,231
Bond Anticipation Notes for Various Purposes -2015 Series B.
Dated Sep 25, 2015.
Due Sep 23, 2016.
Purchased $1,963,231.00 by JPMorgan, at 2.0%, plus $27,288.91, effective rate 0.6022%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.6083%
JPMorgan Chase, Effective Rate 0.93%
Oppenheimer, Effective Rate 1.0153%
Jefferies, Effective Rate 1.1462%
Victor Central School District
Sep 15, 2015 . . . . . . $18,270,000
Bond Anticipation Notes for Various Purposes -2015 Series A.
Dated Sep 25, 2015.
Due Jul 7, 2016.
Purchased $10,000,000.00 by JPMorgan, at 2.0%, plus $131,100.00, effective rate 0.3264%.
Purchased $8,270,000.00 by TD Securities, at 1.75%, plus $90,970.00, effective rate 0.3457%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.3457%
JPMorgan, Effective Rate 0.3468%
TD Securities, Effective Rate 0.3519%
Oppenheimer, Effective Rate 0.7065%
Jefferies, Effective Rate 0.8932%
Yorktown Heights Fire District
Sep 15, 2015 . . . . . . $1,500,000
Fire District Serial Bonds-2015 (bank qualified) (book entry).
Dated Oct 1, 2015.
Due May 15, 2016 to 2025.
Non-callable.
Winning bid: Robert W. Baird, at 101.0825, NIC 1.8994%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 5/15/16 | $125,000 | 2.00% | 0.40% | ||
| 5/15/17 | $125,000 | 2.00% | 0.70% | ||
| 5/15/18 | $125,000 | 2.00% | 1.00% | ||
| 5/15/19 | $150,000 | 2.00% | 1.20% | ||
| 5/15/20 | $150,000 | 2.00% | 1.35% | ||
| 5/15/21 | $150,000 | 2.00% | 1.55% | ||
| 5/15/22 | $150,000 | 2.00% | 1.75% | ||
| 5/15/23 | $175,000 | 2.00% | 1.90% | ||
| 5/15/24 | $175,000 | 2.25% | 2.00% | ||
| 5/15/25 | $175,000 | 2.25% | 2.10% |
Other managers: CL King & Associates, WNJ Capital, Alamo Capital, Eastern Bank Capital Markets, Crews & Associates, Inc., Loop Capital Markets, LLC, SumRidge Partners, LLC, Sierra Pacific Securities, W.H. Mell Associates, Inc., Vining-Sparks IBG, Limited Partnership.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
Raymond James, NIC 1.9298%
Bank of Greene Co, NIC 1.9825%
Roosevelt & Cross, NIC 1.9978%
Bernardi Securities, NIC 2.1626%
OHIO
Ohio
Sep 15, 2015 . . . . . . $50,000,000
Conservation Projects General Obligation Bonds, Series 2015B (book entry).
Dated Sep 29, 2015.
Due Sep 1, 2016 to 2030.
Callable Mar 1, 2023 at par.
Winning bid: Morgan Stanley, at 109.8741, TIC 2.8556%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $2,610,000 | 2.00% | 0.28% | ||
| 9/1/17 | $2,660,000 | 2.00% | 0.70% | ||
| 9/1/18 | $2,715,000 | 4.00% | 1.02% | ||
| 9/1/19 | $2,785,000 | 4.00% | 1.30% | ||
| 9/1/20 | $2,885,000 | 4.00% | 1.55% | ||
| 9/1/21 | $3,000,000 | 4.00% | 1.82% | ||
| 9/1/22 | $3,120,000 | 4.00% | 2.00% | ||
| 9/1/23 | $3,250,000 | 5.00% | 2.15% | ||
| 9/1/24 | $3,380,000 | 3.00% | 2.37% | ||
| 9/1/25 | $3,520,000 | 3.00% | 2.48% | ||
| 9/1/26 | $3,665,000 | 3.25% | 2.74% | ||
| 9/1/27 | $3,815,000 | 4.00% | 2.79% | ||
| 9/1/28 | $3,990,000 | 5.00% | 2.58% | ||
| 9/1/29 | $4,195,000 | 5.00% | 2.67% | ||
| 9/1/30 | $4,410,000 | 5.00% | 2.75% |
Other managers: U.S. Bancorp Investments, Inc., Raymond James & Associates, Inc., Fidelity Capital Markets, Jefferies LLC, City Securities Corp., FTN Financial Capital Markets.
