CONNECTICUT
Beacon Falls (Town)
Sep 19, 2013 . . . . . . $4,050,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Dec 17, 2013.
Purchased $4,050,000.00 by Eastern Bk Cap Mkts, at 0.5%, plus $136.80, effective rate 0.484%.
L.O.: Day Pitney LLP, Hartford, CT.
F.A.: Webster Bank, Hartford, CT.
Other bidders were:
Jefferies, Effective Rate 0.5129%
Roosevelt & Cross, Effective Rate 0.6731%
Oppenheimer, Effective Rate 1.06%
KENTUCKY
Lexington-Fayette Urban County Government
Sep 19, 2013 . . . . . . $17,730,000
Various Purpose General Obligation Bonds, Series 2013C (book entry).
Dated Oct 22, 2013.
Due Oct 1, 2014 to 2033.
Callable Oct 1, 2023 at par.
Winning bid: Piper Jaffray, at 103.1504, TIC 3.4875%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/14 | $700,000 | 3.00% | 0.20% | ||
10/1/15 | $700,000 | 3.00% | 0.47% | ||
10/1/16 | $705,000 | 3.00% | 0.80% | ||
10/1/17 | $715,000 | 3.00% | 1.12% | ||
10/1/18 | $725,000 | 3.00% | 1.56% | ||
10/1/19 | $740,000 | 4.00% | 1.90% | ||
10/1/20 | $755,000 | 4.00% | 2.15% | ||
10/1/21 | $780,000 | 4.00% | 2.45% | ||
10/1/22 | $800,000 | 4.00% | 2.68% | ||
10/1/23 | $830,000 | 4.00% | 2.89% | ||
10/1/24 | $855,000 | 3.00% | 3.11% | ||
10/1/25 | $885,000 | 3.00% | 3.29% | ||
10/1/26 | $920,000 | 4.00% | 3.47% | ||
10/1/27 | $955,000 | 4.00% | 3.60% | ||
10/1/28 | $995,000 | 4.00% | 3.73% | ||
10/1/29 | $1,040,000 | 4.00% | 3.85% | ||
10/1/30 | $1,085,000 | 4.00% | 4.00% | ||
10/1/31 | $1,130,000 | 4.00% | 4.04% | ||
10/1/32 | $1,180,000 | 4.00% | 4.10% | ||
10/1/33 | $1,235,000 | 4.00% | 4.17% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Raymond James & Associates, Inc., Lexington, KY.
Other bidders were:
Hutchinson Shockey, TIC 3.5935%
Janney Montgomery, TIC 3.5956%
J.J.B. Hilliard, TIC 3.6133%
Robert W. Baird, TIC 3.6852%
Morgan Stanley, TIC 3.7099%
Lexington-Fayette Urban County Government
Sep 19, 2013 . . . . . . $23,740,000
Various Purpose General Obligation Refunding Bonds Series 2013D (book entry).
Dated Oct 22, 2013.
Due Oct 1, 2014 to 2021.
Non-callable.
Winning bid: Janney Montgomery, at 110.7995, TIC 1.7356%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/14 | $3,420,000 | 2.00% | 0.25% | ||
10/1/15 | $3,730,000 | 4.00% | 0.55% | ||
10/1/16 | $2,495,000 | 3.00% | 0.86% | ||
10/1/17 | $2,585,000 | 4.00% | 1.20% | ||
10/1/18 | $2,685,000 | 4.00% | 1.64% | ||
10/1/19 | $2,800,000 | 5.00% | 1.82% | ||
10/1/20 | $2,940,000 | 5.00% | 2.08% | ||
10/1/21 | $3,085,000 | 5.00% | 2.39% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: Raymond James & Associates, Inc., Lexington, KY.
Other bidders were:
Hutchinson Shockey, TIC 1.7457%
Morgan Stanley, TIC 1.7495%
Piper Jaffray, TIC 1.7723%
Robert W. Baird, TIC 1.7758%
Fifth Third Secs, TIC 1.7762%
UBS Financial Svcs, TIC 1.8143%
Southwest Securities, TIC 1.8178%
Paducah (City)
Sep 19, 2013 . . . . . . $1,120,000
General Obligation Bonds, Series 2013A (bank qualified) (book entry).
Dated Sep 30, 2013.
Due Sep 1, 2014 to 2028.
Callable Sep 1, 2023 at par.
Winning bid: Ross Sinclaire, at 98.5354, NIC 3.1446%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/15 | $130,000 | 0.70% | 0.70% | ||
9/1/17 | $130,000 | 1.25% | 1.25% | ||
9/1/19 | $140,000 | 2.00% | 2.00% | ||
9/1/21 | $145,000 | 2.50% | 2.50% | ||
9/1/23 | $150,000 | 2.90% | 2.90% | ||
9/1/25 | $160,000 | 3.10% | 3.20% | ||
9/1/28 | $265,000 | 3.60% | 3.70% |
Other managers: PNC Capital Markets, Duncan-WIlliams, Inc., FTN Financial Capital Markets, Robert W. Baird & Co., Inc., Edward Jones.
