ARKANSAS
Waldron School District No. 45 of Scott County
Sep 28, 2011 . . . . . . $1,885,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Jun 1, 2013 to 2033.
Callable Dec 1, 2013 at par.
Winning bid: Morgan Keegan, at n/a, TIC 3.0612%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/13 | $65,000 | 1.00% | NRO | NRO | |
6/1/15 | $140,000 | 1.00% | NRO | NRO | |
6/1/17 | $150,000 | 1.25% | NRO | NRO | |
6/1/19 | $155,000 | 1.80% | NRO | NRO | |
6/1/22 | $245,000 | 2.25% | NRO | NRO | |
6/1/25 | $260,000 | 2.75% | NRO | NRO | |
6/1/27 | $200,000 | 3.00% | NRO | NRO | |
6/1/29 | $205,000 | 3.25% | NRO | NRO | |
6/1/31 | $220,000 | 3.375% | NRO | NRO | |
6/1/33 | $245,000 | 3.50% | NRO | NRO |
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: First Security Beardsley Public Finance, Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 3.1811%
Ross Sinclaire, TIC 3.5587%
CALIFORNIA
Livermore-Amador Vallery Water Management Agency
Sep 28, 2011 . . . . . . $105,345,000
2011 Sewer Revenue Refunding Bonds (book entry).
Dated Oct 13, 2011.
Due Aug 1, 2012 to 2031.
Callable Aug 1, 2021 at par.
Winning bid: BofA Merrill Lynch, at 107.3165, TIC 3.8201%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/12 | $4,195,000 | 2.00% | NRO | NRO | |
8/1/13 | $3,310,000 | 5.00% | NRO | NRO | |
8/1/14 | $3,485,000 | 5.00% | NRO | NRO | |
8/1/15 | $3,660,000 | 5.00% | 1.44% | ||
8/1/16 | $3,850,000 | 5.00% | NRO | NRO | |
8/1/17 | $4,050,000 | 5.00% | 2.09% | ||
8/1/18 | $4,255,000 | 5.00% | NRO | NRO | |
8/1/19 | $4,475,000 | 5.00% | 2.72% | ||
8/1/20 | $4,705,000 | 5.00% | 2.94% | ||
8/1/21 | $4,940,000 | 5.00% | NRO | NRO | |
8/1/22 | $5,195,000 | 5.00% | 3.24% | ||
8/1/23 | $5,460,000 | 3.50% | 3.50% | ||
8/1/24 | $5,660,000 | 5.00% | 3.60% | ||
8/1/25 | $5,950,000 | 5.00% | 3.74% | ||
8/1/26 | $6,250,000 | 4.00% | 4.00% | ||
8/1/27 | $6,510,000 | 5.00% | 3.96% | ||
8/1/28 | $6,845,000 | 5.00% | 4.06% | ||
8/1/29 | $7,195,000 | 4.25% | 4.30% | ||
8/1/30 | $7,510,000 | 4.375% | 4.40% | ||
8/1/31 | $7,845,000 | 4.50% | 4.50% |
Other managers: Rice Financial Products Company.
L.O.: Jones Hall, San Francisco, CA.
F.A.: Stone & Youngberg LLC, San Francisco, CA.
Other bidders were:
Barclays Capital, TIC 3.9219%
Citigroup, TIC 4.1164%
Wells Fargo Secs, TIC 4.197%
Petaluma City Elementary School District
Sep 28, 2011 . . . . . . $8,470,000
2011 General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Nov 1, 2011.
Due Feb 1, 2012 to Aug 1, 2027.
Callable Aug 1, 2019 at 101.000%, declining to par Aug 1, 2020.
Winning bid: Robert W. Baird, at 105.2682, TIC 2.3901%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/12 | $70,000 | 3.00% | S.B. | S.B. | |
8/1/12 | $800,000 | 3.00% | S.B. | S.B. | |
8/1/13 | $830,000 | 3.00% | 0.75% | ||
8/1/14 | $875,000 | 3.00% | 0.95% | ||
8/1/15 | $905,000 | 4.00% | 1.10% | ||
8/1/16 | $955,000 | 4.00% | 1.45% | ||
8/1/17 | $1,000,000 | 4.00% | 1.65% | ||
8/1/18 | $565,000 | 3.00% | 1.95% | ||
8/1/19 | $580,000 | 3.00% | 2.25% | ||
8/1/20 | $435,000 | 3.00% | 2.50% | ||
8/1/21 | $450,000 | 3.00% | 2.65% | ||
8/1/23 | $315,000 | 3.00% | 3.00% | ||
8/1/25 | $335,000 | 3.50% | 3.35% | ||
8/1/27 | $355,000 | 4.00% | 3.60% |
Other managers: CL King & Associates, Crews & Associates, Inc., Jackson Securities Inc., Kildare Capital, Inc., Vining-Sparks IBG, Limited Partnership, Loop Capital Markets, LLC, Isaak Bond Investments, Inc., Edward D. Jones & Co..