L.O.: Thompson Hine LLP, Columbus, OH.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Citigroup, TIC 2.8607%
PNC Capital Markets, TIC 2.8654%
BA Merrill Lynch, TIC 2.8739%
Wells Fargo Secs, TIC 2.8752%
JPMorgan, TIC 2.9211%
Robert W. Baird, TIC 2.9488%
Barclays Capital, TIC 2.9793%
Ohio
Sep 15, 2015 . . . . . . $50,390,000
Infrastructure Improvement Refunding General Obligation Bonds, Series 2015C (book entry).
Dated Sep 29, 2015.
Due Sep 1, 2019 to 2027.
Non-callable.
Winning bid: PNC Capital Markets, at 118.2832, TIC 2.1499%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/19 | $10,825,000 | 5.00% | 1.29% | ||
| 9/1/20 | $11,380,000 | 5.00% | 1.55% | ||
| 9/1/21 | $11,960,000 | 5.00% | 1.82% | ||
| 9/1/26 | $7,885,000 | 5.00% | 2.53% | ||
| 9/1/27 | $8,340,000 | 5.00% | 2.71% |
L.O.: Thompson Hine LLP, Columbus, OH.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Wells Fargo Secs, TIC 2.15%
BA Merrill Lynch, TIC 2.1708%
JPMorgan, TIC 2.1739%
Citigroup, TIC 2.1785%
Morgan Stanley, TIC 2.1803%
Robert W. Baird, TIC 2.1925%
Barclays Capital, TIC 2.1961%
Ohio
Sep 15, 2015 . . . . . . $150,000,000
Infrastructure Improvement General Obligation Bonds, Series 2015B (book entry).
Dated Sep 29, 2015.
Due Sep 1, 2016 to 2035.
Callable Mar 1, 2023 at par.
Winning bid: Morgan Stanley, at 109.2814, TIC 3.3029%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $5,215,000 | 2.00% | 0.28% | ||
| 9/1/17 | $5,320,000 | 3.00% | 0.70% | ||
| 9/1/18 | $5,430,000 | 4.00% | 1.02% | ||
| 9/1/19 | $5,565,000 | 4.00% | 1.30% | ||
| 9/1/20 | $5,765,000 | 4.00% | 1.55% | ||
| 9/1/21 | $6,000,000 | 4.00% | 1.82% | ||
| 9/1/22 | $6,245,000 | 5.00% | 2.00% | ||
| 9/1/23 | $6,500,000 | 5.00% | 2.15% | ||
| 9/1/24 | $6,765,000 | 3.00% | 2.37% | ||
| 9/1/25 | $7,040,000 | 3.00% | 2.48% | ||
| 9/1/26 | $7,330,000 | 3.00% | 2.60% | ||
| 9/1/27 | $7,625,000 | 3.00% | 2.69% | ||
| 9/1/28 | $7,940,000 | 3.00% | 2.85% | ||
| 9/1/29 | $8,265,000 | 3.00% | 3.089% | ||
| 9/1/30 | $8,645,000 | 5.00% | 2.75% | ||
| 9/1/31 | $9,090,000 | 5.00% | 2.82% | ||
| 9/1/32 | $9,555,000 | 5.00% | 2.88% | ||
| 9/1/33 | $10,045,000 | 5.00% | 2.93% | ||
| 9/1/34 | $10,560,000 | 5.00% | 2.97% | ||
| 9/1/35 | $11,100,000 | 5.00% | 3.01% |
Other managers: U.S. Bancorp Investments, Inc., Raymond James & Associates, Inc., Fidelity Capital Markets, Jefferies LLC, FTN Financial Capital Markets, City Securities Corp..
L.O.: Thompson Hine LLP, Columbus, OH.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
Citigroup, TIC 3.3388%
Wells Fargo Secs, TIC 3.3467%
JPMorgan, TIC 3.3489%
BA Merrill Lynch, TIC 3.3755%
Barclays Capital, TIC 3.4054%
Goldman Sachs, TIC 3.4635%
TEXAS
Frisco (City)
Sep 15, 2015 . . . . . . $9,015,000
Combination Tax and Limited Surplus Revenue Certificates of Obligation, Series 2015A (book entry).
Dated Sep 1, 2015.
