ARKANSAS
Greenbrier School District No. 47 of Faulkner County
Dec 12, 2013 . . . . . . $8,530,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Jan 1, 2014.
Due Feb 1, 2018 to 2033.
Callable Feb 1, 2019 at par.
Winning bid: Sterne Agee, at n/a, TIC 3.8032%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/18 | $5,000 | 2.00% | 1.40% | ||
2/1/19 | $115,000 | 2.00% | 1.75% | ||
2/1/20 | $120,000 | 2.25% | 2.10% | ||
2/1/21 | $120,000 | 2.50% | 2.40% | ||
2/1/22 | $120,000 | 2.75% | 2.65% | ||
2/1/23 | $315,000 | 3.00% | 2.80% | ||
2/1/24 | $670,000 | 3.00% | 3.00% | ||
2/1/25 | $690,000 | 3.00% | 3.10% | ||
2/1/26 | $710,000 | 3.25% | 3.30% | ||
2/1/27 | $730,000 | 3.40% | 3.40% | ||
2/1/28 | $755,000 | 3.50% | 3.50% | ||
2/1/29 | $780,000 | 3.75% | 3.75% | ||
2/1/30 | $805,000 | 3.875% | 3.875% | ||
2/1/31 | $835,000 | 4.00% | 4.00% | ||
2/1/32 | $865,000 | 4.125% | 4.125% | ||
2/1/33 | $895,000 | 4.25% | 4.25% |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Raymond James, TIC 3.8103%
Ross Sinclaire, TIC 3.8117%
Crews & Associates, TIC 3.8714%
CONNECTICUT
Connecticut Regional School District No. 18
Dec 12, 2013 . . . . . . $7,825,000
General Obligation Bond Anticipation Notes (bank qualified) (book entry).
Dated Jan 8, 2014.
Due Jan 7, 2015.
Purchased $7,825,000.00 by TD Securities, at 1.25%, plus $82,788.49, effective rate 0.1891%.
L.O.: Robinson & Cole, Hartford, CT.
F.A.: FirstSouthwest, Glastonbury, CT.
Other bidders were:
Jefferies, Effective Rate 0.2068%
Eastern Bk Cap Mkts, Effective Rate 0.269%
GEORGIA
Downtown Savannah Authority
Dec 12, 2013 . . . . . . $7,435,000
Refunding Revenue Bonds (City of Savannah Capital Improvement Projects) Series 2013 (book entry).
Dated Dec 30, 2013.
Due Aug 1, 2014 to 2019.
Non-callable.
Winning bid: Robert W. Baird, at 102.7810, TIC 0.9241%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/14 | $1,680,000 | 2.00% | 0.19% | ||
8/1/15 | $1,625,000 | 2.00% | 0.25% | ||
8/1/16 | $1,155,000 | 2.00% | 0.45% | ||
8/1/17 | $1,185,000 | 2.00% | 0.75% | ||
8/1/18 | $1,215,000 | 2.00% | 1.10% | ||
8/1/19 | $575,000 | 2.00% | 1.45% |
Other managers: Davenport & Company LLC, CL King & Associates, Coastal Securities Corp., Edward Jones, Kildare Capital, Inc., Crews & Associates, Inc., SAMCO Capital Markets, Loop Capital Markets, LLC, Incapital LLC, Ross, Sinclaire & Associates LLC, Wedbush Securities Inc., Cronin & Co., Inc., Vining-Sparks IBG, Limited Partnership, Northland Securities, Inc., Alamo Capital, J.J.B. Hilliard, W.L. Lyons, Inc., Oppenheimer & Co., Inc., SunTrust Robinson Humphrey, PNC Capital Markets.
L.O.: Gray Pannell & Woodward LLP, Savannah, GA.
F.A.: Public Financial Management, Inc., Atlanta, GA; and M. Johnson Consultants, LLC, Atlanta, GA.
Other bidders were:
Fidelity Capital, TIC 0.9678%
Hutchinson Shockey, TIC 0.9705%
Morgan Stanley, TIC 0.9999%
Citigroup, TIC 1.0119%
JPMorgan, TIC 1.037%
Stifel Nicolaus, TIC 1.0698%
Southwest Securities, TIC 1.0773%
BMO Cap Mkts GKST, TIC 1.0901%
INDIANA
Flat Rock-Hawcreek School Corporation
Dec 12, 2013 . . . . . . $850,000
Tax Anticipation Warrant (bank qualified).
Dated Jan 2, 2014.
Due Dec 31, 2014.
Purchased $850,000.00 by Centier Bank, at 0.81%, effective rate 0.81%.
L.O.: TWPeterson Law Office LLP, Indianapolis, IN.
F.A.: Municipal Official(s).
Other bidders were:
Tech Credit Union, Effective Rate 0.82%
Greater Clark County School Corporation
Dec 11, 2013 . . . . . . $8,000,000
Tax Anticipation Warrant.
Dated Jan 2, 2014.
Due Dec 31, 2014.
Purchased $8,000,000.00 by PNC Bank, at 0.68%, effective rate 0.68%.
