ARKANSAS
Lake Hamilton School District No. 5 of Garland County
Aug 18, 2011 . . . . . . $11,620,000
Refunding Bonds (Arkansas School District Credit Enhancement Program) (book entry).
Dated Sep 1, 2011.
Due Apr 1, 2013 to 2036.
Callable Oct 1, 2016 at par.
Winning bid: Morgan Keegan, at n/a, TIC 3.7642%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/13 | $285,000 | 2.00% | NRO | NRO | |
4/1/14 | $360,000 | 2.00% | NRO | NRO | |
4/1/15 | $365,000 | 2.00% | NRO | NRO | |
4/1/16 | $375,000 | 2.25% | NRO | NRO | |
4/1/17 | $380,000 | 2.50% | NRO | NRO | |
4/1/18 | $390,000 | 2.75% | NRO | NRO | |
4/1/19 | $395,000 | 3.00% | NRO | NRO | |
4/1/20 | $405,000 | 3.00% | NRO | NRO | |
4/1/21 | $420,000 | 3.00% | NRO | NRO | |
4/1/22 | $430,000 | 3.00% | NRO | NRO | |
4/1/23 | $440,000 | 3.00% | NRO | NRO | |
4/1/24 | $455,000 | 3.25% | NRO | NRO | |
4/1/25 | $470,000 | 3.375% | NRO | NRO | |
4/1/26 | $485,000 | 3.50% | NRO | NRO | |
4/1/27 | $500,000 | 3.625% | NRO | NRO | |
4/1/28 | $520,000 | 3.625% | NRO | NRO | |
4/1/29 | $535,000 | 3.75% | NRO | NRO | |
4/1/31 | $1,140,000 | 4.00% | NRO | NRO | |
4/1/33 | $1,230,000 | 4.125% | NRO | NRO | |
4/1/36 | $2,040,000 | 4.25% | NRO | NRO |
Other managers: Duncan-Williams, Inc., Robert W. Baird & Co., Inc., CL King & Associates, Loop Capital Markets, LLC, Kildare Capital, Inc., Davenport & Company LLC, Incapital LLC, Fidelity Capital Markets, Vining-Sparks IBG, Limited Partnership, Ross, Sinclaire & Associates, Inc., Jackson Securities Inc., Northern Trust Company, NW Capital Markets Inc..
L.O.: Friday Eldredge & Clark, Little Rock, AR.
F.A.: Stephens Inc., Little Rock, AR.
Other bidders were:
Crews & Associates, TIC 3.8548%
Stephens, TIC 3.8615%
CALIFORNIA
Ceres Unified School District
Aug 18, 2011 . . . . . . $6,750,000
2011-2012 Tax and Revenue Anticipation Notes (book entry).
Dated Aug 31, 2011.
Due May 1, 2012.
Purchased $6,750,000.00 by Morgan Stanley, at 3.0%, plus $104,895.00, effective rate 0.6679%.
L.O.: Kronick, Moskovitz, Tiedemann & Girard, Sacramento, CA.
F.A.: KNN Public Finance, Oakland, CA.
Other bidders were:
Oppenheimer, Effective Rate 1.1528%
FLORIDA
Miami-Dade County
Aug 18, 2011 . . . . . . $26,830,000
Capital Asset Acquisition Special Obligation Bonds, Series 2011A (book entry).
Dated Aug 31, 2011.
Due Apr 1, 2020 to 2032.
Callable Apr 1, 2021 at par.
Winning bid: BofA Merrill Lynch, at n/a, TIC 4.3734%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/20 | $1,110,000 | 4.00% | 3.04% | ||
4/1/21 | $1,495,000 | 4.50% | 3.22% | ||
4/1/22 | $1,615,000 | 4.00% | 3.42% | ||
4/1/23 | $1,730,000 | 4.50% | 3.62% | ||
4/1/24 | $1,865,000 | 4.00% | 3.78% | ||
4/1/25 | $1,995,000 | 4.00% | 3.91% | ||
4/1/26 | $2,130,000 | 4.00% | 4.03% | ||
4/1/27 | $2,270,000 | 4.00% | 4.13% | ||
4/1/28 | $2,420,000 | 4.125% | 4.22% | ||
4/1/29 | $2,580,000 | 4.25% | 4.31% | ||
4/1/30 | $2,750,000 | 4.25% | NRO | NRO | |
4/1/31 | $2,930,000 | 4.375% | NRO | NRO | |
4/1/32 | $1,940,000 | 4.50% | NRO | NRO |
Other managers: Jackson Securities Inc., Ramirez & Co., Inc..