Due Feb 15, 2018 to 2037.
Callable Feb 15, 2025 at par.
Winning bid: Fidelity Capital, at 100.6703, TIC 3.2592%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/18 | $325,000 | 4.00% | 0.86% | ||
| 2/15/19 | $335,000 | 4.00% | 1.20% | ||
| 2/15/20 | $350,000 | 4.00% | 1.47% | ||
| 2/15/21 | $365,000 | 4.00% | 1.75% | ||
| 2/15/22 | $375,000 | 2.00% | 2.00% | ||
| 2/15/23 | $385,000 | 2.125% | 2.24% | ||
| 2/15/24 | $395,000 | 2.125% | 2.35% | ||
| 2/15/25 | $405,000 | 4.00% | 2.50% | ||
| 2/15/26 | $420,000 | 4.00% | 2.67% | ||
| 2/15/27 | $435,000 | 3.00% | 2.85% | ||
| 2/15/28 | $450,000 | 3.00% | 3.00% | ||
| 2/15/29 | $465,000 | 3.00% | 3.10% | ||
| 2/15/30 | $480,000 | 3.125% | 3.20% | ||
| 2/15/31 | $495,000 | 3.125% | 3.28% | ||
| 2/15/32 | $510,000 | 3.25% | 3.40% | ||
| 2/15/33 | $525,000 | 3.375% | 3.48% | ||
| 2/15/34 | $545,000 | 3.50% | 3.55% | ||
| 2/15/35 | $565,000 | 3.50% | 3.60% | ||
| 2/15/36 | $585,000 | 3.625% | 3.65% | ||
| 2/15/37 | $605,000 | 3.625% | 3.70% |
Other managers: Jefferies LLC, Morgan Stanley & Co., Inc., Raymond James & Associates, Inc..
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Fort Worth, TX.
Other bidders were:
BOSC, TIC 3.2689%
Robert W. Baird, TIC 3.2733%
Citigroup, TIC 3.31%
Wells Fargo Secs, TIC 3.3219%
Stifel Nicolaus, TIC 3.3462%
Hutchinson Shockey, TIC 3.3634%
William Blair, TIC 3.3897%
RBC Capital Mkts, TIC 3.4454%
Galveston County Municipal Utility Distrit No. 45
Sep 15, 2015 . . . . . . $9,000,000
Unlimited Tax Bonds, Series 2015 (bank qualified) (book entry).
Dated Oct 1, 2015.
Due Sep 1, 2017 to 2045.
Callable Sep 1, 2023 at par.
Winning bid: RBC Capital Mkts, at 97.0000, NIC 4.1085%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $150,000 | 3.00% | 1.00% | ||
| 9/1/18 | $155,000 | 3.00% | 1.40% | ||
| 9/1/19 | $165,000 | 3.00% | 1.70% | ||
| 9/1/20 | $175,000 | 3.00% | 2.00% | ||
| 9/1/21 | $180,000 | 3.00% | 2.25% | ||
| 9/1/22 | $190,000 | 3.00% | 2.50% | ||
| 9/1/23 | $200,000 | 3.00% | 2.75% | ||
| 9/1/24 | $210,000 | 3.00% | 3.00% | ||
| 9/1/25 | $220,000 | 3.00% | 3.20% | ||
| 9/1/26 | $230,000 | 3.25% | 3.40% | ||
| 9/1/27 | $240,000 | 3.50% | 3.60% | ||
| 9/1/28 | $250,000 | 3.625% | 3.75% | ||
| 9/1/29 | $265,000 | 3.75% | 3.90% | ||
| 9/1/33 | $1,180,000 | 4.00% | 4.00% | ||
| 9/1/37 | $1,420,000 | 4.00% | 4.10% | ||
| 9/1/41 | $1,710,000 | 4.00% | 4.15% | ||
| 9/1/45 | $2,060,000 | 4.125% | 4.20% |
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: Robert W. Baird & Co., Inc., Houston, TX.
Other bidders were:
FMSbonds, NIC 4.1391%
FirstSouthwest, NIC 4.3644%
Huntsville (City)
Sep 15, 2015 . . . . . . $2,900,000
Combination Tax and Revenue Certificates of Obligation, Series 2015 (bank qualified) (book entry).
Dated Sep 15, 2015.
Due Aug 15, 2016 to 2035.
Callable Aug 15, 2025 at par.