L.O.: Quint & Thimmig, San Francisco, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Southwest Securities, TIC 2.4014%
Hutchinson Shockey, TIC 2.4272%
Piper Jaffray, TIC 2.4428%
Stone & Youngberg, TIC 2.5886%
Raymond James, TIC 2.9985%
CONNECTICUT
Orange (Town)
Sep 28, 2011 . . . . . . $7,200,000
General Obligation Bonds, Issue of 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Oct 1, 2012 to 2031.
Callable Oct 1, 2019 at par.
Winning bid: Janney Montgomery, at 102.9075, TIC 2.6854%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/12 | $360,000 | 2.00% | 0.40% | ||
10/1/13 | $360,000 | 2.00% | 0.50% | ||
10/1/14 | $360,000 | 2.00% | 0.62% | ||
10/1/15 | $360,000 | 3.00% | 0.79% | ||
10/1/16 | $360,000 | 3.00% | 1.12% | ||
10/1/17 | $360,000 | 4.00% | 1.34% | ||
10/1/18 | $360,000 | 4.00% | 1.60% | ||
10/1/19 | $360,000 | 4.00% | 1.87% | ||
10/1/20 | $360,000 | 3.00% | 2.09% | ||
10/1/21 | $360,000 | 3.00% | 2.24% | ||
10/1/22 | $360,000 | 2.30% | 2.35% | ||
10/1/23 | $360,000 | 2.50% | 2.55% | ||
10/1/24 | $360,000 | 2.65% | 2.70% | ||
10/1/25 | $360,000 | 2.75% | 2.85% | ||
10/1/26 | $360,000 | 3.00% | 2.95% | ||
10/1/27 | $360,000 | 3.00% | 3.05% | ||
10/1/28 | $360,000 | 3.00% | 3.10% | ||
10/1/29 | $360,000 | 3.10% | 3.20% | ||
10/1/30 | $360,000 | 3.20% | 3.30% | ||
10/1/31 | $360,000 | 3.25% | 3.35% |
L.O.: Joseph Fasi LLC, Hartford, CT.
F.A.: Phoenix Advisors, LLC, Milford, CT.
Other bidders were:
Morgan Keegan, TIC 2.7052%
UBS Financial Svcs, TIC 2.7396%
Robert W. Baird, TIC 2.804%
Piper Jaffray, TIC 2.8598%
Fidelity Capital, TIC 2.9299%
FLORIDA
Winter Park (City)
Sep 28, 2011 . . . . . . $14,155,000
Water and Sewer Refunding Revenue Bonds, Series 2011 (book entry).
Dated Oct 20, 2011.
Due Dec 1, 2012 to 2021.
Non-callable.
Winning bid: PNC Capital Markets, at 112.0378, TIC 2.3075%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/1/12 | $5,000 | 2.00% | 0.73% | ||
12/1/13 | $1,355,000 | 3.00% | 0.87% | ||
12/1/14 | $1,395,000 | 3.00% | NRO | NRO | |
12/1/15 | $1,435,000 | 4.00% | 1.29% | ||
12/1/16 | $1,495,000 | 4.00% | 1.67% | ||
12/1/17 | $1,555,000 | 4.00% | 1.89% | ||
12/1/18 | $1,615,000 | 4.00% | 2.20% | ||
12/1/19 | $1,680,000 | 5.00% | 2.47% | ||
12/1/20 | $1,765,000 | 5.00% | 2.69% | ||
12/1/21 | $1,855,000 | 5.00% | 2.84% |
L.O.: Bryant, Miller & Olive, Orlando, FL.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Morgan Keegan, TIC 2.3395%
Hutchinson Shockey, TIC 2.3741%
Morgan Stanley, TIC 2.3894%
JPMorgan, TIC 2.4113%
UBS Financial Svcs, TIC 2.416%
Stifel Nicolaus, TIC 2.4897%
Guggenheim Secs, TIC 2.5814%
ILLINOIS
Shorewood Village
Sep 28, 2011 . . . . . . $4,700,000
General Obligation Refunding Bonds (Alternate Revenue Source), Series 2011 (bank qualified) (book entry).
Dated Oct 26, 2011.
Due Dec 15, 2011 to 2024.
Callable Dec 15, 2020 at par.
Winning bid: BOSC, at 100.5431, TIC 2.5901%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/11 | $55,000 | 2.00% | 0.65% | ||
12/15/12 | $45,000 | 2.00% | 0.75% | ||
12/15/13 | $345,000 | 2.00% | 0.85% | ||
12/15/14 | $340,000 | 2.00% | 1.00% | ||
12/15/15 | $360,000 | 2.00% | 1.15% | ||
12/15/16 | $355,000 | 2.00% | 1.50% | ||
12/15/17 | $360,000 | 2.00% | 1.75% | ||
12/15/18 | $370,000 | 2.50% | 2.00% | ||
12/15/19 | $385,000 | 2.625% | 2.30% | ||
12/15/20 | $385,000 | 2.625% | 2.50% | ||
12/15/21 | $405,000 | 2.75% | 2.65% | ||
12/15/22 | $420,000 | 2.85% | 2.85% | ||
12/15/23 | $440,000 | 3.05% | 3.05% | ||
12/15/24 | $435,000 | 3.20% | 3.20% |
Other managers: Sterne, Agee & Leach, Inc, First Trust Portfolios, L.P..