L.O.: TWPeterson Law Office LLP, Indianapolis, IN.
F.A.: Municipal Official(s).
Other bidders were:
Centier Bank, Effective Rate 0.8%
Tech Credit Union, Effective Rate 0.91%
City Securities, Effective Rate 0.99%
JPMorgan Chase, Effective Rate 1.04%
Your Comm Bk, Effective Rate 1.49%
Highland School Town
Dec 11, 2013 . . . . . . $2,223,000
Tax Anticipation Warrant (bank qualified).
Dated Jan 2, 2014.
Due Dec 31, 2014.
Purchased $2,223,000.00 by Centier Bank, at 0.82%, effective rate 0.82%.
L.O.: TWPeterson Law Office LLP, Indianapolis, IN.
F.A.: Municipal Official(s).
Other bidders were:
Tech Credit Union, Effective Rate 0.83%
City Securities, Effective Rate 0.9891%
Lake Station Community School Corporation
Dec 12, 2013 . . . . . . $1,111,000
Tax Anticipation Warrant (bank qualified).
Dated Jan 2, 2014.
Due Dec 31, 2014.
Purchased $555,000.00 by Tech Credit Union, at 0.79%, effective rate 0.79%.
L.O.: TWPeterson Law Office LLP, Indianapolis, IN.
F.A.: Municipal Official(s).
Other bidders were:
Centier Bank, Effective Rate 0.79%
PNC Bank, Effective Rate 1.575%
KANSAS
Lane County Unified School District No. 482 (Dighton)
Dec 12, 2013 . . . . . . $9,745,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 23, 2013.
Due Sep 1, 2021 to 2034.
Callable Sep 1, 2021 at par.
Winning bid: BOSC, at 100.0173, TIC 3.9724%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/21 | $505,000 | 4.00% | 2.25% | MAC | |
9/1/22 | $570,000 | 3.25% | 2.55% | MAC | |
9/1/23 | $590,000 | 3.25% | 2.75% | MAC | |
9/1/24 | $605,000 | 3.50% | 2.95% | MAC | |
9/1/25 | $625,000 | 3.50% | 3.15% | MAC | |
9/1/26 | $645,000 | 3.75% | 3.30% | MAC | |
9/1/27 | $670,000 | 4.00% | 3.45% | MAC | |
9/1/28 | $695,000 | 4.00% | 3.60% | MAC | |
9/1/29 | $725,000 | 4.00% | 3.75% | MAC | |
9/1/30 | $755,000 | 4.00% | 3.90% | MAC | |
9/1/31 | $785,000 | 4.125% | 4.00% | MAC | |
9/1/32 | $820,000 | 4.25% | 4.10% | MAC | |
9/1/33 | $860,000 | 4.25% | 4.20% | MAC | |
9/1/34 | $895,000 | 4.375% | 4.25% | MAC |
Other managers: SunTrust Robinson Humphrey, Sterne, Agee & Leach, Inc.
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Piper Jaffray & Company, Leawood, KS.
KENTUCKY
The Kentucky Association of Counties Finance Corporation
Dec 12, 2013 . . . . . . $3,305,000
Financing Program Revenue Bonds 2013 First Series D (book entry).
Dated Dec 23, 2013.
Due Feb 1, 2015 to 2044.
Callable Feb 1, 2023 at par.
Winning bid: Hutchinson Shockey, at 98.8964, TIC 4.2587%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/15 | $205,000 | 3.00% | 0.30% | ||
2/1/16 | $195,000 | 3.00% | 0.50% | ||
2/1/17 | $220,000 | 3.00% | 0.75% | ||
2/1/18 | $230,000 | 3.00% | 1.10% | ||
2/1/20 | $150,000 | 3.00% | 2.25% | ||
2/1/23 | $240,000 | 3.00% | 3.10% | ||
2/1/25 | $170,000 | 3.50% | 3.60% | ||
2/1/27 | $175,000 | 4.00% | 4.10% | ||
2/1/29 | $200,000 | 4.10% | 4.25% | ||
2/1/31 | $215,000 | 4.20% | 4.35% | ||
2/1/34 | $355,000 | 4.40% | 4.55% | ||
2/1/39 | $425,000 | 4.50% | 4.65% | ||
2/1/44 | $525,000 | 4.50% | 4.70% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Civic Finance Advisors LLC, Lexington, KY.
Other bidders were:
J.J.B. Hilliard, TIC 4.4221%
Robert W. Baird, TIC 4.5325%
MASSACHUSETTS
Concord (Town)
Dec 12, 2013 . . . . . . $4,650,000
General Obligation Bond Anticipation Notes (New Money) (bank qualified).
Dated Dec 19, 2013.
Due Jun 16, 2014.
Purchased $4,650,000.00 by TD Securities, at 0.75%, plus $13,205.99, effective rate 0.1724%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Jefferies, Effective Rate 0.2026%
Eastern Bk Cap Mkts, Effective Rate 0.246%
Century Bk, Effective Rate 0.4%
People's United Bk, Effective Rate 0.59%
Peabody (City)
Dec 12, 2013 . . . . . . $10,000,000
General Obligation Bond Anticipation Notes (book entry).