Winning bid: SAMCO Cap Mkts, at n/a, TIC 2.944%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/16 | $120,000 | 3.00% | 0.40% | ||
| 8/15/17 | $105,000 | 3.00% | 0.75% | ||
| 8/15/18 | $110,000 | 3.00% | 1.10% | ||
| 8/15/19 | $115,000 | 3.00% | 1.30% | ||
| 8/15/20 | $115,000 | 3.00% | 1.50% | ||
| 8/15/21 | $120,000 | 3.00% | 1.70% | ||
| 8/15/23 | $255,000 | 3.50% | 1.90% | ||
| 8/15/25 | $265,000 | 3.50% | 2.10% | ||
| 8/15/27 | $285,000 | 4.00% | 2.25% | ||
| 8/15/29 | $315,000 | 4.00% | 2.40% | ||
| 8/15/31 | $335,000 | 4.00% | 2.60% | ||
| 8/15/33 | $365,000 | 4.00% | 2.85% | ||
| 8/15/35 | $395,000 | 4.00% | 3.00% |
Other managers: Crews & Associates, Inc., Coastal Securities Corp., BLNS Securities Limited, M. E. Allison & Co., Inc..
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Dallas, TX.
Other bidders were:
Raymond James, TIC 3.011%
Robert W. Baird, TIC 3.028%
FTN Fin Cap Mkts, TIC 3.099%
BOSC, TIC 3.13%
Bernardi Securities, TIC 3.432%
Inverness Forest Improvement District
Sep 15, 2015 . . . . . . $1,520,000
Combination Unlimited Tax and Revenue Bonds, Series 2015A (bank qualified) (book entry).
Dated Oct 1, 2015.
Due Mar 1, 2032 to 2042.
Callable Mar 1, 2021 at par.
Winning bid: Raymond James, at 97.0759, NIC 3.9615%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/34 | $370,000 | 3.50% | 3.55% | AGM | |
| 3/1/36 | $250,000 | 3.50% | 3.65% | AGM | |
| 3/1/38 | $300,000 | 4.00% | 3.90% | AGM | |
| 3/1/40 | $300,000 | 4.00% | 4.00% | AGM | |
| 3/1/42 | $300,000 | 4.00% | 4.03% | AGM |
L.O.: Radcliffe Bobbitt Adams Polley PLLC, Houston, TX; and State Attorney General.
F.A.: GMS Group, L.L.C., Houston, TX.
Other bidders were:
FMSbonds, NIC 4.0475%
Robert W. Baird, NIC 4.0539%
RBC Capital Mkts, NIC 4.0755%
Stifel Nicolaus, NIC 4.1435%
Hutchinson Shockey, NIC 4.1832%
FirstSouthwest, NIC 4.2596%
Montgomery County Municipal Utility District No. 115
Sep 15, 2015 . . . . . . $7,000,000
Unlimited Tax Bonds, Series 2015A (book entry).
Dated Oct 1, 2015.
Due Sep 1, 2017 to 2039.
Callable Sep 1, 2023 at par.
Winning bid: SAMCO Cap Mkts, at 97.3127, NIC 3.6566%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/17 | $250,000 | 3.00% | 1.00% | BAM | |
| 9/1/18 | $250,000 | 3.00% | 1.10% | BAM | |
| 9/1/19 | $250,000 | 3.00% | 1.50% | BAM | |
| 9/1/20 | $250,000 | 3.00% | 1.90% | BAM | |
| 9/1/21 | $250,000 | 2.00% | 2.15% | BAM | |
| 9/1/22 | $250,000 | 2.00% | 2.35% | BAM | |
| 9/1/23 | $250,000 | 2.25% | 2.55% | BAM | |
| 9/1/24 | $250,000 | 2.50% | 2.80% | BAM | |
| 9/1/25 | $250,000 | 3.00% | 3.00% | BAM | |
| 9/1/26 | $250,000 | 3.00% | 3.05% | BAM | |
| 9/1/27 | $250,000 | 3.00% | 3.20% | BAM | |
| 9/1/28 | $250,000 | 3.125% | 3.30% | BAM | |
| 9/1/29 | $260,000 | 3.25% | 3.40% | BAM | |
| 9/1/30 | $270,000 | 3.25% | 3.55% | BAM | |
| 9/1/31 | $280,000 | 3.50% | 3.65% | BAM | |
| 9/1/32 | $290,000 | 3.50% | 3.70% | BAM | |
| 9/1/33 | $300,000 | 3.75% | 3.85% | BAM | |
| 9/1/34 | $300,000 | 3.75% | 3.90% | BAM | |
| 9/1/37 | $1,300,000 | 3.75% | 3.95% | BAM | |
| 9/1/39 | $1,000,000 | 3.75% | 4.00% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Coastal Securities Corp., WNJ Capital, M. E. Allison & Co., Inc., Ross, Sinclaire & Associates LLC, Citigroup Global Markets, Inc., Intercoastal Capital Markets, Inc..