L.O.: Squire, Sanders & Dempsey (US) LLP, Miami, FL; and KnoxSeaton, Miami, FL.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Citigroup, TIC 4.3778%
RBC Capital Mkts, TIC 4.4769%
Raymond James, TIC 4.5561%
Southwest Securities, TIC 4.5876%
Morgan Stanley, TIC 4.7575%
Jefferies, TIC 4.9531%
Morgan Keegan, TIC 5.0549%
Hutchinson Shockey, TIC 5.0938%
JPMorgan, TIC 5.1007%
Wells Fargo Secs, TIC 5.4061%
Palm Beach County
Aug 18, 2011 . . . . . . $62,775,000
Public Improvement Revenue Refunding Bonds, Series 2011 (Convention Center Project) (book entry).
Dated Aug 31, 2011.
Due Nov 1, 2015 to 2030.
Callable Nov 1, 2021 at par.
Winning bid: JPMorgan, at 114.2134, TIC 3.5456%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
11/1/15 | $2,625,000 | 5.00% | 0.91% | ||
11/1/16 | $2,760,000 | 5.00% | 1.34% | ||
11/1/17 | $2,905,000 | 5.00% | 1.64% | ||
11/1/18 | $3,050,000 | 5.00% | 2.01% | ||
11/1/19 | $3,210,000 | 5.00% | 2.30% | ||
11/1/20 | $3,370,000 | 5.00% | 2.53% | ||
11/1/21 | $3,545,000 | 5.00% | 2.76% | ||
11/1/22 | $3,725,000 | 5.00% | 2.95% | ||
11/1/23 | $3,920,000 | 5.00% | NRO | NRO | |
11/1/24 | $4,120,000 | 5.00% | 3.38% | ||
11/1/25 | $4,330,000 | 5.00% | 3.51% | ||
11/1/26 | $4,550,000 | 5.00% | 3.63% | ||
11/1/27 | $4,785,000 | 5.00% | 3.73% | ||
11/1/28 | $5,030,000 | 5.00% | 3.82% | ||
11/1/29 | $5,290,000 | 5.00% | 3.91% | ||
11/1/30 | $5,560,000 | 5.00% | 4.00% |
L.O.: Edwards Angell Palmer & Dodge, LLP, West Palm Beach, FL.
F.A.: Spectrum Municipal Services, Inc., Palm Beach Gardens, FL.
Other bidders were:
BofA Merrill Lynch, TIC 3.594%
Citigroup, TIC 3.6112%
Barclays Capital, TIC 3.6373%
Morgan Stanley, TIC 3.7675%
Wells Fargo Secs, TIC 3.9%
Robert W. Baird, TIC 3.9553%
MARYLAND
Anne Arundel County
Aug 18, 2011 . . . . . . $44,695,000
General Obligation Bonds, Consolidated General Improvements Series, 2011 Refunding Series (book entry). $35,835,000
Dated Sep 1, 2011.
Due Apr 1, 2013 to 2023.
Callable Apr 1, 2021 at par.
Winning bid: JPMorgan, at 120.1585, TIC 1.9713%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/13 | $10,000 | 3.00% | 0.35% | ||
4/1/14 | $3,610,000 | 5.00% | 0.35% | ||
4/1/15 | $3,590,000 | 5.00% | 0.50% | ||
4/1/16 | $3,565,000 | 5.00% | NRO | NRO | |
4/1/17 | $3,540,000 | 5.00% | 1.11% | ||
4/1/18 | $3,560,000 | 5.00% | 1.43% | ||
4/1/19 | $3,575,000 | 5.00% | 1.74% | ||
4/1/20 | $3,585,000 | 5.00% | 1.96% | ||
4/1/21 | $3,595,000 | 5.00% | 2.14% | ||
4/1/22 | $3,600,000 | 5.00% | 2.35% | ||
4/1/23 | $3,605,000 | 5.00% | 2.56% |
General Obligation Bonds, Consolidated Water and Sewer Series, 2011 Refunding Series (book entry). $8,860,000
Dated Sep 1, 2011.
Due Apr 1, 2013 to 2025.
Callable Apr 1, 2021 at par.
Winning bid: JPMorgan, at 120.1585, TIC 1.9713%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/13 | $10,000 | 3.00% | 0.35% | ||
4/1/14 | $740,000 | 5.00% | 0.35% | ||
4/1/15 | $735,000 | 5.00% | 0.50% | ||
4/1/16 | $730,000 | 5.00% | 0.82% | ||
4/1/17 | $725,000 | 5.00% | 1.11% | ||
4/1/18 | $735,000 | 5.00% | 1.43% | ||
4/1/19 | $735,000 | 5.00% | 1.74% | ||
4/1/20 | $740,000 | 5.00% | 1.96% | ||
4/1/21 | $740,000 | 5.00% | 2.14% | ||
4/1/22 | $740,000 | 5.00% | 2.35% | ||
4/1/23 | $745,000 | 5.00% | 2.56% | ||
4/1/24 | $745,000 | 5.00% | 2.73% | ||
4/1/25 | $740,000 | 5.00% | 2.86% |
L.O.: McKennon Shelton & Henn LLP, Baltimore, MD.
F.A.: Public Resources Advisory Group, New York, NY.