Dated Dec 20, 2013.
Due Mar 28, 2014.
Purchased $10,000,000.00 by TD Securities, at 0.8%, plus $18,000.00, effective rate 0.1388%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.177%
Jefferies, Effective Rate 0.177%
Janney Montgomery, Effective Rate 0.1918%
Century Bk, Effective Rate 0.3571%
NEW JERSEY
Berkeley Township
Dec 12, 2013 . . . . . . $4,800,000
Special Emergency Notes, Series 2013B (bank qualified).
Dated Dec 19, 2013.
Due Dec 18, 2014.
Purchased $4,800,000.00 by Amboy Natl Bk, at 0.96%, effective rate 0.96%.
L.O.: Dilworth Paxson, Red Bank, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Jefferies, Effective Rate 1.23%
Oppenheimer, Effective Rate 1.4266%
PNC Capital Markets, Effective Rate 1.4585%
Burlington County
Dec 12, 2013 . . . . . . $18,584,718
Bond Anticipation Notes of 2013, Series B (book entry).
Dated Dec 23, 2013.
Due May 21, 2014.
Purchased $18,584,718.00 by Morgan Stanley, at 0.75%, plus $46,461.79, effective rate 0.1419%.
L.O.: Parker, McCay, P.A., Mount Laurel, NJ.
F.A.: Acacia Financial Group, Inc., Marlton, NJ.
Other bidders were:
JPMorgan, Effective Rate 0.1443%
TD Securities, Effective Rate 0.1584%
Jefferies, Effective Rate 0.1741%
PNC Capital Markets, Effective Rate 0.1827%
Englewood (City)
Dec 12, 2013 . . . . . . $2,320,000
Refunding Bond Anticipation Notes (Tax Appeal).
Dated Dec 19, 2013.
Due Dec 18, 2014.
Purchased $2,320,000.00 by TD Securities, at 1.25%, plus $15,752.80, effective rate 0.569%.
L.O.: Law Offices of John G. Hudak, Esq., LLC, Linden, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.683%
Oppenheimer, Effective Rate 0.8078%
PNC Bank, Effective Rate 0.97%
Janney Montgomery, Effective Rate 1.0204%
Englewood Cliffs Borough
Dec 12, 2013 . . . . . . $1,927,044
General Obligation Note Sale (bank qualified).
Dated Dec 20, 2013.
Due Mar 21, 2014.
Purchased $1,927,040.00 by Jefferies, at 1.0%, plus $503.00, effective rate 0.8967%.
L.O.: DeCotiis, FitzPatrick & Cole, LLP, Teaneck, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.4325%
Florence Township
Dec 12, 2013 . . . . . . $760,000
General Obligation Bond Anticipation Notes, Series 2013B (bank qualified).
Dated Dec 19, 2013.
Due Apr 23, 2014.
Purchased $760,000.00 by Jefferies, at 1.5%, plus $84.00, effective rate 1.468%.
L.O.: Capehart & Scatchard, P.A, Trenton, NJ.
F.A.: Municipal Official(s).
Other bidders were:
South Brunswick Twp, Effective Rate 1.5%
Oppenheimer, Effective Rate 2.1912%
Hillsdale Brough
Dec 12, 2013 . . . . . . $190,000
Bond Anticipation Note (bank qualified).
Dated Dec 19, 2013.
Due Dec 18, 2014.
Purchased $190,000.00 by Valley National Bank, at 0.7%, effective rate 0.7%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.3322%
Oppenheimer, Effective Rate 2.5%
Holmdel Township
Dec 12, 2013 . . . . . . $2,400,000
General Obligation Special Emergency Note (bank qualified).
Dated Dec 20, 2013.
Due Dec 19, 2014.
Purchased $2,400,000.00 by Amboy Natl Bk, at 0.86%, effective rate 0.86%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.0825%
Oppenheimer, Effective Rate 1.5829%
Holmdel Township
Dec 12, 2013 . . . . . . $2,513,000
General Obligation Bond Anticipation Notes (bank qualified).
Dated Dec 20, 2013.
Due May 16, 2014.
Purchased $2,513,000.00 by Amboy Natl Bk, at 0.86%, effective rate 0.86%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.9983%
Oppenheimer, Effective Rate 1.5926%
Monroe Township (Middlesex County)
Dec 12, 2013 . . . . . . $1,185,000
Special Emergency Notes (book entry).
Dated Dec 20, 2013.
Due Dec 18, 2014.
Purchased $1,185,000.00 by Jefferies, at 1.0%, plus $1,400.00, effective rate 0.8812%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Amboy Natl Bk, Effective Rate 0.95%
Oppenheimer, Effective Rate 1.053%
PNC Bank, Effective Rate 1.23%
Orange (City)
Dec 12, 2013 . . . . . . $1,045,000
Bond Anticipation Notes (bank qualified).
Dated Dec 19, 2013.