L.O.: Smith, Murdaugh, Little & Bonham, Houston, TX; and State Attorney General.
F.A.: FirstSouthwest, Houston, TX.
Other bidders were:
Robert W. Baird, NIC 3.6948%
Hutchinson Shockey, NIC 3.7324%
Raymond James, NIC 3.7654%
RBC Capital Mkts, NIC 3.7735%
FMSbonds, NIC 3.819%
Porter Municipal Utility District
Sep 15, 2015 . . . . . . $1,500,000
Hendricks Defined Area - Unlimited Tax Bonds, Series 2015 (bank qualified) (book entry).
Dated Oct 1, 2015.
Due Mar 1, 2016 to 2039.
Callable Sep 1, 2022 at par.
Winning bid: GMS Group, at 97.0000, NIC 4.115%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/16 | $45,000 | 3.00% | 1.25% | ||
| 3/1/17 | $40,000 | 3.00% | 1.50% | ||
| 3/1/18 | $40,000 | 3.00% | 1.75% | ||
| 3/1/19 | $40,000 | 3.00% | 2.00% | ||
| 3/1/20 | $45,000 | 3.00% | 2.25% | ||
| 3/1/21 | $45,000 | 3.00% | 2.50% | ||
| 3/1/22 | $45,000 | 3.00% | 2.75% | ||
| 3/1/23 | $50,000 | 3.00% | 3.00% | ||
| 3/1/24 | $50,000 | 3.10% | 3.20% | ||
| 3/1/25 | $50,000 | 3.30% | 3.40% | ||
| 3/1/26 | $55,000 | 3.50% | 3.60% | ||
| 3/1/27 | $55,000 | 3.70% | 3.80% | ||
| 3/1/28 | $60,000 | 3.80% | 3.90% | ||
| 3/1/31 | $200,000 | 4.00% | 4.00% | ||
| 3/1/33 | $145,000 | 4.00% | 4.10% | ||
| 3/1/36 | $250,000 | 4.00% | 4.20% | ||
| 3/1/39 | $285,000 | 4.10% | 4.25% |
L.O.: Young & Brooks, Houston, TX; and State Attorney General.
F.A.: Blitch Associates, Inc., Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.1157%
Porter Municipal Utility District
Sep 15, 2015 . . . . . . $2,420,000
Auburn Trails Defined Area No. 1 - Unlimited Tax Bonds, Series 2015 (bank qualified) (book entry).
Dated Oct 1, 2015.
Due Mar 1, 2017 to 2040.
Callable Sep 1, 2022 at par.
Winning bid: Morgan Stanley, at 97.5945, NIC 4.1029%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 3/1/17 | $60,000 | 3.00% | 1.35% | ||
| 3/1/18 | $60,000 | 3.00% | 1.65% | ||
| 3/1/19 | $65,000 | 2.00% | 1.95% | ||
| 3/1/20 | $65,000 | 2.00% | 2.20% | ||
| 3/1/21 | $65,000 | 3.00% | 2.45% | ||
| 3/1/22 | $70,000 | 3.00% | 2.70% | ||
| 3/1/23 | $70,000 | 3.00% | 2.95% | ||
| 3/1/24 | $75,000 | 3.00% | 3.10% | ||
| 3/1/25 | $75,000 | 3.25% | 3.25% | ||
| 3/1/26 | $75,000 | 3.25% | 3.40% | ||
| 3/1/27 | $80,000 | 3.50% | 3.55% | ||
| 3/1/29 | $170,000 | 3.75% | 3.75% | ||
| 3/1/32 | $285,000 | 3.75% | 3.90% | ||
| 3/1/34 | $205,000 | 4.00% | 4.00% | ||
| 3/1/35 | $110,000 | 4.00% | 4.10% | ||
| 3/1/37 | $230,000 | 4.125% | 4.20% | ||
| 3/1/38 | $125,000 | 4.25% | 4.25% | ||
| 3/1/40 | $535,000 | 4.25% | 4.35% |
Other managers: Intercoastal Capital Markets, Inc..