Other bidders were:
Citigroup, TIC 1.9862%
Robert W. Baird, TIC 2.0126%
BofA Merrill Lynch, TIC 2.0131%
Jefferies, TIC 2.0368%
Barclays Capital, TIC 2.0712%
TD Securities, TIC 2.0925%
Janney Montgomery, TIC 2.1117%
BB&T Cap Mkts, TIC 2.1182%
Piper Jaffray, TIC 2.1261%
Wells Fargo Secs, TIC 2.2677%
US Bancorp Invest, TIC 2.2767%
MASSACHUSETTS
Arlington (Town)
Aug 18, 2011 . . . . . . $9,410,000
General Obligation Municipal Purpose Loan of 2011 Bonds., Series A (book entry).
Dated Aug 24, 2011.
Due Aug 15, 2012 to 2021.
Non-callable.
Winning bid: Eastern Bk Cap Mkts, at 107.0755, TIC 1.4025%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/12 | $1,170,000 | 2.00% | NRO | NRO | |
8/15/13 | $1,090,000 | 3.00% | NRO | NRO | |
8/15/14 | $1,070,000 | 2.00% | 0.40% | ||
8/15/15 | $1,035,000 | 3.00% | 0.52% | ||
8/15/16 | $1,005,000 | 3.00% | 0.87% | ||
8/15/17 | $880,000 | 3.00% | 1.15% | ||
8/15/18 | $945,000 | 3.00% | 1.50% | ||
8/15/19 | $980,000 | 3.00% | 1.80% | ||
8/15/20 | $935,000 | 3.00% | 2.02% | ||
8/15/21 | $300,000 | 3.00% | 2.20% |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Janney Montgomery, TIC 1.4349%
Morgan Keegan, TIC 1.4615%
BMO Cap Mkts GKST, TIC 1.4724%
Roosevelt & Cross, TIC 1.4942%
US Bancorp Piper, TIC 1.4944%
Raymond James, TIC 1.5381%
Blackstone (Town)
Aug 18, 2011 . . . . . . $1,205,000
General Obligation Refunding Bonds (bank qualified) (book entry).
Dated Sep 1, 2011.
Due Oct 15, 2012 to 2020.
Non-callable.
Winning bid: Robert W. Baird, at 104.8718, TIC 1.632%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
10/15/12 | $165,000 | 2.00% | 0.45% | ||
10/15/13 | $155,000 | 2.00% | 0.55% | ||
10/15/14 | $150,000 | 2.00% | 0.65% | ||
10/15/15 | $145,000 | 2.00% | 0.85% | ||
10/15/16 | $135,000 | 3.00% | 1.20% | ||
10/15/17 | $135,000 | 3.00% | 1.50% | ||
10/15/18 | $110,000 | 3.00% | 1.80% | ||
10/15/19 | $105,000 | 3.00% | 2.10% | ||
10/15/20 | $105,000 | 3.00% | 2.30% |
Other managers: Kildare Capital, Inc., Corby Capital Markets, Inc., SAMCO Capital Markets, Stifel, Nicolaus & Co., Inc., Loop Capital Markets, LLC, Wedbush Securities Inc, Jackson Securities Inc..
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
UBS Financial Svcs, TIC 1.7501%
Raymond James, TIC 1.9164%
Eastern Bk Cap Mkts, TIC 1.9903%
Dartmouth (Town)
Aug 18, 2011 . . . . . . $1,153,655
Bond Anticipation Notes (bank qualified).
Dated Aug 30, 2011.
Due Feb 24, 2012.
Purchased $1,153,660.00 by Eastern Bk Cap Mkts, at 0.85%, effective rate 0.85%.
F.A.: UniBank Fiscal Advisory Services, Inc., Whitinsville, MA.
Other bidders were:
Cape Cod 5 Cents Svg, Effective Rate 0.9%
UniBank Fiscal Adv, Effective Rate 0.9%
MICHIGAN
Tuscola County
Aug 18, 2011 . . . . . . $995,000
Capital Improvement Bonds, Series 2011 (General Obligation Limited Tax) (bank qualified) (book entry).
Dated Sep 1, 2011.
Due Jun 1, 2012 to 2031.
Callable Jun 1, 2021 at par.