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
MASSACHUSETTS
Mashpee (Town)
Sep 19, 2013 . . . . . . $5,995,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Sep 27, 2013.
Due Sep 1, 2014 to 2021.
Non-callable.
Winning bid: Raymond James, at 104.6853, TIC 0.9898%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $1,725,000 | 3.00% | 0.18% | ||
9/1/15 | $1,685,000 | 3.00% | 0.35% | ||
9/1/16 | $1,590,000 | 3.00% | 0.65% | ||
9/1/17 | $210,000 | 3.00% | 0.95% | ||
9/1/18 | $205,000 | 2.00% | 1.30% | ||
9/1/19 | $200,000 | 2.00% | 1.60% | ||
9/1/20 | $200,000 | 3.00% | 1.87% | ||
9/1/21 | $180,000 | 3.00% | 2.17% |
Other managers: Fidelity Capital Markets, Morgan Stanley & Co., Inc., Jefferies LLC, Winslow, Evans & Crocker.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: Eastern Bank Municipal Finance, Boston, MA.
Other bidders were:
Stifel Nicolaus, TIC 1.056%
UBS Financial Svcs, TIC 1.0651%
Janney Montgomery, TIC 1.0762%
FTN Fin Cap Mkts, TIC 1.0824%
Ross Sinclaire, TIC 1.1165%
Robert W. Baird, TIC 1.1277%
BOSC, TIC 1.1363%
Piper Jaffray, TIC 1.139%
Fifth Third Secs, TIC 1.1419%
Peabody (City)
Sep 19, 2013 . . . . . . $6,100,000
General Obligation Bond Anticipation Notes (book entry).
Dated Sep 26, 2013.
Due Mar 28, 2014.
Purchased $6,100,000.00 by Jefferies, at 0.6%, plus $13,422.00, effective rate 0.1648%.
L.O.: Edwards Wildman Palmer LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Eastern Bk Cap Mkts, Effective Rate 0.184%
TD Securities, Effective Rate 0.2167%
Century Bk, Effective Rate 0.4747%
MICHIGAN
#181 Consolidated Drain Drainage District
Sep 19, 2013 . . . . . . $4,700,000
2013 Drain Bonds (General Obligation Limited Tax) (bank qualified) (book entry).
Dated Oct 3, 2013.
Due May 1, 2014 to 2033.
Callable May 1, 2023 at par.
Winning bid: Isabella Bk & Trust, at n/a, TIC 3.385%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/14 | $235,000 | 3.385% | NRO | ||
5/1/15 | $235,000 | 3.385% | NRO | ||
5/1/16 | $235,000 | 3.385% | NRO | ||
5/1/17 | $235,000 | 3.385% | NRO | ||
5/1/18 | $235,000 | 3.385% | NRO | ||
5/1/19 | $235,000 | 3.385% | NRO | ||
5/1/20 | $235,000 | 3.385% | NRO | ||
5/1/21 | $235,000 | 3.385% | NRO | ||
5/1/22 | $235,000 | 3.385% | NRO | ||
5/1/23 | $235,000 | 3.385% | NRO | ||
5/1/24 | $235,000 | 3.385% | NRO | ||
5/1/25 | $235,000 | 3.385% | NRO | ||
5/1/26 | $235,000 | 3.385% | NRO | ||
5/1/27 | $235,000 | 3.385% | NRO | ||
5/1/28 | $235,000 | 3.385% | NRO | ||
5/1/29 | $235,000 | 3.385% | NRO | ||
5/1/30 | $235,000 | 3.385% | NRO | ||
5/1/31 | $235,000 | 3.385% | NRO | ||
5/1/32 | $235,000 | 3.385% | NRO | ||
5/1/33 | $235,000 | 3.385% | NRO |
L.O.: Clark Hill P.L.C., Grand Rapids, MI.
F.A.: Stauder, Barch & Associates, Inc., Ann Arbor, MI.
Other bidders were:
BOSC, TIC 3.4478%
Stifel Nicolaus, TIC 3.5193%
Robert W. Baird, TIC 3.6023%
Comerica Securities, TIC 3.7973%
MINNESOTA
Newport (City)
Sep 19, 2013 . . . . . . $1,355,000
General Obligation Improvement Bonds, Series 2013A (bank qualified) (book entry).
Dated Oct 15, 2013.
Due Feb 1, 2015 to 2029.
Callable Feb 1, 2020 at par.