Due Dec 18, 2014.
Purchased $1,045,000.00 by PNC Bank, at 1.03%, effective rate 1.03%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Roosevelt & Cross, Effective Rate 1.1308%
Oppenheimer, Effective Rate 1.704%
Piscataway Township
Dec 12, 2013 . . . . . . $9,500,000
General Obligation Bonds, Consisting of: $8,100,000 General Improvement Bonds and $1,400,000 Senior Housing Utility Bonds (bank qualified) (book entry).
Dated Jan 15, 2014.
Due Jan 15, 2015 to 2024.
Non-callable.
Winning bid: UBS Financial Svcs, at n/a, TIC 2.0793%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/15/15 | $600,000 | 2.00% | 0.25% | ||
1/15/16 | $600,000 | 2.00% | 0.40% | ||
1/15/17 | $875,000 | 3.00% | 0.65% | ||
1/15/18 | $875,000 | 3.00% | 0.80% | ||
1/15/19 | $950,000 | 3.00% | 1.10% | ||
1/15/20 | $950,000 | 3.00% | 1.45% | ||
1/15/21 | $1,150,000 | 3.00% | 1.80% | ||
1/15/22 | $1,150,000 | 3.00% | 2.10% | ||
1/15/23 | $1,175,000 | 3.00% | 2.30% | ||
1/15/24 | $1,175,000 | 3.00% | 2.40% |
Other managers: Roosevelt & Cross, Inc., Ramirez & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC, Ross, Sinclaire & Associates LLC, M.R. Beal & Co., Stifel, Nicolaus & Co., Inc., Citigroup Global Markets, Inc..
In association with: Wiley Bros.-Aintree Capital LLC, Rockfleet Financial Services, Inc., R. Seelaus & Co., Inc., Oppenheimer & Co., Inc..
L.O.: McManimon Scotland & Baumann, Roseland, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Janney Montgomery, TIC 2.0995%
PNC Capital Markets, TIC 2.1043%
Raymond James, TIC 2.1227%
Robert W. Baird, TIC 2.1618%
Sterne Agee, TIC 2.5021%
Rahway (City)
Dec 12, 2013 . . . . . . $680,000
Special Emergency Notes.
Dated Dec 20, 2013.
Due Nov 20, 2014.
Purchased $680,000.00 by Amboy Natl Bk, at 0.92%, effective rate 0.92%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.1321%
Oppenheimer, Effective Rate 1.2444%
NW Capital, Effective Rate 1.4873%
Roselle Borough
Dec 12, 2013 . . . . . . $3,649,130
Special Emergency Notes (bank qualified).
Dated Dec 19, 2013.
Due Dec 18, 2014.
Purchased $3,649,130.00 by TD Securities, at 1.25%, plus $14,377.57, effective rate 0.854%.
L.O.: Gibbons P.C., Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 1.082%
Oppenheimer, Effective Rate 1.1718%
Seaside Heights Borough
Dec 12, 2013 . . . . . . $2,465,084
Bond Anticipation Notes, Series 2013C.
Dated Dec 19, 2013.
Due Aug 1, 2014.
Purchased $2,465,080.00 by Amboy Natl Bk, at 1.0%, effective rate 1.0%.
L.O.: Dilworth Paxson, Red Bank, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Jefferies, Effective Rate 1.282%
Oppenheimer, Effective Rate 1.8571%
Seaside Heights Borough
Dec 12, 2013 . . . . . . $3,099,645
Special Emergency Notes, Series 2013.
Dated Dec 19, 2013.
Due Dec 18, 2014.
Purchased $3,099,650.00 by Amboy Natl Bk, at 1.0%, effective rate 1.0%.
L.O.: Dilworth Paxson, Red Bank, NJ.
F.A.: Phoenix Advisors, LLC, Bordentown, NJ.
Other bidders were:
Jefferies, Effective Rate 1.381%
PNC Capital Markets, Effective Rate 1.5076%
Oppenheimer, Effective Rate 1.618%
NEW YORK
Empire State Development Corporation
Dec 12, 2013 . . . . . . $251,875,000
New York State Urban Development Corporation State Personal Income Tax Revenue Bonds, (General Purpose), Series 2013E, Group A (book entry).
Dated Dec 19, 2013.
Due Mar 15, 2015 to 2023.
Non-callable.