Winning bid: Bernardi Securities, at n/a, TIC 4.4551%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
6/1/12 | $35,000 | 2.50% | NRO | NRO | |
6/1/13 | $35,000 | 2.50% | NRO | NRO | |
6/1/14 | $35,000 | 2.50% | NRO | NRO | |
6/1/15 | $35,000 | 2.50% | NRO | NRO | |
6/1/16 | $40,000 | 2.75% | NRO | NRO | |
6/1/17 | $40,000 | 3.00% | NRO | NRO | |
6/1/18 | $40,000 | 3.00% | NRO | NRO | |
6/1/19 | $40,000 | 3.10% | NRO | NRO | |
6/1/20 | $45,000 | 3.30% | NRO | NRO | |
6/1/21 | $45,000 | 3.60% | NRO | NRO | |
6/1/22 | $50,000 | 3.80% | NRO | NRO | |
6/1/23 | $50,000 | 4.00% | NRO | NRO | |
6/1/24 | $55,000 | 4.15% | NRO | NRO | |
6/1/25 | $55,000 | 4.30% | NRO | NRO | |
6/1/26 | $60,000 | 4.50% | NRO | NRO | |
6/1/27 | $60,000 | 4.70% | NRO | NRO | |
6/1/28 | $65,000 | 4.90% | NRO | NRO | |
6/1/29 | $65,000 | 4.90% | NRO | NRO | |
6/1/30 | $70,000 | 4.90% | NRO | NRO | |
6/1/31 | $75,000 | 4.90% | NRO | NRO |
L.O.: Axe & Ecklund, P.C., Grosse Pointe Farms, MI.
F.A.: Leonard Capital Markets, Grosse Pointe Farms, MI.
NEW JERSEY
Pittsgrove Township
Aug 18, 2011 . . . . . . $717,200
Bond Anticipation Notes.
Dated Aug 25, 2011.
Due Aug 24, 2012.
Purchased $717,200.00 by TBGC Investment Corp, at 1.55%, effective rate 1.55%.
L.O.: McManimon & Scotland, Newark, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Colonial Bk, FSB, Effective Rate 1.58%
First Elmer Inv Corp, Effective Rate 1.99%
Oppenheimer, Effective Rate 2.4096%
Woodbridge Township
Aug 18, 2011 . . . . . . $83,370,000
$61,174,750 General Bond Anticipation Notes; $21,435,250 Recreation Utility Bond Anticipation Notes and $760,000 Parking Utility Bond Anticipation Notes (book entry).
Dated Sep 1, 2011.
Due Aug 24, 2012.
Purchased $83,370,000.00 by TD Securities, at 1.5%, plus $689,553.20, effective rate 0.6565%.
L.O.: Rogut McCarthy LLC, Cranford, NJ.
F.A.: Municipal Official(s).
Other bidders were:
Jefferies, Effective Rate 0.6602%
RBC Capital Mkts, Effective Rate 0.6627%
Janney Montgomery, Effective Rate 0.8746%
NEW YORK
Akron Central School District
Aug 18, 2011 . . . . . . $922,400
Bond Anticipation Notes, 2011 (bank qualified).
Dated Sep 1, 2011.
Due Aug 30, 2012.
Purchased $922,400.00 by Roosevelt & Cross, at 1.5%, plus $2,947.00, effective rate 1.1796%.
L.O.: Hodgson, Russ LLP, Buffalo, NY.
F.A.: Municipal Solutions, Inc, Canandaigua, NY.
Other bidders were:
JPMorgan Chase, Effective Rate 1.19%
First Niagara Bank, Effective Rate 1.4%
Oppenheimer, Effective Rate 1.8365%
Albany City School District
Aug 18, 2011 . . . . . . $4,000,000
Revenue Anticipation Notes, 2011.
Dated Aug 30, 2011.
Due Sep 30, 2011.
Purchased $4,000,000.00 by JPMorgan Chase, at 1.09%, effective rate 1.09%.
L.O.: Hiscock & Barclay, LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.35%
Jefferies, Effective Rate 1.4874%
Oppenheimer, Effective Rate 2.38%
Clifton Park (Town)
Aug 18, 2011 . . . . . . $1,358,300
Public Improvement (Serial) Bonds, 2011 (bank qualified) (book entry).
Dated Sep 1, 2011.
Due Sep 1, 2012 to 2035.
Callable Sep 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 3.6945%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/12 | $43,300 | 2.00% | NRO | NRO | |
9/1/13 | $45,000 | 2.50% | NRO | NRO | |
9/1/14 | $45,000 | 3.00% | NRO | NRO | |
9/1/15 | $50,000 | 3.00% | NRO | NRO | |
9/1/16 | $50,000 | 3.00% | NRO | NRO | |
9/1/17 | $50,000 | 3.00% | NRO | NRO | |
9/1/18 | $55,000 | 3.00% | NRO | NRO | |
9/1/19 | $55,000 | 3.00% | NRO | NRO | |
9/1/20 | $55,000 | 3.00% | NRO | NRO | |
9/1/21 | $60,000 | 3.00% | NRO | NRO | |
9/1/22 | $60,000 | 3.00% | NRO | NRO | |
9/1/23 | $60,000 | 3.125% | NRO | NRO | |
9/1/24 | $65,000 | 3.25% | NRO | NRO | |
9/1/25 | $65,000 | 3.375% | NRO | NRO | |
9/1/26 | $65,000 | 3.50% | NRO | NRO | |
9/1/27 | $65,000 | 4.00% | NRO | NRO | |
9/1/28 | $65,000 | 4.00% | NRO | NRO | |
9/1/29 | $65,000 | 4.00% | NRO | NRO | |
9/1/30 | $65,000 | 4.00% | NRO | NRO | |
9/1/31 | $60,000 | 4.00% | NRO | NRO | |
9/1/32 | $60,000 | 4.00% | NRO | NRO | |
9/1/33 | $60,000 | 4.125% | NRO | NRO | |
9/1/34 | $60,000 | 4.20% | NRO | NRO | |
9/1/35 | $35,000 | 4.25% | NRO | NRO |
Other managers: Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Bond, Schoeneck & King, PLLC, Syracuse, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Coxsackie-Athens Central School District
Aug 18, 2011 . . . . . . $5,000,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Aug 30, 2011.