Winning bid: United Banker's Bk, at n/a, TIC 2.6199%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/15 | $75,000 | 0.45% | 0.45% | ||
2/1/16 | $100,000 | 0.75% | 0.75% | ||
2/1/17 | $100,000 | 0.95% | 0.95% | ||
2/1/18 | $105,000 | 1.35% | 1.35% | ||
2/1/19 | $105,000 | 1.70% | 1.70% | ||
2/1/20 | $105,000 | 1.85% | 1.85% | ||
2/1/24 | $455,000 | 3.50% | 1.95% | ||
2/1/29 | $310,000 | 3.50% | 3.50% |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Robert W. Baird, TIC 2.7143%
NEW JERSEY
Avon-by-the-Sea Borough
Sep 19, 2013 . . . . . . $1,026,000
Bond Anticipation Notes (bank qualified).
Dated Sep 26, 2013.
Due Sep 26, 2014.
Purchased $1,026,000.00 by Investors Savings Bk, at 1.32%, effective rate 1.32%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.3455%
Deal Borough
Sep 19, 2013 . . . . . . $1,080,110
Bond Anticipation Notes, Series 2013B (bank qualified).
Dated Oct 3, 2013.
Due Oct 2, 2014.
Purchased $1,080,110.00 by Central Jersey Bk, at 1.25%, effective rate 1.25%.
L.O.: Dilworth Paxson, Red Bank, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.3618%
Investors Savings Bk, Effective Rate 1.5%
Parsippany-Troy Hills Township
Sep 19, 2013 . . . . . . $30,000,000
Bond Anticipation Notes, Series 2012 consisting of $16,675,000 General Improvement; $2,250,000 Water Utility; $10,525,000 Sewer Utility;and $550,000 Golf & Recreational Utility (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2014.
Purchased $30,000,000.00 by JPMorgan, at 1.25%, plus $314,100.00, effective rate 0.203%.
L.O.: Inglesino, Pearlman, Wyciskala & Taylor, LLC, Parsippany, NJ.
F.A.: Municipal Official(s).
Other bidders were:
TD Securities, Effective Rate 0.2045%
PNC Capital Markets, Effective Rate 0.263%
Rahway (City)
Sep 19, 2013 . . . . . . $3,470,000
Bond Anticipation Notes (book entry).
Dated Sep 30, 2013.
Due Sep 30, 2014.
Purchased $3,470,000.00 by Jefferies, at 1.25%, plus $27,449.00, effective rate 0.459%.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Oppenheimer, Effective Rate 0.5173%
TD Securities, Effective Rate 0.684%
NW Capital, Effective Rate 0.686%
Janney Montgomery, Effective Rate 0.715%
Rahway (City)
Sep 19, 2013 . . . . . . $7,425,000
General Obligation Bonds, Series 2013 (book entry).
Dated Sep 30, 2013.
Due Sep 15, 2014 to 2032.
Callable Sep 15, 2023 at par.
Winning bid: Jefferies, at n/a, TIC 3.4803%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/15/14 | $300,000 | 2.00% | 0.20% | ||
9/15/15 | $310,000 | 2.00% | 0.48% | ||
9/15/16 | $315,000 | 3.00% | 0.85% | ||
9/15/17 | $325,000 | 3.00% | 1.08% | ||
9/15/18 | $325,000 | 3.00% | 1.50% | ||
9/15/19 | $345,000 | 3.00% | 1.85% | ||
9/15/20 | $355,000 | 3.00% | 2.15% | ||
9/15/21 | $365,000 | 3.00% | 2.40% | ||
9/15/22 | $375,000 | 3.00% | 2.60% | ||
9/15/23 | $385,000 | 3.00% | 2.80% | ||
9/15/24 | $395,000 | 3.00% | 3.05% | ||
9/15/25 | $405,000 | 3.125% | 3.25% | ||
9/15/26 | $420,000 | 3.375% | 3.45% | ||
9/15/27 | $430,000 | 3.50% | 3.60% | ||
9/15/28 | $440,000 | 3.75% | 3.75% | ||
9/15/29 | $455,000 | 4.00% | 3.85% | ||
9/15/30 | $475,000 | 4.00% | 3.95% | ||
9/15/31 | $490,000 | 4.00% | 4.04% | ||
9/15/32 | $515,000 | 4.00% | 4.14% |
Other managers: Raymond James & Associates, Inc., Morgan Stanley & Co., Inc., Fidelity Capital Markets.
L.O.: Wilentz, Goldman & Spitzer, Woodbridge, NJ.
F.A.: Lerch, Vinci & Higgins, Fair Lawn, NJ.