L.O.: Chapman and Cutler, Chicago, IL.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
BMO Harris Bank N.A., TIC 2.6364%
Robert W. Baird, TIC 2.6965%
Raymond James, TIC 2.7265%
Bernardi Securities, TIC 3.0444%
IOWA
Butler County
Sep 27, 2011 . . . . . . $1,530,000
General Obligation Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 25, 2011.
Due Jun 1, 2013 to 2018.
Callable Jun 1, 2016 at par.
Winning bid: Bankers' Bank, at n/a, TIC 1.2959%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/13 | $250,000 | 0.60% | NRO | NRO | |
6/1/14 | $250,000 | 0.80% | NRO | NRO | |
6/1/15 | $250,000 | 1.00% | NRO | NRO | |
6/1/16 | $255,000 | 1.20% | NRO | NRO | |
6/1/17 | $260,000 | 1.40% | NRO | NRO | |
6/1/18 | $265,000 | 1.60% | NRO | NRO |
L.O.: Ahlers & Cooney, P.C., Des Moines, IA.
F.A.: Speer Financial, Inc., Chicago, IL; and Speer Financial, Inc., Waterloo, IA.
Other bidders were:
Northland Securities, TIC 1.3398%
Hutchinson Shockey, TIC 1.3738%
UMB Bank, TIC 1.3928%
D.A. Davidson, TIC 1.4539%
MARYLAND
Maryland Department of Transportation
Sep 28, 2011 . . . . . . $161,435,000
Consolidated Transportation Bonds, Refunding Series 2011 (book entry).
Dated Oct 20, 2011.
Due May 1, 2015 to 2019.
Non-callable.
Winning bid: JPMorgan, at 119.8559, TIC 1.3796%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
5/1/15 | $23,545,000 | 5.00% | NRO | NRO | |
5/1/16 | $29,840,000 | 5.00% | NRO | NRO | |
5/1/17 | $32,930,000 | 5.00% | NRO | NRO | |
5/1/18 | $36,020,000 | 5.00% | 1.47% | ||
5/1/19 | $39,100,000 | 5.00% | 1.74% |
L.O.: Kutak Rock, Washington, DC.
F.A.: Public Financial Management, Inc., Orlando, FL; and Strategic Solutions Center, L.L.C., Landover, MD.
Other bidders were:
BofA Merrill Lynch, TIC 1.4626%
Goldman Sachs, TIC 1.4685%
Barclays Capital, TIC 1.4724%
Wells Fargo Secs, TIC 1.5%
Citigroup, TIC 1.5122%
Morgan Stanley, TIC 1.5495%
MASSACHUSETTS
Melrose (City)
Sep 28, 2011 . . . . . . $5,495,000
General Obligation Refunding Bonds (book entry).
Dated Oct 5, 2011.
Due Aug 15, 2012 to 2020.
Non-callable.
Winning bid: FirstSouthwest, at 104.0310, TIC 1.6829%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/12 | $775,000 | 2.00% | 0.50% | ||
8/15/13 | $705,000 | 2.00% | 0.60% | ||
8/15/14 | $685,000 | 2.50% | 0.75% | ||
8/15/15 | $670,000 | 2.00% | 1.00% | ||
8/15/16 | $625,000 | 3.00% | 1.25% | ||
8/15/17 | $525,000 | 3.00% | 1.50% | ||
8/15/18 | $515,000 | 3.00% | 1.75% | ||
8/15/19 | $505,000 | 2.75% | 2.05% | ||
8/15/20 | $490,000 | 2.50% | 2.30% |
Other managers: Morgan Stanley & Co., Inc., Raymond James & Associates, Inc., Fidelity Capital Markets, US Bancorp Investments, Inc..
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Robert W. Baird, TIC 1.8274%
Janney Montgomery, TIC 1.9179%
Roosevelt & Cross, TIC 2.015%
Piper Jaffray, TIC 2.0161%
MINNESOTA
Ashby (City)
Sep 28, 2011 . . . . . . $865,000
General Obligation Refunding Bonds, Series 2011B (bank qualified) (book entry).
Dated Oct 20, 2011.
Due Feb 1, 2012 to 2033.
Callable Feb 1, 2020 at par.