Due Aug 30, 2012.
Purchased $5,000,000.00 by Jefferies, at 1.5%, plus $30,202.00, effective rate 0.896%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
PNC Capital Markets, Effective Rate 0.897%
Oppenheimer, Effective Rate 0.929%
First Niagara Bank, Effective Rate 1.0%
JPMorgan Chase, Effective Rate 1.03%
Janney Montgomery, Effective Rate 1.35%
Garden City Union Free School District
Aug 18, 2011 . . . . . . $22,000,000
School District Serial Bonds, 2011 (book entry).
Dated Sep 1, 2011.
Due Sep 1, 2013 to 2031.
Callable Sep 1, 2020 at par.
Winning bid: Barclays Capital, at 101.3412, NIC 3.0849%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/13 | $830,000 | 2.00% | 0.35% | ||
9/1/14 | $860,000 | 2.00% | 0.45% | ||
9/1/15 | $890,000 | 2.00% | 0.62% | ||
9/1/16 | $920,000 | 2.00% | 1.00% | ||
9/1/17 | $955,000 | 3.00% | 1.33% | ||
9/1/18 | $990,000 | 3.00% | 1.68% | ||
9/1/19 | $1,025,000 | 3.00% | 2.00% | ||
9/1/20 | $1,060,000 | 3.00% | 2.24% | ||
9/1/21 | $1,100,000 | 3.00% | 2.42% | ||
9/1/22 | $1,135,000 | 3.00% | 2.67% | ||
9/1/23 | $1,175,000 | 3.00% | 2.87% | ||
9/1/24 | $1,220,000 | 3.00% | 3.03% | ||
9/1/25 | $1,265,000 | 3.125% | 3.16% | ||
9/1/26 | $1,305,000 | 3.25% | 3.28% | ||
9/1/27 | $1,355,000 | 3.25% | 3.38% | ||
9/1/28 | $1,400,000 | 3.375% | 3.47% | ||
9/1/29 | $1,450,000 | 3.50% | 3.56% | ||
9/1/30 | $1,505,000 | 3.50% | 3.65% | ||
9/1/31 | $1,560,000 | 3.50% | 3.74% |
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
Prager Sealy, NIC 3.3196%
Roosevelt & Cross, NIC 3.3392%
Morgan Stanley, NIC 3.3396%
BofA Merrill Lynch, NIC 3.3496%
Robert W. Baird, NIC 3.3599%
Janney Montgomery, NIC 3.4273%
Wells Fargo Secs, NIC 3.6523%
TD Securities, NIC 3.8502%
Islip Union Free School District
Aug 18, 2011 . . . . . . $19,000,000
Tax Anticipation Notes for 2011-2012 Taxes.
Dated Aug 25, 2011.
Due Jun 22, 2012.
Purchased $19,000,000.00 by Jefferies, at 1.25%, plus $125,782.00, effective rate 0.4476%.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: New York Municipal Advisors Corp. (NYMAC), Syosset, NY.
Other bidders were:
JPMorgan, Effective Rate 0.4991%
Capital One, Effective Rate 0.57%
TD Securities, Effective Rate 0.5709%
Janney Montgomery, Effective Rate 0.5794%
JPMorgan Chase, Effective Rate 0.59%
Oppenheimer, Effective Rate 0.7858%
Oppenheimer, Effective Rate 0.8767%
Flushing Comm Bk, Effective Rate 1.1%
Ithaca (Town)
Aug 18, 2011 . . . . . . $2,650,000
Public Improvement (Serial) Bonds, 2011 (bank qualified) (book entry).
Dated Sep 1, 2011.
Due Sep 1, 2012 to 2031.