L.O.: Young & Brooks, Houston, TX; and State Attorney General.
F.A.: Blitch Associates, Inc., Houston, TX.
Other bidders were:
GMS Group, NIC 4.1337%
FirstSouthwest, NIC 4.1881%
Victoria (City)
Sep 15, 2015 . . . . . . $2,445,000
Certificates of Obligation, Series 2015 (book entry).
Dated Sep 15, 2015.
Due Aug 15, 2016 to 2035.
Callable Aug 15, 2024 at par.
Winning bid: Morgan Stanley, at 104.4893, TIC 3.1886%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 8/15/16 | $90,000 | 5.00% | 0.40% | ||
| 8/15/17 | $85,000 | 5.00% | 0.80% | ||
| 8/15/18 | $85,000 | 5.00% | 1.10% | ||
| 8/15/19 | $90,000 | 5.00% | 1.40% | ||
| 8/15/20 | $95,000 | 5.00% | 1.65% | ||
| 8/15/21 | $100,000 | 5.00% | 1.94% | ||
| 8/15/22 | $105,000 | 5.00% | 2.15% | ||
| 8/15/23 | $110,000 | 5.00% | 2.32% | ||
| 8/15/24 | $115,000 | 5.00% | 2.45% | ||
| 8/15/25 | $120,000 | 3.00% | 2.68% | ||
| 8/15/26 | $125,000 | 3.00% | 2.80% | ||
| 8/15/27 | $130,000 | 3.00% | 2.91% | ||
| 8/15/28 | $135,000 | 3.00% | 3.03% | ||
| 8/15/29 | $140,000 | 3.00% | 3.14% | ||
| 8/15/30 | $140,000 | 3.125% | 3.24% | ||
| 8/15/31 | $145,000 | 3.25% | 3.331% | ||
| 8/15/32 | $150,000 | 3.375% | 3.434% | ||
| 8/15/33 | $155,000 | 3.50% | 3.50% | ||
| 8/15/35 | $330,000 | 4.00% | 3.50% |
Other managers: Raymond James & Associates, Inc., Jefferies LLC, Fidelity Capital Markets, City Securities Corp., Intercoastal Capital Markets, Inc..
L.O.: McCall Parkhurst & Horton, San Antonio, TX; and State Attorney General.
F.A.: RBC Capital Markets, San Antonio, TX.
Other bidders were:
Hutchinson Shockey, TIC 3.2126%
Robert W. Baird, TIC 3.2414%
William Blair, TIC 3.2671%
Bernardi Securities, TIC 3.2852%
BOSC, TIC 3.3433%
SAMCO Cap Mkts, TIC 3.3741%
Southwest Securities, TIC 3.4346%
VIRGINIA
Albemarle County Economic Development Authority
Sep 15, 2015 . . . . . . $38,880,000
Public Facility Revenue Bonds (Albemarle County Projects) Series 2015B (book entry).
Dated Sep 30, 2015.
Due Jun 1, 2017 to 2036.
Callable Jun 1, 2025 at par.
Winning bid: Citigroup, at 110.7158, TIC 2.7866%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 6/1/17 | $2,260,000 | 5.00% | 0.70% | ||
| 6/1/18 | $2,385,000 | 5.00% | 1.00% | ||
| 6/1/19 | $2,495,000 | 5.00% | 1.30% | ||
| 6/1/20 | $2,625,000 | 5.00% | 1.54% | ||
| 6/1/21 | $2,755,000 | 5.00% | 1.84% | ||
| 6/1/22 | $2,890,000 | 5.00% | 2.13% | ||
| 6/1/23 | $3,035,000 | 5.00% | 2.24% | ||
| 6/1/24 | $2,835,000 | 5.00% | 2.37% | ||
| 6/1/25 | $2,975,000 | 5.00% | 2.48% | ||
| 6/1/26 | $3,125,000 | 5.00% | 2.60% | ||
| 6/1/27 | $1,000,000 | 3.00% | 2.92% | ||
| 6/1/28 | $1,030,000 | 3.00% | 3.02% | ||
| 6/1/29 | $1,060,000 | 3.00% | 3.15% | ||
| 6/1/30 | $1,090,000 | 3.125% | 3.25% | ||
| 6/1/31 | $1,125,000 | 3.25% | 3.32% | ||
| 6/1/32 | $1,160,000 | 3.25% | 3.38% | ||
| 6/1/33 | $1,200,000 | 3.25% | 3.45% | ||
| 6/1/34 | $1,235,000 | 3.25% | 3.50% | ||
| 6/1/35 | $1,280,000 | 3.375% | 3.54% | ||
| 6/1/36 | $1,320,000 | 3.50% | 3.58% |
Other managers: Drexel Hamilton, LLC., Siebert, Brandford, Shank & Co., LLC, Southwest Securities, Inc., Stifel, Nicolaus & Co., Inc., The Williams Capital Group, L.P., Mischler Financial Group, Inc., Rice Financial Products Company.