Winning bid: Bremer Bank, at n/a, TIC 3.6538%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/1/12 | $25,000 | 1.00% | NRO | NRO | |
2/1/13 | $30,000 | 1.25% | NRO | NRO | |
2/1/14 | $30,000 | 1.50% | NRO | NRO | |
2/1/15 | $25,000 | 1.75% | NRO | NRO | |
2/1/16 | $30,000 | 2.00% | NRO | NRO | |
2/1/17 | $60,000 | 2.25% | NRO | NRO | |
2/1/18 | $35,000 | 2.50% | NRO | NRO | |
2/1/19 | $35,000 | 2.50% | NRO | NRO | |
2/1/20 | $35,000 | 2.75% | NRO | NRO | |
2/1/21 | $35,000 | 2.75% | NRO | NRO | |
2/1/22 | $35,000 | 3.00% | NRO | NRO | |
2/1/23 | $35,000 | 3.00% | NRO | NRO | |
2/1/24 | $40,000 | 3.25% | NRO | NRO | |
2/1/25 | $40,000 | 3.50% | NRO | NRO | |
2/1/26 | $40,000 | 3.75% | NRO | NRO | |
2/1/27 | $40,000 | 3.75% | NRO | NRO | |
2/1/28 | $45,000 | 4.00% | NRO | NRO | |
2/1/29 | $45,000 | 4.00% | NRO | NRO | |
2/1/30 | $50,000 | 4.25% | NRO | NRO | |
2/1/31 | $50,000 | 4.25% | NRO | NRO | |
2/1/32 | $50,000 | 4.50% | NRO | NRO | |
2/1/33 | $55,000 | 4.50% | NRO | NRO |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 3.8613%
Ashby (City)
Sep 28, 2011 . . . . . . $1,010,000
General Obligation Temporary Sewer Revenue Bonds, Series 2011A (State of Minnesota Credit Enhancement Program) (bank qualified) (book entry).
Dated Oct 20, 2011.
Due Oct 1, 2014.
Callable Oct 1, 2012 at par.
Winning bid: United Banker's Bk, at n/a, TIC 0.7357%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/14 | $1,010,000 | 0.60% | NRO | NRO |
L.O.: Briggs & Morgan, St. Paul, MN.
F.A.: Ehlers, Roseville, MN.
Other bidders were:
Northland Securities, TIC 1.1731%
NEW JERSEY
Maplewood Township
Sep 28, 2011 . . . . . . $13,253,000
$11,806,000 General Improvement Bonds and $1,447,000 Pool Utility Bonds (book entry).
Dated Oct 13, 2011.
Due Oct 1, 2012 to 2025.
Callable Oct 1, 2021 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 2.7018%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/12 | $730,000 | 2.00% | NRO | NRO | |
10/1/13 | $730,000 | 2.00% | NRO | NRO | |
10/1/14 | $730,000 | 3.00% | NRO | NRO | |
10/1/15 | $930,000 | 2.00% | NRO | NRO | |
10/1/16 | $930,000 | 4.00% | NRO | NRO | |
10/1/17 | $930,000 | 4.00% | NRO | NRO | |
10/1/18 | $1,030,000 | 3.00% | NRO | NRO | |
10/1/19 | $1,030,000 | 5.00% | NRO | NRO | |
10/1/20 | $1,030,000 | 4.00% | NRO | NRO | |
10/1/21 | $1,130,000 | 3.00% | NRO | NRO | |
10/1/22 | $1,147,000 | 3.00% | NRO | NRO | |
10/1/23 | $1,000,000 | 3.50% | NRO | NRO | |
10/1/24 | $1,000,000 | 3.00% | NRO | NRO | |
10/1/25 | $906,000 | 4.00% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Citigroup Global Markets, Inc., Bank of New York Mellon Capital Markets, LLC.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
BofA Merrill Lynch, TIC 2.7331%
Raymond James, TIC 2.7392%
Janney Montgomery, TIC 2.8434%
Guggenheim Secs, TIC 2.9437%
Seaside Heights Borough
Sep 28, 2011 . . . . . . $2,464,750
Bond Anticipation Notes, Series 2011D.
Dated Oct 7, 2011.
Due Oct 5, 2012.
Purchased $2,464,740.00 by Janney Montgomery, at 1.75%, plus n/a, effective rate n/a.
L.O.: Dilworth Paxson, Neptune, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.8884%
Jefferies, Effective Rate 1.985%
TD Securities, Effective Rate 2.7989%
Tenafly Borough
Sep 27, 2011 . . . . . . $2,509,000
Bond Anticipation Notes (bank qualified) (book entry).
Dated Oct 4, 2011.
Due Oct 4, 2012.
Purchased $2,509,000.00 by Jefferies, at 1.5%, plus $7,930.00, effective rate 1.184%.
L.O.: Lomurro Davison Eastman & Munoz, Freehold, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Oppenheimer, Effective Rate 1.206%
West Milford Township
Sep 28, 2011 . . . . . . $3,562,000
$2,562,000 Bond Anticipation Notes and $1,000,000 Special Emergency Notes (bank qualified).
Dated Oct 7, 2011.
Due Oct 5, 2012.