Callable Sep 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, NIC 2.9551%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/12 | $130,000 | 2.125% | NRO | NRO | |
9/1/13 | $135,000 | 2.125% | NRO | NRO | |
9/1/14 | $135,000 | 2.125% | NRO | NRO | |
9/1/15 | $140,000 | 2.25% | NRO | NRO | |
9/1/16 | $140,000 | 2.25% | NRO | NRO | |
9/1/17 | $145,000 | 2.25% | NRO | NRO | |
9/1/18 | $150,000 | 2.50% | NRO | NRO | |
9/1/19 | $155,000 | 2.50% | NRO | NRO | |
9/1/20 | $155,000 | 2.50% | NRO | NRO | |
9/1/21 | $160,000 | 2.50% | NRO | NRO | |
9/1/22 | $105,000 | 2.75% | NRO | NRO | |
9/1/23 | $110,000 | 3.00% | NRO | NRO | |
9/1/24 | $110,000 | 3.00% | NRO | NRO | |
9/1/25 | $115,000 | 3.00% | NRO | NRO | |
9/1/26 | $115,000 | 3.00% | NRO | NRO | |
9/1/27 | $120,000 | 3.25% | NRO | NRO | |
9/1/28 | $125,000 | 3.25% | NRO | NRO | |
9/1/29 | $130,000 | 3.25% | NRO | NRO | |
9/1/30 | $135,000 | 3.375% | NRO | NRO | |
9/1/31 | $140,000 | 3.50% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Janney Montgomery, NIC 3.2808%
Robert W. Baird, NIC 3.3469%
Raymond James, NIC 3.3644%
Bernardi Securities, NIC 3.7735%
Pawling Central School District
Aug 18, 2011 . . . . . . $1,500,000
Tax Anticipation Notes, 2011 (bank qualified).
Dated Aug 25, 2011.
Due Oct 28, 2011.
Purchased $1,500,000.00 by Putnam Co Saving Bnk, at 0.4%, effective rate 0.4%.
L.O.: Orrick, Herrington & Sutcliffe, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Other bidders were:
KeyBanc Cap Mkts, Effective Rate 1.09%
Jefferies, Effective Rate 1.4821%
JPMorgan Chase, Effective Rate 1.53%
Oppenheimer, Effective Rate 2.2329%
Pelham Village
Aug 18, 2011 . . . . . . $1,913,792
Public Improvement Serial Bonds, Series 2011A (bank qualified) (book entry).
Dated Aug 30, 2011.
Due Sep 1, 2012 to 2032.
Callable Sep 1, 2018 at par.
Winning bid: Roosevelt & Cross, at n/a, TIC 3.1613%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/12 | $43,792 | 4.00% | NRO | NRO | |
9/1/13 | $75,000 | 4.00% | NRO | NRO | |
9/1/14 | $80,000 | 4.00% | NRO | NRO | |
9/1/15 | $80,000 | 4.00% | NRO | NRO | |
9/1/16 | $80,000 | 4.00% | NRO | NRO | |
9/1/17 | $80,000 | 2.375% | NRO | NRO | |
9/1/18 | $85,000 | 2.00% | NRO | NRO | |
9/1/19 | $80,000 | 2.25% | NRO | NRO | |
9/1/20 | $85,000 | 2.375% | NRO | NRO | |
9/1/21 | $90,000 | 2.50% | NRO | NRO | |
9/1/22 | $85,000 | 2.75% | NRO | NRO | |
9/1/23 | $90,000 | 3.00% | NRO | NRO | |
9/1/24 | $95,000 | 3.00% | NRO | NRO | |
9/1/25 | $100,000 | 3.00% | NRO | NRO | |
9/1/26 | $100,000 | 3.125% | NRO | NRO | |
9/1/27 | $105,000 | 3.25% | NRO | NRO | |
9/1/28 | $105,000 | 3.25% | NRO | NRO | |
9/1/29 | $110,000 | 3.375% | NRO | NRO | |
9/1/30 | $110,000 | 3.50% | NRO | NRO | |
9/1/31 | $115,000 | 3.50% | NRO | NRO | |
9/1/32 | $120,000 | 3.50% | NRO | NRO |
Other managers: UBS Financial Services, Inc., Ramirez & Co., Inc., Stifel, Nicolaus & Co., Inc., CL King & Associates, Bank of New York Mellon Capital Markets, LLC.
L.O.: Cahill Gambino LLP, New York, NY.
F.A.: Capital Markets Advisors, LLC, Hopewell Junction, NY.
Philipstown-North Highlands Fire District
Aug 18, 2011 . . . . . . $200,000
Fire District (Serial) Bonds, 2011 (bank qualified) (book entry).
Dated Sep 1, 2011.
Due Sep 1, 2012 to 2021.
Non-callable.
Winning bid: Bank of Greene Co, at n/a, NIC 2.8106%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
9/1/12 | $15,000 | 1.00% | NRO | NRO | |
9/1/13 | $15,000 | 1.30% | NRO | NRO | |
9/1/14 | $20,000 | 1.60% | NRO | NRO | |
9/1/15 | $20,000 | 1.90% | NRO | NRO | |
9/1/16 | $20,000 | 2.20% | NRO | NRO | |
9/1/17 | $20,000 | 2.45% | NRO | NRO | |
9/1/18 | $20,000 | 2.70% | NRO | NRO | |
9/1/19 | $20,000 | 3.00% | NRO | NRO | |
9/1/20 | $25,000 | 3.30% | NRO | NRO | |
9/1/21 | $25,000 | 3.60% | NRO | NRO |
L.O.: Hodgson, Russ LLP, Albany, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
Roosevelt & Cross, NIC 3.1886%
Utica (City)
Aug 18, 2011 . . . . . . $2,910,000
Bond Anticipation Notes, 2011 (bank qualified).