Other bidders were:
Roosevelt & Cross, TIC 3.4806%
Janney Montgomery, TIC 3.6044%
Hutchinson Shockey, TIC 3.8231%
Robert W. Baird, TIC 3.9165%
Wallington Borough
Sep 19, 2013 . . . . . . $6,750,000
$2,545,000 General Bond Anticipation Notes and $4,205,000 Water Utility Bond Anticipation Notes (bank qualified).
Dated Sep 27, 2013.
Due Sep 26, 2014.
Purchased $6,750,000.00 by Valley National Bank, at 0.73%, effective rate 0.73%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
NW Capital, Effective Rate 0.8619%
Oppenheimer, Effective Rate 0.8639%
Jefferies, Effective Rate 0.8789%
Wildwood Crest Borough
Sep 19, 2013 . . . . . . $8,538,400
Bond Anticipation Note (bank qualified).
Dated Sep 27, 2013.
Due Sep 26, 2014.
Purchased $8,538,400.00 by NW Capital, at 1.0%, plus $18,016.02, effective rate 0.7884%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 0.8048%
Jefferies, Effective Rate 0.843%
NEW YORK
Afton Central School District
Sep 19, 2013 . . . . . . $1,500,000
Revenue Anticipation Notes, 2013 (bank qualified).
Dated Sep 26, 2013.
Due Sep 26, 2014.
Purchased $1,500,000.00 by JPMorgan Chase, at 0.69%, effective rate 0.69%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Oppenheimer, Effective Rate 0.8583%
Jefferies, Effective Rate 0.9829%
NBT Bank, Effective Rate 1.48%
Fabius-Pompey Central School District
Sep 19, 2013 . . . . . . $301,608
Statutory Installment Bond, 2013 (bank qualified).
Dated Oct 1, 2013.
Due Sep 15, 2014 to 2018.
Non-callable.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.65%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/15/14 | $56,608 | 2.65% | 1.00% | ||
9/15/15 | $60,000 | 2.65% | 1.40% | ||
9/15/16 | $60,000 | 2.65% | 1.80% | ||
9/15/17 | $60,000 | 2.65% | 2.20% | ||
9/15/18 | $65,000 | 2.65% | 2.60% |
L.O.: Trespasz & Marquardt, LLP, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Liverpool Central School District
Sep 19, 2013 . . . . . . $18,126,795
Bond Anticipation Notes, Series 2013A.
Dated Oct 3, 2013.
Due Oct 3, 2014.
Purchased $18,126,800.00 by JPMorgan, at 1.25%, plus $182,355.50, effective rate 0.244%.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
TD Securities, Effective Rate 0.245%
Oppenheimer, Effective Rate 0.4641%
Jefferies, Effective Rate 0.475%
JPMorgan Chase, Effective Rate 0.48%
Massapequa Park Village
Sep 19, 2013 . . . . . . $3,796,590
Public Improvement Serial Bonds - 2013 (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Jun 15, 2014 to 2028.
Callable Jun 15, 2023 at par.
Winning bid: Raymond James, at n/a, NIC 2.7235%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/15/14 | $25,000 | 2.00% | 0.30% | ||
6/15/15 | $231,590 | 2.00% | 0.42% | ||
6/15/16 | $225,000 | 2.00% | 0.71% | ||
6/15/17 | $225,000 | 2.00% | 1.01% | ||
6/15/18 | $250,000 | 2.00% | 1.39% | ||
6/15/19 | $280,000 | 2.00% | 1.64% | ||
6/15/20 | $285,000 | 3.00% | 1.85% | ||
6/15/21 | $285,000 | 3.00% | 2.10% | ||
6/15/22 | $285,000 | 3.00% | 2.33% | ||
6/15/23 | $285,000 | 3.00% | 2.48% | ||
6/15/24 | $290,000 | 3.00% | 2.70% | ||
6/15/25 | $290,000 | 3.00% | 2.90% | ||
6/15/26 | $290,000 | 3.00% | 3.11% | ||
6/15/27 | $290,000 | 3.25% | 3.25% | ||
6/15/28 | $260,000 | 3.375% | 3.40% |
Other managers: Morgan Stanley & Co., Inc., Fidelity Capital Markets, Jefferies LLC.
L.O.: Squire Sanders (US) LLP, New York, NY.
F.A.: Liberty Capital Services LLC, East Williston, NY.
Other bidders were:
Roosevelt & Cross, NIC 2.7348%
Janney Montgomery, NIC 2.8954%
FTN Fin Cap Mkts, NIC 2.987%
Ossining (Town)
Sep 19, 2013 . . . . . . $1,009,656
Bond Anticipation Notes, 2013 Series A (bank qualified).
Dated Sep 26, 2013.
Due Sep 26, 2014.