Purchased $3,562,000.00 by TD Securities, at 1.5%, plus $12,823.20, effective rate 1.138%.
L.O.: Hawkins, Delafield & Wood, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.7898%
Janney Montgomery, Effective Rate 0.9161%
Oppenheimer, Effective Rate 0.9821%
NEW YORK
Manhasset Union Free School District
Sep 28, 2011 . . . . . . $13,200,000
School District Refunding Serial Bonds - 2011 (book entry).
Dated Oct 27, 2011.
Due Mar 15, 2012 to Sep 15, 2028.
Callable Sep 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 2.7544%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/15/12 | $55,000 | 2.00% | NRO | NRO | |
9/15/12 | $65,000 | 2.00% | NRO | NRO | |
9/15/13 | $65,000 | 3.00% | NRO | NRO | |
9/15/14 | $655,000 | 4.00% | NRO | NRO | |
9/15/15 | $680,000 | 2.00% | NRO | NRO | |
9/15/16 | $710,000 | 4.00% | NRO | NRO | |
9/15/17 | $745,000 | 5.00% | NRO | NRO | |
9/15/18 | $785,000 | 4.00% | NRO | NRO | |
9/15/19 | $820,000 | 4.00% | NRO | NRO | |
9/15/20 | $855,000 | 2.125% | NRO | NRO | |
9/15/21 | $875,000 | 2.25% | NRO | NRO | |
9/15/22 | $900,000 | 2.50% | NRO | NRO | |
9/15/23 | $925,000 | 3.00% | NRO | NRO | |
9/15/24 | $955,000 | 3.00% | NRO | NRO | |
9/15/25 | $980,000 | 3.00% | NRO | NRO | |
9/15/26 | $1,010,000 | 3.125% | NRO | NRO | |
9/15/27 | $1,045,000 | 3.25% | NRO | NRO | |
9/15/28 | $1,075,000 | 3.25% | NRO | NRO |
Other managers: Citigroup Global Markets, Inc., UBS Financial Services, Inc., Bank of New York Mellon Capital Markets, LLC, Ramirez & Co., Inc., CL King & Associates.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Janney Montgomery, TIC 2.89%
Fidelity Capital, TIC 2.9764%
Robert W. Baird, TIC 3.029%
JPMorgan, TIC 3.4045%
Port Jefferson Union Free School District
Sep 28, 2011 . . . . . . $8,600,000
Tax Anticipation Notes for 2011-2012 Taxes (bank qualified).
Dated Oct 12, 2011.
Due Jun 28, 2012.
Purchased $8,600,000.00 by Jefferies, at 1.5%, plus $62,696.00, effective rate 0.4748%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: Munistat Services, Inc., Port Jefferson, NY.
Other bidders were:
TD Securities, Effective Rate 0.4909%
Capital One, Effective Rate 0.51%
JPMorgan Chase, Effective Rate 0.53%
Janney Montgomery, Effective Rate 0.5539%
Oppenheimer, Effective Rate 1.1358%
Riga (Town)
Sep 28, 2011 . . . . . . $1,750,000
Public Improvement (Serial) Bonds, 2011 (bank qualified) (book entry).
Dated Oct 12, 2011.
Due Dec 15, 2012 to 2040.
Callable Dec 15, 2019 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 4.2624%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
12/15/12 | $30,000 | 4.00% | NRO | NRO | |
12/15/13 | $30,000 | 4.00% | NRO | NRO | |
12/15/14 | $35,000 | 4.00% | NRO | NRO | |
12/15/15 | $35,000 | 4.00% | NRO | NRO | |
12/15/16 | $35,000 | 4.00% | NRO | NRO | |
12/15/17 | $35,000 | 4.00% | NRO | NRO | |
12/15/18 | $40,000 | 4.00% | NRO | NRO | |
12/15/19 | $40,000 | 4.00% | NRO | NRO | |
12/15/20 | $40,000 | 4.00% | NRO | NRO | |
12/15/21 | $45,000 | 4.00% | NRO | NRO | |
12/15/22 | $45,000 | 4.00% | NRO | NRO | |
12/15/23 | $50,000 | 4.00% | NRO | NRO | |
12/15/24 | $50,000 | 4.00% | NRO | NRO | |
12/15/25 | $55,000 | 4.00% | NRO | NRO | |
12/15/26 | $55,000 | 4.00% | NRO | NRO | |
12/15/27 | $60,000 | 4.25% | NRO | NRO | |
12/15/28 | $60,000 | 4.25% | NRO | NRO | |
12/15/29 | $65,000 | 4.25% | NRO | NRO | |
12/15/30 | $70,000 | 4.25% | NRO | NRO | |
12/15/31 | $70,000 | 4.25% | NRO | NRO | |
12/15/32 | $75,000 | 4.25% | NRO | NRO | |
12/15/33 | $80,000 | 4.25% | NRO | NRO | |
12/15/34 | $80,000 | 4.25% | NRO | NRO | |
12/15/35 | $85,000 | 4.25% | NRO | NRO | |
12/15/36 | $90,000 | 4.25% | NRO | NRO | |
12/15/37 | $95,000 | 4.25% | NRO | NRO | |
12/15/38 | $95,000 | 4.375% | NRO | NRO | |
12/15/39 | $100,000 | 4.50% | NRO | NRO | |
12/15/40 | $105,000 | 4.50% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Riga (Town)
Sep 28, 2011 . . . . . . $1,950,000
Bond Anticipation Notes, 2011 (New Issue) (bank qualified).