L.O.: Hunton & Williams LLP, Richmond, VA.
F.A.: Davenport & Company LLC, Richmond, VA.
Other bidders were:
Piper Jaffray, TIC 2.7984%
Robert W. Baird, TIC 2.8446%
Morgan Stanley, TIC 2.8512%
UBS Financial Svcs, TIC 2.8584%
BA Merrill Lynch, TIC 2.8728%
Wells Fargo Secs, TIC 2.893%
WISCONSIN
Eau Claire County
Sep 15, 2015 . . . . . . $9,500,000
General Obligation Promissory Notes, Series 2015A (bank qualified) (book entry).
Dated Oct 7, 2015.
Due Sep 1, 2016 to 2025.
Callable Sep 1, 2022 at par.
Winning bid: Robert W. Baird, at 101.0893, TIC 1.8351%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/16 | $905,000 | 2.00% | 0.45% | ||
| 9/1/17 | $900,000 | 2.00% | 0.70% | ||
| 9/1/18 | $905,000 | 2.00% | 1.00% | ||
| 9/1/19 | $920,000 | 2.00% | 1.20% | ||
| 9/1/20 | $935,000 | 2.00% | 1.40% | ||
| 9/1/21 | $950,000 | 2.00% | 1.55% | ||
| 9/1/22 | $965,000 | 2.00% | 1.70% | ||
| 9/1/23 | $985,000 | 2.00% | 1.80% | ||
| 9/1/24 | $1,005,000 | 2.00% | 1.90% | ||
| 9/1/25 | $1,030,000 | 2.25% | 2.00% |
Other managers: CL King & Associates, Cronin & Co., Inc., Vining-Sparks IBG, Limited Partnership, Loop Capital Markets, LLC, Coastal Securities Corp., SAMCO Capital Markets, WNJ Capital, Crews & Associates, Inc., Davenport & Company LLC, Northland Securities, Inc., Ross, Sinclaire & Associates LLC, Dougherty & Company LLC, Country Club Bank, SumRidge Partners, LLC, R. Seelaus & Co., Inc., Sierra Pacific Securities, Alamo Capital, IFS Securities, Bernardi Securities, Inc., UMB Bank, N.A., Central States Capital Markets, LLC.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Wells Fargo Secs, TIC 1.8471%
Piper Jaffray, TIC 1.8567%
FTN Fin Cap Mkts, TIC 1.8569%
BOSC, TIC 1.8735%
Raymond James, TIC 1.8964%
D.A. Davidson, TIC 1.9447%
Hutchinson Shockey, TIC 1.9654%
Northeast Wisconsin Technical College District
Sep 15, 2015 . . . . . . $10,000,000
General Obligation Promissory Notes, Series 2015C (book entry).
Dated Oct 1, 2015.
Due Apr 1, 2017 to 2025.
Non-callable.