Purchased $1,009,660.00 by JPMorgan Chase, at 0.72%, effective rate 0.72%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.904%
Roosevelt & Cross, Effective Rate 1.033%
Oppenheimer, Effective Rate 1.087%
Patchogue-Medford Union Free School District
Sep 19, 2013 . . . . . . $28,000,000
Tax Anticipation Notes for 2013-2014 Taxes.
Dated Oct 1, 2013.
Due Jun 20, 2014.
Purchased $28,000,000.00 by JPMorgan, at 1.0%, plus $136,360.00, effective rate 0.3231%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Janney Montgomery, Effective Rate 0.3259%
Capital One, Effective Rate 0.43%
TD Securities, Effective Rate 0.4798%
Jefferies, Effective Rate 0.5481%
Oppenheimer, Effective Rate 0.5995%
Oppenheimer, Effective Rate 0.665%
JPMorgan Chase, Effective Rate 0.67%
Pine Valley Central School District
Sep 19, 2013 . . . . . . $4,063,838
Bond Anticipation Notes, 2013 (bank qualified).
Dated Oct 3, 2013.
Due Oct 2, 2014.
Purchased $4,063,840.00 by Jefferies, at 1.25%, plus $26,985.00, effective rate 0.584%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
PNC Capital Markets, Effective Rate 0.6079%
JPMorgan Chase, Effective Rate 0.63%
Oppenheimer, Effective Rate 0.8124%
Roosevelt & Cross, Effective Rate 1.0324%
Poughkeepsie (City)
Sep 19, 2013 . . . . . . $5,630,656
Bond Anticipation Notes, Series 2013D.
Dated Sep 26, 2013.
Due Jul 15, 2014.
Purchased $5,630,660.00 by Roosevelt & Cross, at 2.0%, plus $13,345.00, effective rate 1.7048%.
L.O.: Rapport Meyers LLP, Rhinebeck, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 1.8996%
TD Securities, Effective Rate 2.0329%
Oppenheimer, Effective Rate 3.8639%
Pulaski Central School District
Sep 19, 2013 . . . . . . $1,725,056
School District (Serial) Bonds, 2013 (bank qualified) (book entry).
Dated Sep 25, 2013.
Due Jun 15, 2014 to 2028.
Callable Jun 15, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.34%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/15/14 | $105,056 | 2.50% | 0.40% | BAM | |
6/15/15 | $95,000 | 2.50% | 0.60% | BAM | |
6/15/16 | $100,000 | 2.50% | 0.90% | BAM | |
6/15/17 | $100,000 | 2.50% | 1.20% | BAM | |
6/15/18 | $100,000 | 2.50% | 1.60% | BAM | |
6/15/19 | $105,000 | 2.50% | 1.90% | BAM | |
6/15/20 | $110,000 | 2.50% | 2.20% | BAM | |
6/15/21 | $115,000 | 2.75% | 2.45% | BAM | |
6/15/22 | $115,000 | 3.00% | 2.70% | BAM | |
6/15/23 | $120,000 | 3.00% | 2.90% | BAM | |
6/15/24 | $125,000 | 3.25% | 3.25% | BAM | |
6/15/25 | $130,000 | 3.50% | 3.40% | BAM | |
6/15/26 | $130,000 | 3.75% | 3.60% | BAM | |
6/15/27 | $135,000 | 4.00% | 3.80% | BAM | |
6/15/28 | $140,000 | 4.00% | 4.00% | BAM |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Robert W. Baird, NIC 3.6825%
Wappinger (Town)
Sep 19, 2013 . . . . . . $1,580,000
Bond Anticipation Notes, 2013 Series B (bank qualified).
Dated Sep 26, 2013.
Due Mar 28, 2014.
Purchased $1,580,000.00 by JPMorgan Chase, at 0.83%, effective rate 0.83%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
Jefferies, Effective Rate 0.9827%
Oppenheimer, Effective Rate 1.123%
West Babylon Union Free School District
Sep 19, 2013 . . . . . . $14,500,000
Tax Anticipation Notes for 2013- 2014 Taxes.
Dated Oct 1, 2013.
Due Jun 27, 2014.
Purchased $14,500,000.00 by JPMorgan, at 1.0%, plus $87,725.00, effective rate 0.1812%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Jefferies, Effective Rate 0.1974%
Janney Montgomery, Effective Rate 0.2583%
TD Securities, Effective Rate 0.3693%
JPMorgan Chase, Effective Rate 0.58%
Oppenheimer, Effective Rate 0.6617%
TENNESSEE
Sevier County
Sep 19, 2013 . . . . . . $6,800,000
General Obligation Bonds, Series 2013 (bank qualified) (book entry).
Dated Oct 15, 2013.
Due Jun 1, 2015 to 2032.
Callable Jun 1, 2020 at par.