Dated Oct 12, 2011.
Due Dec 30, 2011.
Purchased $1,950,000.00 by Jefferies, at 1.5%, plus $79.00, effective rate 1.4813%.
L.O.: Timothy R. McGill, Esq., Fairport, NY.
F.A.: Bernard P. Donegan, Inc., Victor, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.89%
Oppenheimer, Effective Rate 1.9254%
Bank of Castile, Effective Rate 2.0%
OHIO
Sandusky (City)
Sep 28, 2011 . . . . . . $3,615,000
Various Purpose Improvement Bond Anticipation Notes, Series 2011-1 (General Limited Tax) (bank qualified).
Dated Oct 12, 2011.
Due Oct 11, 2012.
Purchased $3,615,000.00 by Janney Montgomery, at 1.25%, plus n/a, effective rate n/a.
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: Sudsina & Associates, Aurora, OH.
Other bidders were:
Jefferies, Effective Rate 0.696%
Huntington Capital, Effective Rate 0.7%
TD Securities, Effective Rate 0.736%
George K. Baum, Effective Rate 0.756%
First Merit, Effective Rate 0.808%
Oppenheimer, Effective Rate 0.855%
PENNSYLVANIA
State Public School Building Authority
Sep 28, 2011 . . . . . . $15,800,000
College Revenue Bonds (Community College of Allegheny County Project), Series A of 2011 (book entry).
Dated Oct 31, 2011.
Due Jul 15, 2012 to 2025.
Callable Jul 15, 2019 at par.
Winning bid: Janney Montgomery, at n/a, TIC 3.3731%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
7/15/12 | $240,000 | 2.00% | 0.75% | AGM | |
7/15/13 | $970,000 | 2.00% | 1.00% | AGM | |
7/15/14 | $1,000,000 | 3.00% | 1.12% | AGM | |
7/15/15 | $1,030,000 | 3.00% | 1.39% | AGM | |
7/15/16 | $1,055,000 | 3.00% | 1.72% | AGM | |
7/15/17 | $1,100,000 | 4.00% | 2.00% | AGM | |
7/15/18 | $1,140,000 | 4.00% | 2.35% | AGM | |
7/15/19 | $1,185,000 | 4.00% | 2.62% | AGM | |
7/15/20 | $1,235,000 | 4.00% | 2.94% | AGM | |
7/15/21 | $1,280,000 | 3.00% | 3.09% | AGM | |
7/15/22 | $1,320,000 | 3.15% | 3.24% | AGM | |
7/15/23 | $1,365,000 | 3.35% | 3.42% | AGM | |
7/15/24 | $1,415,000 | 3.55% | 3.60% | AGM | |
7/15/25 | $1,465,000 | 3.70% | 3.74% | AGM |
L.O.: Houston Harbaugh, Pittsburgh, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Robert W. Baird, TIC 3.4385%
UBS Financial Svcs, TIC 3.6474%
US Bancorp Invest, TIC 4.1015%
Hutchinson Shockey, TIC 4.2761%
West Whiteland Township
Sep 28, 2011 . . . . . . $9,990,000
General Obligation Bonds, Series of 2011 (bank qualified) (book entry).
Dated Nov 2, 2011.
Due Aug 15, 2012 to 2029.
Callable Feb 15, 2017 at par.
Winning bid: Morgan Keegan, at n/a, TIC 2.7116%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/12 | $5,000 | 1.00% | NRO | NRO | |
8/15/13 | $115,000 | 2.00% | NRO | NRO | |
8/15/14 | $120,000 | 2.00% | NRO | NRO | |
8/15/15 | $555,000 | 2.00% | NRO | NRO | |
8/15/16 | $565,000 | 2.00% | NRO | NRO | |
8/15/17 | $580,000 | 2.00% | NRO | NRO | |
8/15/18 | $585,000 | 2.00% | NRO | NRO | |
8/15/19 | $600,000 | 2.00% | NRO | NRO | |
8/15/20 | $610,000 | 2.25% | NRO | NRO | |
8/15/21 | $625,000 | 2.25% | NRO | NRO | |
8/15/22 | $640,000 | 2.375% | NRO | NRO | |
8/15/23 | $655,000 | 3.50% | NRO | NRO | |
8/15/24 | $670,000 | 3.75% | NRO | NRO | |
8/15/25 | $690,000 | 3.00% | NRO | NRO | |
8/15/26 | $710,000 | 3.00% | NRO | NRO | |
8/15/27 | $730,000 | 3.125% | NRO | NRO | |
8/15/29 | $1,535,000 | 3.375% | NRO | NRO |
L.O.: Lamb McErlane, P.C., West Chester, PA.