Dated Aug 25, 2011.
Due Aug 24, 2012.
Purchased $2,910,000.00 by JPMorgan Chase, at 0.93%, effective rate 0.93%.
L.O.: Bond, Schoeneck & King, PLLC, Utica, NY.
F.A.: Fiscal Advisors & Marketing, Inc., Syracuse, NY.
Other bidders were:
First Niagara Bank, Effective Rate 1.1%
Roosevelt & Cross, Effective Rate 1.23%
Oppenheimer, Effective Rate 1.9212%
Jefferies, Effective Rate 2.4809%
OHIO
Oregon (City)
Aug 18, 2011 . . . . . . $7,205,000
General Obligation Various Purpose Improvement Bond Anticipation Notes, Series 2011 (bank qualified) (book entry).
Dated Aug 31, 2011.
Due Aug 30, 2012.
Purchased $7,205,000.00 by First Merit, at 0.689%, effective rate 0.689%.
L.O.: Squire, Sanders & Dempsey, Cleveland, OH.
F.A.: Sudsina & Associates, Bainbridge Twp, OH.
Other bidders were:
George K. Baum, Effective Rate 0.689%
PNC Capital Markets, Effective Rate 0.691%
Jefferies, Effective Rate 0.762%
Janney Montgomery, Effective Rate 0.891%
Oppenheimer, Effective Rate 0.954%
TD Securities, Effective Rate 1.056%
TEXAS
Greenville (City)
Aug 18, 2011 . . . . . . $9,860,000
General Obligation Refunding Bonds, Series 2011 (bank qualified) (book entry).
Dated Sep 15, 2011.
Due Feb 15, 2014 to 2023.
Callable Feb 15, 2021 at par.
Winning bid: Southwest Securities, at 100.0500, TIC 1.9658%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
2/15/14 | $795,000 | 1.00% | 0.60% | ||
2/15/15 | $815,000 | 1.00% | 0.70% | ||
2/15/16 | $1,025,000 | 1.25% | 1.05% | ||
2/15/17 | $1,045,000 | 1.50% | 1.30% | ||
2/15/18 | $1,070,000 | 1.75% | 1.60% | ||
2/15/19 | $1,090,000 | 2.00% | 1.85% | ||
2/15/20 | $1,125,000 | 2.00% | 2.10% | ||
2/15/21 | $1,160,000 | 2.20% | 2.30% | ||
2/15/22 | $1,200,000 | 2.50% | 2.45% | ||
2/15/23 | $535,000 | 2.50% | 2.60% |
L.O.: Vinson & Elkins, Dallas, TX; and State Attorney General.
F.A.: Specialized Public Finance Inc., Dallas, TX.
Other bidders were:
Robert W. Baird, TIC 2.0687%
Morgan Keegan, TIC 2.1103%
FirstSouthwest, TIC 2.13%
BOSC, TIC 2.2446%
Baker Group, TIC 2.281%
Piper Jaffray, TIC 2.4374%
SAMCO Cap Mkts, TIC 2.9777%
VIRGINIA
Henrico County
Aug 18, 2011 . . . . . . $66,075,000
General Obligation Public Improvement Bonds, Series 2011 (book entry).
Dated Sep 1, 2011.
Due Aug 1, 2012 to 2031.
Callable Aug 1, 2021 at par.
Winning bid: Barclays Capital, at 111.5043, TIC 2.8383%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/1/12 | $3,300,000 | 2.00% | 0.20% | ||
8/1/13 | $3,300,000 | 3.00% | 0.30% | ||
8/1/14 | $3,300,000 | 4.00% | 0.38% | ||
8/1/15 | $3,305,000 | 5.00% | 0.51% | ||
8/1/16 | $3,305,000 | 5.00% | 0.85% | ||
8/1/17 | $3,305,000 | 5.00% | 1.16% | ||
8/1/18 | $3,305,000 | 5.00% | 1.48% | ||
8/1/19 | $3,305,000 | 5.00% | 1.77% | ||
8/1/20 | $3,305,000 | 5.00% | 1.99% | ||
8/1/21 | $3,305,000 | 5.00% | 2.17% | ||
8/1/22 | $3,305,000 | 5.00% | 2.37% | ||
8/1/23 | $3,305,000 | 5.00% | 2.57% | ||
8/1/24 | $3,305,000 | 3.00% | 3.08% | ||
8/1/25 | $3,305,000 | 3.00% | 3.21% | ||
8/1/26 | $3,305,000 | 5.00% | 2.93% | ||
8/1/27 | $3,305,000 | 5.00% | 3.03% | ||
8/1/28 | $3,305,000 | 3.25% | 3.50% | ||
8/1/29 | $3,305,000 | 3.50% | 3.57% | ||
8/1/30 | $3,300,000 | 3.50% | 3.67% | ||
8/1/31 | $3,300,000 | 3.50% | 3.75% |
Other managers: Siebert, Brandford, Shank & Co., LLC.