Winning bid: FTN Fin Cap Mkts, at 101.3580, TIC 2.5309%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/15 | $930,000 | 2.00% | 0.50% | ||
6/1/16 | $940,000 | 2.00% | 0.75% | ||
6/1/17 | $945,000 | 2.00% | 1.00% | ||
6/1/18 | $960,000 | 2.00% | 1.25% | ||
6/1/19 | $975,000 | 2.00% | 1.60% | ||
6/1/22 | $250,000 | 2.25% | 2.25% | ||
6/1/24 | $200,000 | 2.50% | 2.50% | ||
6/1/26 | $320,000 | 3.00% | 3.00% | ||
6/1/28 | $410,000 | 3.25% | 3.25% | ||
6/1/30 | $395,000 | 3.50% | 3.50% | ||
6/1/32 | $475,000 | 3.75% | 3.75% |
L.O.: Robertson, Overbey, Wilson and Beeler, Knoxville, TN.
F.A.: Cumberland Securities Co., Inc., Knoxville, TN.
Other bidders were:
Robert W. Baird, TIC 2.5711%
Raymond James, TIC 2.5749%
Stifel Nicolaus, TIC 2.5818%
Wells Fargo Secs, TIC 2.6175%
Sterne Agee, TIC 2.698%
UBS Financial Svcs, TIC 2.7421%
Southwest Securities, TIC 2.7767%
TEXAS
Montgomery County Municipal Utility District No. 113
Sep 19, 2013 . . . . . . $5,650,000
Unlimited Tax Road Improvement Bonds, Series 2013 (book entry).
Dated Oct 1, 2013.
Due Sep 1, 2015 to 2037.
Callable Sep 1, 2021 at par.
Winning bid: SAMCO Cap Mkts, at 98.2856, NIC 4.7477%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/15 | $130,000 | 3.00% | 1.00% | BAM | |
9/1/16 | $140,000 | 3.00% | 1.30% | BAM | |
9/1/17 | $145,000 | 3.00% | 1.45% | BAM | |
9/1/18 | $155,000 | 3.00% | 1.75% | BAM | |
9/1/19 | $165,000 | 3.00% | 2.50% | BAM | |
9/1/20 | $170,000 | 3.00% | 2.75% | BAM | |
9/1/21 | $180,000 | 4.00% | 3.10% | BAM | |
9/1/22 | $190,000 | 4.00% | 3.30% | BAM | |
9/1/23 | $200,000 | 4.00% | 3.55% | BAM | |
9/1/24 | $210,000 | 4.00% | 3.75% | BAM | |
9/1/25 | $220,000 | 4.00% | 3.95% | BAM | |
9/1/26 | $230,000 | 4.00% | 4.15% | BAM | |
9/1/28 | $500,000 | 4.25% | 4.45% | BAM | |
9/1/30 | $555,000 | 4.50% | 4.70% | BAM | |
9/1/34 | $1,295,000 | 5.00% | 5.00% | BAM | |
9/1/37 | $1,165,000 | 5.00% | 5.10% | BAM |
Other managers: Crews & Associates, Inc., BLNS Securities Limited, Stifel, Nicolaus & Co., Inc., Coastal Securities Corp., M. E. Allison & Co., Inc..
L.O.: Allen Boone Humphries Robinson LLP, Houston, TX; and State Attorney General.
F.A.: RBC Capital Markets, Houston, TX.
Other bidders were:
Hutchinson Shockey, NIC 4.8524%
Southwest Securities, NIC 4.8712%
UTAH
Alpine School District Board of Education
Sep 19, 2013 . . . . . . $75,000,000
General Obligation School Building Bonds, (Utah School Bond Guaranty Program) Series 2013 (book entry).
Dated Oct 3, 2013.
Due Mar 15, 2018 to 2031.
Callable Mar 15, 2023 at par.
Winning bid: Wells Fargo Secs, at 109.2137, TIC 3.3218%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/15/18 | $3,990,000 | 5.00% | 1.20% | ||
3/15/19 | $4,100,000 | 5.00% | 1.53% | ||
3/15/20 | $4,315,000 | 5.00% | 1.80% | ||
3/15/21 | $4,530,000 | 5.00% | 2.09% | ||
3/15/22 | $4,750,000 | 5.00% | 2.31% | ||
3/15/23 | $5,000,000 | 5.00% | 2.53% | ||
3/15/24 | $5,250,000 | 5.00% | 2.73% | ||
3/15/25 | $5,450,000 | 4.00% | 3.29% | ||
3/15/26 | $5,675,000 | 4.00% | 3.47% | ||
3/15/27 | $5,900,000 | 4.00% | 3.60% | ||
3/15/28 | $6,125,000 | 4.00% | 3.73% | ||
3/15/29 | $6,380,000 | 4.00% | 3.85% | ||
3/15/30 | $6,635,000 | 4.00% | 3.96% | ||
3/15/31 | $6,900,000 | 4.00% | 4.04% |
L.O.: Chapman and Cutler, Salt Lake City, UT.