F.A.: Public Financial Management, Inc., Harrisburg, PA.
Other bidders were:
Janney Montgomery, TIC 2.7192%
Roosevelt & Cross, TIC 2.7932%
Fidelity Capital, TIC 2.7935%
BNY Mellon Cap Mkts, TIC 2.8571%
Boenning&Scattergood, TIC 2.9434%
Robert W. Baird, TIC 2.9708%
SOUTH CAROLINA
Rock Hill School District No. 3
Sep 28, 2011 . . . . . . $5,000,000
General Obligation Bonds, Series 2011A (book entry).
Dated Oct 19, 2011.
Due Mar 1, 2012 to 2015.
Non-callable.
Winning bid: Robert W. Baird, at 104.5055, TIC 0.9382%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/12 | $260,000 | 2.00% | 0.35% | ||
3/1/13 | $440,000 | 2.00% | 0.45% | ||
3/1/14 | $1,615,000 | 2.00% | 0.64% | ||
3/1/15 | $2,685,000 | 3.00% | 0.81% |
Other managers: Morgan Keegan, Davenport & Company LLC, CL King & Associates, Fidelity Capital Markets, Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Crews & Associates, Inc., Edward D. Jones & Co., Duncan-Williams, Inc., SAMCO Capital Markets, Corby Capital Markets, Inc., Eastern Bank Capital Markets.
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
BOSC, TIC 1.0993%
JPMorgan, TIC 1.2256%
Hutchinson Shockey, TIC 1.2719%
US Bancorp Invest, TIC 1.7736%
Rock Hill School District No. 3
Sep 28, 2011 . . . . . . $15,595,000
General Obligation Refunding Bonds, Series 2011B (book entry).
Dated Oct 19, 2011.
Due Mar 1, 2012 to 2016.
Non-callable.
Winning bid: Robert W. Baird, at 110.3109, TIC 1.2069%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
3/1/12 | $50,000 | 2.00% | 0.35% | ||
3/1/13 | $50,000 | 2.00% | 0.45% | ||
3/1/14 | $4,860,000 | 4.00% | 0.64% | ||
3/1/15 | $5,325,000 | 5.00% | 0.81% | ||
3/1/16 | $5,310,000 | 4.00% | 1.12% |
Other managers: Morgan Keegan, Davenport & Company LLC, CL King & Associates, Fidelity Capital Markets, Loop Capital Markets, LLC, Kildare Capital, Inc., Coastal Securities Corp., Crews & Associates, Inc., Edward D. Jones & Co., Duncan-Williams, Inc., SAMCO Capital Markets, Corby Capital Markets, Inc., Eastern Bank Capital Markets, NW Capital Markets Inc..
L.O.: Parker, Poe, Adams & Bernstein, L.L.P., Columbia, SC.
F.A.: Ross, Sinclaire & Associates, Inc., Columbia, SC.
Other bidders were:
BOSC, TIC 1.33%
Citigroup, TIC 1.3477%
Hutchinson Shockey, TIC 1.3986%
JPMorgan, TIC 1.4324%
US Bancorp Invest, TIC 1.8224%
TEXAS
Franklin Independent School District
Sep 27, 2011 . . . . . . $16,890,000
Unlimited Tax School Building Bonds, Series 2011 (book entry).
Dated Oct 1, 2011.
Due Feb 15, 2012 to 2014.
Non-callable.
Winning bid: FirstSouthwest, at 101.3851, TIC 0.5867%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/15/12 | $2,500,000 | 0.75% | S.B. | S.B. | PSF |
2/15/13 | $8,000,000 | 0.75% | S.B. | S.B. | PSF |
2/15/14 | $6,390,000 | 2.00% | 0.55% | PSF |
Other managers: Stifel, Nicolaus & Co., Inc..
L.O.: Andrews Kurth LLP, Austin, TX; and State Attorney General.
F.A.: Coastal Securities Corp., Houston, TX.
Other bidders were:
Morgan Keegan, TIC 0.6845%
FTN Fin Cap Mkts, TIC 0.69%
JPMorgan, TIC 0.7048%
Piper Jaffray, TIC 0.7215%
Citigroup, TIC 0.783%
BOSC, TIC 0.7943%
Hutchinson Shockey, TIC 0.8807%
Harris County Municipal Utility District No. 166
Sep 28, 2011 . . . . . . $1,000,000
Unlimited Tax Bonds, Series 2011 (bank qualified) (book entry).
Dated Oct 1, 2011.
Due Sep 1, 2013 to 2035.
Callable Sep 1, 2018 at par.