Winning bid: JPMorgan, at 115.0007, TIC 2.0352%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/15/15 | $23,450,000 | 2.00% | 0.21% | ||
3/15/16 | $23,930,000 | 5.00% | 0.42% | ||
3/15/17 | $25,115,000 | 5.00% | 0.67% | ||
3/15/18 | $26,365,000 | 5.00% | 1.02% | ||
3/15/19 | $27,700,000 | 5.00% | 1.40% | ||
3/15/20 | $29,070,000 | 5.00% | 1.90% | ||
3/15/21 | $30,530,000 | 5.00% | 2.29% | ||
3/15/22 | $32,055,000 | 5.00% | 2.60% | ||
3/15/23 | $33,660,000 | 5.00% | 2.82% |
Other managers: Academy Securities Inc., Wiley Bros.-Aintree Capital LLC, Estrada Hinojosa & Company, Inc., De La Rosa & Co..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY; and Hardwick Law Firm, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
Wells Fargo Secs, TIC 2.06%
Citigroup, TIC 2.1006%
Goldman Sachs, TIC 2.1107%
BA Merrill Lynch, TIC 2.1192%
Morgan Stanley, TIC 2.1345%
Barclays Capital, TIC 2.1403%
RBC Capital Mkts, TIC 2.1416%
Empire State Development Corporation
Dec 12, 2013 . . . . . . $560,960,000
New York State Urban Development Corporation State Personal Income Tax Revenue Bonds, (General Purpose), Series 2013E, Group B (book entry).
Dated Dec 19, 2013.
Due Mar 15, 2024 to 2043.
Callable Mar 15, 2023 at par.
Winning bid: BA Merrill Lynch, at 108.4721, TIC 4.2856%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/15/24 | $35,325,000 | 5.00% | 3.07% | ||
3/15/25 | $37,110,000 | 5.00% | 3.24% | ||
3/15/26 | $38,960,000 | 5.00% | 3.37% | ||
3/15/27 | $40,905,000 | 5.00% | 3.56% | ||
3/15/28 | $42,950,000 | 5.00% | 3.70% | ||
3/15/29 | $45,100,000 | 5.00% | 3.84% | ||
3/15/30 | $47,345,000 | 5.00% | 3.95% | ||
3/15/31 | $49,730,000 | 5.00% | 4.04% | ||
3/15/32 | $52,195,000 | 5.00% | 4.11% | ||
3/15/33 | $54,815,000 | 5.00% | 4.17% | ||
3/15/34 | $9,265,000 | 5.00% | 4.23% | ||
3/15/35 | $9,725,000 | 5.00% | 4.29% | ||
3/15/36 | $10,210,000 | 5.00% | 4.34% | ||
3/15/37 | $10,725,000 | 5.00% | 4.39% | ||
3/15/38 | $11,260,000 | 5.00% | 4.42% | ||
3/15/39 | $11,825,000 | 5.00% | 4.45% | ||
3/15/40 | $12,415,000 | 5.00% | 4.47% | ||
3/15/41 | $13,035,000 | 5.00% | 4.49% | ||
3/15/42 | $13,690,000 | 5.00% | 4.50% | ||
3/15/43 | $14,375,000 | 5.00% | 4.50% |
Other managers: Oppenheimer & Co., Inc..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY; and Hardwick Law Firm, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
JPMorgan, TIC 4.3038%
Morgan Stanley, TIC 4.3038%
Citigroup, TIC 4.3102%
Barclays Capital, TIC 4.3197%
RBC Capital Mkts, TIC 4.3695%
Wells Fargo Secs, TIC 4.37%
Goldman Sachs, TIC 4.3747%
Hempstead (Town)
Dec 12, 2013 . . . . . . $37,860,000
Refunding Serial Bonds, 2014 Series B (book entry).
Dated Jan 9, 2014.
Due Feb 1, 2014 to 2018.
Non-callable.
Winning bid: TD Securities, at 110.1549, TIC 0.6889%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/14 | $150,000 | 2.00% | 0.16% | ||
2/1/15 | $8,895,000 | 3.00% | 0.20% | ||
2/1/16 | $9,195,000 | 5.00% | 0.38% | ||
2/1/17 | $9,580,000 | 5.00% | 0.62% | ||
2/1/18 | $10,040,000 | 5.00% | 0.95% |
L.O.: Winston & Strawn, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Raymond James, TIC 0.7068%
JPMorgan, TIC 0.7286%
BA Merrill Lynch, TIC 0.7653%
Citigroup, TIC 0.7794%
Wells Fargo Secs, TIC 0.8%
Janney Montgomery, TIC 0.9856%
Hempstead (Town)
Dec 12, 2013 . . . . . . $46,254,170
Public Improvement Serial Bonds, 2014 Series A (book entry).
Dated Jan 3, 2014.
Due Jan 1, 2016 to 2026.
Callable Jan 1, 2022 at par.
Winning bid: Raymond James, at 102.7608, NIC 2.6193%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/1/16 | $3,899,170 | 2.00% | 0.38% | ||
1/1/17 | $3,925,000 | 2.00% | 0.61% | ||
1/1/18 | $3,960,000 | 2.00% | 0.92% | ||
1/1/19 | $4,010,000 | 2.00% | 1.34% | ||
1/1/20 | $4,075,000 | 3.00% | 1.78% | ||
1/1/21 | $4,130,000 | 3.00% | 2.16% | ||
1/1/22 | $4,210,000 | 3.00% | 2.47% | ||
1/1/23 | $4,320,000 | 3.00% | 2.70% | ||
1/1/24 | $4,440,000 | 3.00% | 2.90% | ||
1/1/25 | $4,570,000 | 3.00% | 3.07% | ||
1/1/26 | $4,715,000 | 4.00% | 3.20% |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC, City Securities Corp..