F.A.: George K. Baum & Co., Salt Lake City, UT.
Other bidders were:
BA Merrill Lynch, TIC 3.3261%
JPMorgan, TIC 3.3388%
Piper Jaffray, TIC 3.3479%
Citigroup, TIC 3.3536%
Barclays Capital, TIC 3.3882%
Janney Montgomery, TIC 3.3997%
TD Securities, TIC 3.4095%
KeyBanc Cap Mkts, TIC 3.4173%
Fidelity Capital, TIC 3.4331%
Morgan Stanley, TIC 3.435%
BMO Cap Mkts GKST, TIC 3.4488%
Hutchinson Shockey, TIC 3.4652%
Robert W. Baird, TIC 3.4671%
WISCONSIN
Blackhawk Technical College District
Sep 19, 2013 . . . . . . $5,240,000
General Obligation Promissory Notes, Series 2013A (bank qualified) (book entry).
Dated Oct 8, 2013.
Due Apr 1, 2014 to 2023.
Callable Apr 1, 2021 at par.
Winning bid: Raymond James, at 101.0415, TIC 1.9019%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/14 | $205,000 | 2.00% | 0.35% | ||
4/1/15 | $415,000 | 2.00% | 0.50% | ||
4/1/16 | $425,000 | 2.00% | 0.70% | ||
4/1/17 | $435,000 | 2.00% | 1.00% | ||
4/1/18 | $650,000 | 2.00% | 1.30% | ||
4/1/19 | $750,000 | 2.00% | 1.65% | ||
4/1/20 | $815,000 | 2.00% | 1.85% | ||
4/1/21 | $705,000 | 2.20% | 2.15% | ||
4/1/22 | $540,000 | 2.20% | 2.20% | ||
4/1/23 | $300,000 | 2.40% | 2.40% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
UMB Bank, TIC 1.9243%
Wells Fargo Secs, TIC 1.952%
BOSC, TIC 2.0186%
Piper Jaffray, TIC 2.044%
Jackson Village
Sep 18, 2013 . . . . . . $1,235,000
General Obligation Refunding Bonds, Series 2013A (bank qualified) (book entry).
Dated Oct 9, 2013.
Due Apr 1, 2014 to 2019.
Non-callable.
Winning bid: Bankers' Bank, at n/a, TIC 1.4587%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/14 | $295,000 | 0.40% | 0.40% | ||
4/1/15 | $285,000 | 0.60% | 0.60% | ||
4/1/16 | $180,000 | 0.80% | 0.80% | ||
4/1/17 | $170,000 | 1.10% | 1.10% | ||
4/1/18 | $155,000 | 1.50% | 1.50% | ||
4/1/19 | $150,000 | 1.75% | 1.75% |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BOSC, TIC 1.5749%
Robert W. Baird, TIC 1.6518%
La Crosse County
Sep 19, 2013 . . . . . . $5,245,000
General Obligation Promissory Notes, Series 2013-A (bank qualified) (book entry).
Dated Oct 1, 2013.
Due Oct 1, 2015 to 2023.
Callable Oct 1, 2021 at par.
Winning bid: Raymond James, at 101.2352, TIC 1.8573%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/15 | $540,000 | 2.00% | 0.55% | ||
10/1/16 | $550,000 | 2.00% | 0.80% | ||
10/1/17 | $560,000 | 2.00% | 1.05% | ||
10/1/18 | $570,000 | 2.00% | 1.30% | ||
10/1/19 | $580,000 | 2.00% | 1.60% | ||
10/1/20 | $595,000 | 2.00% | 1.75% | ||
10/1/21 | $605,000 | 2.00% | 2.00% | ||
10/1/22 | $615,000 | 2.10% | 2.10% | ||
10/1/23 | $630,000 | 2.30% | 2.30% |
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Springsted Incorporated, St. Paul, MN.
Other bidders were:
Piper Jaffray, TIC 1.9579%
UBS Financial Svcs, TIC 1.9843%
BOSC, TIC 1.9993%
Robert W. Baird, TIC 2.0127%
Bankers' Bank, TIC 2.0141%
BMO Cap Mkts GKST, TIC 2.0592%
FTN Fin Cap Mkts, TIC 2.1255%
Oconto Falls Public School District
Sep 16, 2013 . . . . . . $1,000,000
Tax and Revenue Anticipation Notes (bank qualified) (book entry).
Dated Sep 23, 2013.
Due Oct 1, 2014.
Purchased $1,000,000.00 by Robert W. Baird, at 1.0%, plus $5,560.00, effective rate 0.456%.
L.O.: Davis & Kuelthau, S.C., Milwaukee, WI.