Winning bid: SAMCO Cap Mkts, at 97.0000, NIC 4.572%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $20,000 | 5.00% | NRO | NRO | AGM |
9/1/14 | $20,000 | 5.00% | NRO | NRO | AGM |
9/1/15 | $20,000 | 5.00% | NRO | NRO | AGM |
9/1/16 | $25,000 | 5.00% | NRO | NRO | AGM |
9/1/17 | $25,000 | 3.50% | NRO | NRO | AGM |
9/1/18 | $25,000 | 3.50% | NRO | NRO | AGM |
9/1/22 | $125,000 | 4.50% | NRO | NRO | AGM |
9/1/27 | $210,000 | 4.00% | NRO | NRO | AGM |
9/1/31 | $230,000 | 4.45% | NRO | NRO | AGM |
9/1/35 | $300,000 | 4.50% | NRO | NRO | AGM |
Other managers: BLNS Securities Limited, Crews & Associates, Inc., Stifel, Nicolaus & Co., Inc., Coastal Securities Corp..
L.O.: Schwartz, Page & Harding, Houston, TX; and State Attorney General.
F.A.: Rathmann & Associates, L.P., Houston, TX.
Other bidders were:
FirstSouthwest, NIC 4.7979%
RBC Capital Mkts, NIC 4.8967%
Southwest Securities, NIC 4.9406%
WISCONSIN
Oshkosh Area School District
Sep 28, 2011 . . . . . . $17,000,000
Tax and Revenue Anticipation Promissory Notes (book entry).
Dated Oct 4, 2011.
Due Sep 28, 2012.
Purchased $17,000,000.00 by Piper Jaffray, at 1.0%, plus $97,750.00, effective rate 0.4125%.
L.O.: Godfrey & Kahn, Milwaukee, WI.
F.A.: PMA Securities, Inc, Naperville, IL; and PMA Securities, Inc., Milwaukee, WI.
Other bidders were:
Morgan Stanley, Effective Rate 0.4952%
Janney Montgomery, Effective Rate 0.4956%
Jefferies, Effective Rate 0.5201%
Oppenheimer, Effective Rate 0.8026%
TAXABLE ISSUES
KANSAS
Osage City (City)
Sep 27, 2011 . . . . . . $550,000
Taxable General Obligation Bonds, Series 2011-C (book entry).
Dated Oct 1, 2011.
Due Sep 1, 2012 to 2020.
Callable Sep 1, 2017 at par.
Winning bid: Cooper Malone, at n/a, NIC 3.5745%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $110,000 | 1.50% | NRO | NRO | |
9/1/15 | $120,000 | 2.60% | NRO | NRO | |
9/1/17 | $120,000 | 3.20% | NRO | NRO | |
9/1/20 | $200,000 | 3.75% | NRO | NRO |
L.O.: Gilmore & Bell, Wichita, KS.
F.A.: Ranson Financial Consultants, L.L.C., Wichita, KS.
NEW YORK
Haverstraw Village
Sep 28, 2011 . . . . . . $1,500,000
Bond Anticipation Renewal Notes, 2011 (Taxable).
Dated Oct 6, 2011.
Due Feb 24, 2012.
Purchased $1,500,000.00 by KeyBank NY, at 1.36%, effective rate 1.36%.
L.O.: Fulbright & Jaworski, New York, NY.
F.A.: Capital Markets Advisors, LLC, Great Neck, NY.
Other bidders were:
Jefferies, Effective Rate 1.7314%
Roosevelt & Cross, Effective Rate 1.7674%
Oppenheimer, Effective Rate 2.4843%
New York City
Sep 27, 2011 . . . . . . $65,000,000
Taxable General Obligation Bonds, Fiscal 2012 Series D, Subseries D-2 (book entry).
Dated Oct 13, 2011.
Due Oct 1, 2013 to 2017.
The bonds shall be callable in accordance with the specification.
Winning bid: Citigroup, at 99.8500, TIC 1.4922%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/1/13 | $14,720,000 | 1.00% | NRO | NRO | |
10/1/14 | $14,805,000 | 1.20% | NRO | NRO | |
10/1/15 | $17,120,000 | 1.45% | 1.45% | ||
10/1/16 | $17,355,000 | 1.70% | 1.70% | ||
10/1/17 | $1,000,000 | 1.90% | 1.90% |
Other managers: Roosevelt & Cross, Inc..
L.O.: Sidley Austin LLP, New York, NY.
F.A.: Public Resources Advisory Group, New York, NY; and A.C. Advisory, Inc., New York, NY.
Other bidders were:
Goldman Sachs, TIC 1.6577%
JPMorgan, TIC 1.7295%
RBC Capital Mkts, TIC 1.8443%
Barclays Capital, TIC 1.8443%
Wells Fargo Secs, TIC 1.8797%
Jefferies, TIC 1.9094%
BofA Merrill Lynch, TIC 1.9098%
Morgan Stanley, TIC 2.0406%
Southwest Securities, TIC 2.2125%