L.O.: Winston & Strawn, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
UBS Financial Svcs, NIC 2.6704%
JPMorgan, NIC 2.9382%
Wells Fargo Secs, NIC 2.9747%
TD Securities, NIC 3.0804%
Hutchinson Shockey, NIC 3.2202%
LaGrange (Town)
Dec 12, 2013 . . . . . . $1,879,896
Bond Anticipation Notes, 2014 (Renewals) Series A (bank qualified).
Dated Jan 3, 2014.
Due Jan 2, 2015.
Purchased $1,879,900.00 by TD Bank, N.A., at 0.74%, effective rate 0.74%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.7823%
Oppenheimer, Effective Rate 0.7896%
Sweet Home Central School District
Dec 12, 2013 . . . . . . $473,227
Bond Anticipation Notes, 2013.
Dated Dec 19, 2013.
Due Dec 18, 2014.
Purchased $473,230.00 by JPMorgan Chase, at 0.89%, effective rate 0.89%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 0.952%
Jefferies, Effective Rate 1.082%
Oppenheimer, Effective Rate 1.5483%
Weedsport Central School District
Dec 12, 2013 . . . . . . $415,000
Bond Anticipation Notes, 2013 (bank qualified).
Dated Dec 20, 2013.
Due Dec 19, 2014.
Purchased $415,000.00 by Jefferies, at 1.25%, plus $407.00, effective rate 1.1517%.
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, Effective Rate 1.2187%
Sage Rutty, Effective Rate 1.35%
First Niagara Bank, Effective Rate 1.49%
Oppenheimer, Effective Rate 1.532%
OHIO
Norton City School District
Dec 12, 2013 . . . . . . $9,800,000
Classroom Facilities Improvement General Obligation Bond Anticipation Notes, Series 2013 (Unlimited Tax Bonds) (bank qualified).
Dated Dec 27, 2013.
Due Jul 1, 2014.
Purchased $9,800,000.00 by Stifel Nicolaus, at 1.0%, plus $23,716.00, effective rate 0.5265%.
L.O.: Squire, Sanders & Dempsey (US) LLP.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Fifth Third Secs, Effective Rate 0.6224%
KeyBanc Cap Mkts, Effective Rate 0.6635%
RBC Capital Mkts, Effective Rate 0.6674%
OKLAHOMA
Oklahoma County Independent School District No. 1 (Putnam City)
Dec 12, 2013 . . . . . . $18,755,000
General Obligation Combined Purpose Bonds of 2014 (book entry).
Dated Jan 1, 2014.
Due Jan 1, 2016 to 2019.
Non-callable.
Winning bid: BMO Cap Mkts GKST, at 105.2209, NIC 1.5337%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
1/1/16 | $2,450,000 | 2.00% | 0.60% | ||
1/1/17 | $5,435,000 | 3.00% | 0.92% | ||
1/1/18 | $5,435,000 | 3.00% | 1.34% | ||
1/1/19 | $5,435,000 | 3.00% | 1.83% |
L.O.: Phillips Murrah, P.C., Oklahoma City, OK; and State Attorney General.
F.A.: Stephen L. Smith Corp., Jenks, OK.
Other bidders were:
Hutchinson Shockey, NIC 1.641%
Morgan Stanley, NIC 1.6598%
JPMorgan Chase, NIC 1.6921%
Piper Jaffray, NIC 1.7144%
OREGON
Newport (City)
Dec 12, 2013 . . . . . . $7,900,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Dec 19, 2013.
Due Jun 1, 2015 to 2033.
Callable Jun 1, 2023 at par.
Winning bid: Janney Montgomery, at 103.9092, TIC 3.4241%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/15 | $50,000 | 2.00% | 0.50% | ||
6/1/16 | $195,000 | 2.00% | 0.65% | ||
6/1/17 | $215,000 | 3.00% | 0.90% | ||
6/1/18 | $240,000 | 3.00% | 1.20% | ||
6/1/19 | $270,000 | 4.00% | 1.55% | ||
6/1/20 | $295,000 | 4.00% | 1.90% | ||
6/1/21 | $320,000 | 4.00% | 2.15% | ||
6/1/22 | $345,000 | 4.00% | 2.40% | ||
6/1/23 | $375,000 | 4.00% | 2.60% | ||
6/1/24 | $405,000 | 4.00% | 2.80% | ||
6/1/25 | $435,000 | 3.00% | 2.90% | ||
6/1/26 | $465,000 | 3.125% | 3.05% | ||
6/1/27 | $495,000 | 3.25% | 3.20% | ||
6/1/28 | $530,000 | 4.00% | 3.35% | ||
6/1/29 | $570,000 | 4.00% | 3.45% | ||
6/1/30 | $610,000 | 4.00% | 3.65% | ||
6/1/31 | $650,000 | 4.00% | 3.80% | ||
6/1/32 | $695,000 | 4.00% | 3.85% | ||
6/1/33 | $740,000 | 4.00% | 3.90% |
L.O.: Hawkins, Delafield & Wood, Portland, OR.