F.A.: Municipal Official(s).
Other bidders were:
US Bancorp Invest, Effective Rate 0.483%
BOSC, Effective Rate 0.6229%
Oppenheimer, Effective Rate 0.8499%
TAXABLE ISSUES
INDIANA
Kokomo-Center Schools Building Corporation
Sep 19, 2013 . . . . . . $3,000,000
Taxable Ad Valorem Property Tax First Mortgage Bonds, Series 2013B (book entry).
Dated Oct 8, 2013.
Due Jul 15, 2015 to 2018.
Non-callable.
Winning bid: Ross Sinclaire, at n/a, NIC 1.4555%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/15 | $625,000 | 1.00% | 0.75% | SAIP | |
1/15/16 | $635,000 | 1.00% | 1.00% | SAIP | |
7/15/16 | $455,000 | 1.15% | 1.15% | SAIP | |
1/15/17 | $465,000 | 1.30% | 1.30% | SAIP | |
7/15/17 | $205,000 | 1.50% | 1.50% | SAIP | |
1/15/18 | $210,000 | 1.70% | 1.70% | SAIP | |
7/15/18 | $405,000 | 2.00% | 2.00% | SAIP |
L.O.: Ice Miller, Indianapolis, IN.
F.A.: Educational Services Company, Indianapolis, IN.
Other bidders were:
Fifth Third Secs, NIC 1.4811%
Robert W. Baird, NIC 1.6065%
KeyBanc Cap Mkts, NIC 1.7519%
BMO Cap Mkts GKST, NIC 1.7731%
City Securities, NIC 1.8445%
J.J.B. Hilliard, NIC 2.1247%
BOSC, NIC 2.1986%
KENTUCKY
Paducah (City)
Sep 19, 2013 . . . . . . $2,475,000
Taxable General Obligation Bonds, Series 2013B (book entry).
Dated Sep 30, 2013.
Due Sep 1, 2014 to 2028.
Callable Sep 1, 2023 at par.
Winning bid: Raymond James, at 98.5000, NIC 3.6451%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/14 | $145,000 | 0.60% | 0.60% | ||
9/1/15 | $145,000 | 0.80% | 0.80% | ||
9/1/16 | $145,000 | 1.15% | 1.15% | ||
9/1/17 | $145,000 | 1.50% | 1.50% | ||
9/1/18 | $145,000 | 2.10% | 2.10% | ||
9/1/19 | $150,000 | 2.40% | 2.40% | ||
9/1/20 | $155,000 | 2.80% | 2.80% | ||
9/1/21 | $155,000 | 3.10% | 3.10% | ||
9/1/22 | $165,000 | 3.25% | 3.40% | ||
9/1/23 | $170,000 | 3.60% | 3.70% | ||
9/1/24 | $175,000 | 3.75% | 3.80% | ||
9/1/25 | $185,000 | 4.00% | 4.00% | ||
9/1/28 | $595,000 | 4.00% | 4.20% |
L.O.: Peck, Shaffer & Williams, Covington, KY.
F.A.: J.J.B. Hilliard, W.L. Lyons, Inc., Louisville, KY.
Other bidders were:
Sterne Agee, NIC 3.9492%
Robert W. Baird, NIC 3.9953%
TEXAS
Forney Economic Development Corporation
Sep 19, 2013 . . . . . . $2,000,000
Sales Tax Revenue Bonds, Taxable Series 2013 (book entry).
Dated Sep 15, 2013.
Due Aug 15, 2017 to 2032.
Callable Aug 15, 2023 at par.
Winning bid: BOSC, at 100.0639, TIC 4.6979%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/17 | $85,000 | 4.25% | 1.90% | ||
8/15/18 | $90,000 | 4.25% | 2.40% | ||
8/15/19 | $95,000 | 4.25% | 2.80% | ||
8/15/20 | $100,000 | 4.25% | 3.20% | ||
8/15/21 | $100,000 | 4.25% | 3.50% | ||
8/15/22 | $110,000 | 4.25% | 3.75% | ||
8/15/24 | $235,000 | 4.25% | 4.25% | ||
8/15/26 | $255,000 | 4.50% | 4.50% | ||
8/15/28 | $280,000 | 4.75% | 4.75% | ||
8/15/30 | $310,000 | 5.00% | 5.00% | ||
8/15/32 | $340,000 | 5.10% | 5.10% |
L.O.: Fulbright & Jaworski, Dallas, TX; and State Attorney General.
F.A.: FirstSouthwest, Fort Worth, TX.
Other bidders were:
Raymond James, TIC 4.7878%
Robert W. Baird, TIC 4.8375%
SAMCO Cap Mkts, TIC 5.083%
Hutchinson Shockey, TIC 5.5307%