Winning bid: Robert W. Baird, at n/a, TIC 1.7924%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 4/1/17 | $1,455,000 | 2.00% | 0.70% | ||
| 4/1/18 | $1,945,000 | 2.00% | 1.00% | ||
| 4/1/19 | $1,980,000 | 2.00% | 1.25% | ||
| 4/1/20 | $2,020,000 | 2.00% | 1.50% | ||
| 4/1/21 | $490,000 | 3.00% | 1.80% | ||
| 4/1/22 | $505,000 | 3.00% | 2.00% | ||
| 4/1/23 | $520,000 | 3.00% | 2.20% | ||
| 4/1/24 | $535,000 | 4.00% | 2.30% | ||
| 4/1/25 | $550,000 | 4.00% | 2.40% |
Other managers: CL King & Associates, Fidelity Capital Markets, Edward D. Jones & Co., Loop Capital Markets, LLC, Cronin & Co., Inc., SAMCO Capital Markets, WNJ Capital, Coastal Securities Corp., Crews & Associates, Inc., Davenport & Company LLC, Northland Securities, Inc., Duncan-Williams, Inc., Sierra Pacific Securities, Isaak Bond Investments, Inc., Wedbush Securities Inc., Vining-Sparks IBG, Limited Partnership, Ross, Sinclaire & Associates LLC, Bernardi Securities, Inc., Dougherty & Company LLC, R. Seelaus & Co., Inc., Oppenheimer & Co., Inc., Wayne Hummer & Co., SumRidge Partners, LLC, Alamo Capital, IFS Securities.
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: PMA Securities, Inc, Naperville, IL; and PMA Securities, Inc., Milwaukee, WI.
Other bidders were:
Piper Jaffray, TIC 1.7977%
Hutchinson Shockey, TIC 1.8048%
Jefferies, TIC 1.8882%
TAXABLE ISSUES
KANSAS
Eudora (City)
Sep 14, 2015 . . . . . . $950,000
Taxable General Obligation Temporary Notes, Series 2015-A (book entry).
Dated Sep 29, 2015.
Due Sep 1, 2019.
Callable Sep 1, 2016 at par.
Winning bid: UMB Bank, at 100.4200, TIC 2.138%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 9/1/19 | $950,000 | 2.25% | 1.10% |
L.O.: Gilmore & Bell, Kansas City, MO.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Commerce Bank, TIC 2.2497%
TEXAS
Frisco (City)
Sep 15, 2015 . . . . . . $20,740,000
Combination Tax and Limited Surplus Revenue Certificates of Obligation, Taxable Series 2015B (book entry).
Dated Sep 1, 2015.
Due Feb 15, 2018 to 2037.
Callable Feb 15, 2025 at par.
Winning bid: Citigroup, at 99.5000, TIC 3.9318%.
| Due | Amount | Cpn | Yield | Conc | Ins |
|---|---|---|---|---|---|
| 2/15/18 | $765,000 | 1.36% | 1.36% | ||
| 2/15/19 | $780,000 | 1.70% | 1.70% | ||
| 2/15/20 | $795,000 | 2.00% | 2.00% | ||
| 2/15/21 | $815,000 | 2.33% | 2.33% | ||
| 2/15/22 | $830,000 | 2.58% | 2.58% | ||
| 2/15/23 | $855,000 | 2.92% | 2.92% | ||
| 2/15/24 | $885,000 | 3.12% | 3.12% | ||
| 2/15/25 | $915,000 | 3.27% | 3.27% | ||
| 2/15/26 | $945,000 | 3.47% | 3.47% | ||
| 2/15/27 | $970,000 | 3.62% | 3.62% | ||
| 2/15/28 | $1,005,000 | 3.82% | 3.82% | ||
| 2/15/29 | $1,050,000 | 3.97% | 3.97% | ||
| 2/15/30 | $1,090,000 | 4.05% | 4.05% | ||
| 2/15/31 | $1,130,000 | 4.10% | 4.10% | ||
| 2/15/32 | $1,185,000 | 4.15% | 4.15% | ||
| 2/15/37 | $6,725,000 | 4.30% | 4.30% |
Other managers: J.P. Morgan Securities LLC, FirstSouthwest, SAMCO Capital Markets, Coastal Securities Corp., UBS Financial Services, Inc., Southwest Securities, Inc., Ramirez & Co., Inc., Drexel Hamilton, LLC., Siebert, Brandford, Shank & Co., R. Seelaus & Co., Inc., Estrada Hinojosa & Company, Inc., KeyBanc Capital Markets, Intercoastal Capital Markets, Inc., BLNS Securities Limited, Protective Securities A Division of ProEquities.
L.O.: McCall Parkhurst & Horton, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Fort Worth, TX.
Other bidders were:
Wells Fargo Secs, TIC 3.9381%
Raymond James, TIC 4.0739%
RBC Capital Mkts, TIC 4.0869%
Hutchinson Shockey, TIC 4.4335%