F.A.: Piper Jaffray & Company, Portland, OR.
Other bidders were:
Robert W. Baird, TIC 3.5128%
Wells Fargo Secs, TIC 3.5159%
Sterne Agee, TIC 3.5695%
TENNESSEE
Franklin (City)
Dec 12, 2013 . . . . . . $7,405,000
General Obligation Public Improvement Bonds Series 2013A (bank qualified) (book entry).
Dated Dec 20, 2013.
Due Mar 1, 2015 to 2034.
Callable Mar 1, 2022 at par.
Winning bid: Raymond James, at 100.9171, TIC 3.0169%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/15 | $255,000 | 2.00% | 0.35% | ||
3/1/16 | $300,000 | 2.00% | 0.45% | ||
3/1/17 | $305,000 | 2.00% | 0.65% | ||
3/1/18 | $315,000 | 2.00% | 0.90% | ||
3/1/19 | $320,000 | 2.00% | 1.35% | ||
3/1/20 | $325,000 | 2.00% | 1.70% | ||
3/1/21 | $330,000 | 2.00% | 1.85% | ||
3/1/22 | $340,000 | 2.50% | 2.10% | ||
3/1/23 | $350,000 | 2.50% | 2.25% | ||
3/1/24 | $355,000 | 2.50% | 2.35% | ||
3/1/25 | $365,000 | 2.60% | 2.60% | ||
3/1/26 | $375,000 | 2.75% | 2.75% | ||
3/1/33 | $2,985,000 | 3.40% | 3.40% | ||
3/1/34 | $485,000 | 4.00% | 3.75% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Public Financial Management, Inc., Memphis, TN.
Other bidders were:
FTN Fin Cap Mkts, TIC 3.0493%
Fifth Third Secs, TIC 3.0669%
Stifel Nicolaus, TIC 3.08%
Robert W. Baird, TIC 3.0865%
Piper Jaffray, TIC 3.0923%
Sterne Agee, TIC 3.2683%
WISCONSIN
Arcadia (City)
Dec 11, 2013 . . . . . . $2,870,000
General Obligation Promissory Notes, Series 2014A (bank qualified) (book entry).
Dated Jan 15, 2014.
Due Dec 1, 2014 to 2022.
Callable Dec 1, 2020 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.7924%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/14 | $200,000 | 0.40% | 0.40% | ||
12/1/15 | $195,000 | 0.50% | 0.50% | ||
12/1/16 | $195,000 | 0.70% | 0.70% | ||
12/1/17 | $440,000 | 1.00% | 1.00% | ||
12/1/18 | $380,000 | 1.30% | 1.30% | ||
12/1/19 | $385,000 | 1.60% | 1.60% | ||
12/1/20 | $395,000 | 2.00% | 2.00% | ||
12/1/21 | $410,000 | 2.20% | 2.20% | ||
12/1/22 | $270,000 | 2.40% | 2.40% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 1.8184%
Robert W. Baird, TIC 1.9996%
Hutchinson Shockey, TIC 2.1725%
Jefferson County
Dec 12, 2013 . . . . . . $3,505,000
General Obligation County Building Bonds, Series 2013A (bank qualified) (book entry).
Dated Dec 30, 2013.
Due Apr 1, 2015 to 2033.
Callable Apr 1, 2023 at par.
Winning bid: Robert W. Baird, at 101.5135, TIC 3.373%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/15 | $145,000 | 2.00% | 0.45% | ||
4/1/16 | $145,000 | 2.00% | 0.60% | ||
4/1/17 | $150,000 | 2.00% | 0.90% | ||
4/1/18 | $155,000 | 2.00% | 1.15% | ||
4/1/19 | $160,000 | 2.00% | 1.60% | ||
4/1/20 | $160,000 | 3.00% | 1.90% | ||
4/1/21 | $165,000 | 3.00% | 2.20% | ||
4/1/22 | $165,000 | 3.00% | 2.40% | ||
4/1/23 | $170,000 | 3.00% | 2.60% | ||
4/1/25 | $355,000 | 3.00% | 2.90% | ||
4/1/27 | $380,000 | 3.50% | 3.15% | ||
4/1/29 | $420,000 | 4.00% | 3.45% | ||
4/1/31 | $450,000 | 4.00% | 3.75% | ||
4/1/33 | $485,000 | 4.00% | 4.00% |
Other managers: CL King & Associates, Coastal Securities Corp., SAMCO Capital Markets, Edward Jones, Loop Capital Markets, LLC, Cronin & Co., Inc., Kildare Capital, Inc., Crews & Associates, Inc., Vining-Sparks IBG, Limited Partnership, Davenport & Company LLC, Northland Securities, Inc., Country Club Bank, Isaak Bond Investments, Inc., Duncan-WIlliams, Inc., Wedbush Securities Inc., Ross, Sinclaire & Associates LLC, Bernardi Securities, Inc., Alamo Capital, Dougherty & Company LLC, Oppenheimer & Co., Inc., R. Seelaus & Co., Inc..
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Bankers' Bank, TIC 3.3897%
BOSC, TIC 3.4177%
TAXABLE ISSUES
ILLINOIS
Illinois
Dec 12, 2013 . . . . . . $350,000,000
General Obligation Bonds, Taxable Series of December 2013 (book entry).
Dated Dec 19, 2013.
Due Dec 1, 2014 to 2038.
The bonds shall be callable in accordance with the specification.
Winning bid: BA Merrill Lynch, at 99.6204, TIC 5.3973%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/14 | $14,000,000 | 1.00% | 0.75% | ||
12/1/15 | $14,000,000 | 1.28% | 1.28% | ||
12/1/16 | $14,000,000 | 1.84% | 1.84% | ||
12/1/17 | $14,000,000 | 2.69% | 2.69% | ||
12/1/18 | $14,000,000 | 3.14% | 3.14% | ||
12/1/19 | $14,000,000 | 3.60% | 3.60% | ||
12/1/20 | $14,000,000 | 4.00% | 4.00% | ||
12/1/38 | $252,000,000 | 5.65% | 5.65% |
Other managers: Oppenheimer & Co., Inc., The Williams Capital Group, L.P..
L.O.: Mayer Brown LLP, Chicago, IL; and Charity & Associates, Chicago, IL.
F.A.: Public Resources Advisory Group, Media, PA.
Other bidders were:
Wells Fargo Secs, TIC 5.6338%
Jefferies, TIC 5.718%
Citigroup, TIC 5.8002%
Goldman Sachs, TIC 5.805%
Barclays Capital, TIC 5.8488%
JPMorgan, TIC 5.8911%
Morgan Stanley, TIC 6.042%
NEW YORK
Empire State Development Corporation
Dec 12, 2013 . . . . . . $395,780,000
New York State Urban Development Corporation State Personal Income Tax Revenue Bonds, (General Purpose), Series 2013F (Taxable) (book entry).
Dated Dec 19, 2013.
Due Mar 15, 2015 to 2023.
The bonds shall be callable in accordance with the specification.
Winning bid: JPMorgan, at 99.2689, TIC 2.6745%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/15/15 | $41,800,000 | 0.25% | 0.25% | ||
3/15/16 | $41,905,000 | 0.58% | 0.58% | ||
3/15/17 | $42,150,000 | 1.00% | 1.03% | ||
3/15/18 | $42,575,000 | 1.65% | 1.73% | ||
3/15/19 | $43,280,000 | 2.00% | 2.08% | ||
3/15/20 | $44,140,000 | 2.70% | 2.79% | ||
3/15/21 | $45,330,000 | 2.90% | 2.99% | ||
3/15/22 | $46,465,000 | 3.20% | 3.28% | ||
3/15/23 | $48,135,000 | 3.45% | 3.53% |
Other managers: Academy Securities Inc., Wiley Bros.-Aintree Capital LLC, Estrada Hinojosa & Company, Inc., De La Rosa & Co..
L.O.: Orrick, Herrington & Sutcliffe, New York, NY; and Hardwick Law Firm, New York, NY.
F.A.: Public Financial Management, Inc., New York, NY.
Other bidders were:
Citigroup, TIC 2.7448%
Wells Fargo Secs, TIC 2.7698%
BA Merrill Lynch, TIC 2.8335%
Morgan Stanley, TIC 2.9077%
Goldman Sachs, TIC 2.9815%
Barclays Capital, TIC 3.0525%
RBC Capital Mkts, TIC 3.0646%
TENNESSEE
Franklin (City)
Dec 12, 2013 . . . . . . $10,000,000
(Federally Taxable) General Obligation Bonds Series 2013B (book entry).
Dated Dec 20, 2013.
Due Mar 1, 2015 to 2024.
The bonds shall be callable in accordance with the specification.
Winning bid: BMO Cap Mkts GKST, at 100.3729, TIC 2.708%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/15 | $885,000 | 1.00% | 0.33% | ||
3/1/16 | $940,000 | 1.00% | 0.65% | ||
3/1/17 | $945,000 | 1.05% | 1.05% | ||
3/1/18 | $955,000 | 1.55% | 1.55% | ||
3/1/19 | $970,000 | 3.00% | 2.05% | ||
3/1/20 | $1,000,000 | 3.00% | 2.35% | ||
3/1/21 | $1,030,000 | 2.70% | 2.70% | ||
3/1/22 | $1,060,000 | 3.00% | 3.10% | ||
3/1/23 | $1,090,000 | 3.25% | 3.30% | ||
3/1/24 | $1,125,000 | 3.50% | 3.50% |
L.O.: Bass, Berry & Sims PLC, Nashville, TN.
F.A.: Public Financial Management, Inc., Memphis, TN.
Other bidders were:
Raymond James, TIC 2.7738%
Fifth Third Secs, TIC 2.7924%
Robert W. Baird, TIC 2.8116%
Stifel Nicolaus, TIC 2.8443%
Piper Jaffray, TIC 2.8746%
Sterne Agee, TIC 2.9133%