L.O.: Hawkins, Delafield & Wood, New York, NY.
F.A.: BB&T Capital Markets, Richmond, VA.
Other bidders were:
BofA Merrill Lynch, TIC 2.8568%
Citigroup, TIC 2.8892%
Morgan Keegan, TIC 2.9003%
Piper Jaffray, TIC 2.9567%
JPMorgan, TIC 2.9796%
Wells Fargo Secs, TIC 2.993%
Hutchinson Shockey, TIC 3.0835%
WISCONSIN
Gateway Technical College District
Aug 17, 2011 . . . . . . $4,500,000
General Obligation Promissory Notes, Series 2011-12A (bank qualified) (book entry).
Dated Sep 8, 2011.
Due Apr 1, 2012 to 2021.
Callable Apr 1, 2019 at par.
Winning bid: UMB Bank, at 100.0200, TIC 1.4308%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/12 | $160,000 | 1.10% | NRO | NRO | |
4/1/13 | $170,000 | 1.10% | NRO | NRO | |
4/1/14 | $1,015,000 | 1.10% | NRO | NRO | |
4/1/15 | $1,055,000 | 1.10% | NRO | NRO | |
4/1/16 | $1,100,000 | 1.10% | NRO | NRO | |
4/1/17 | $185,000 | 1.40% | NRO | NRO | |
4/1/18 | $190,000 | 1.65% | NRO | NRO | |
4/1/19 | $200,000 | 1.95% | NRO | NRO | |
4/1/20 | $210,000 | 2.10% | NRO | NRO | |
4/1/21 | $215,000 | 2.35% | NRO | NRO |
L.O.: Quarles & Brady, Milwaukee, WI.
F.A.: Robert W. Baird & Co., Inc., Milwaukee, WI.
Other bidders were:
Robert W. Baird, TIC 1.4357%
M&I Marshall, TIC 1.4908%
BOSC, TIC 1.5153%
Hutchinson Shockey, TIC 1.5424%
Morgan Keegan, TIC 1.8287%
TAXABLE ISSUES
FLORIDA
Miami-Dade County
Aug 18, 2011 . . . . . . $9,000,000
Capital Asset Acquisition Taxable Special Obligation Bonds, Series 2011B (book entry).
Dated Aug 31, 2011.
Due Apr 1, 2012 to 2020.
The bonds shall be callable in accordance with the specification.
Winning bid: RBC Capital Mkts, at n/a, TIC 3.5782%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
4/1/12 | $1,355,000 | 1.10% | 1.10% | ||
4/1/13 | $850,000 | 1.60% | 1.60% | ||
4/1/14 | $910,000 | 2.00% | 2.00% | ||
4/1/15 | $970,000 | 2.35% | 2.35% | ||
4/1/16 | $1,040,000 | 2.70% | 2.70% | ||
4/1/17 | $1,115,000 | 3.05% | 3.05% | ||
4/1/18 | $1,195,000 | 3.35% | 3.35% | ||
4/1/19 | $1,285,000 | 4.25% | 4.25% | ||
4/1/20 | $280,000 | 4.50% | 4.50% |
L.O.: Squire, Sanders & Dempsey (US) LLP, Miami, FL; and KnoxSeaton, Miami, FL.
F.A.: Public Financial Management, Inc., Orlando, FL.
Other bidders were:
Morgan Keegan, TIC 3.8174%
JPMorgan, TIC 3.9166%
Ramirez, TIC 3.9615%
BofA Merrill Lynch, TIC 3.9857%
Morgan Stanley, TIC 4.0077%
Jefferies, TIC 5.2649%
MASSACHUSETTS
Arlington (Town)
Aug 18, 2011 . . . . . . $840,000
Taxable General Obligation Urban Renewal Bonds, Series B (book entry).
Dated Aug 24, 2011.
Due Aug 15, 2012 to 2018.
Non-callable.
Winning bid: Morgan Keegan, at 100.7627, TIC 1.8939%.
Due | Amount | Cpn | Yield | Conc | Ins |
---|---|---|---|---|---|
8/15/12 | $135,000 | 2.00% | 0.55% | ||
8/15/13 | $135,000 | 2.00% | 0.75% | ||
8/15/14 | $130,000 | 2.00% | 0.90% | ||
8/15/15 | $130,000 | 2.00% | 1.40% | ||
8/15/16 | $130,000 | 2.00% | 1.80% | ||
8/15/17 | $130,000 | 2.25% | 2.30% | ||
8/15/18 | $50,000 | 2.50% | 2.60% |
L.O.: Edwards Angell Palmer & Dodge, LLP, Boston, MA.
F.A.: FirstSouthwest, Boston, MA.
Other bidders were:
Roosevelt & Cross, TIC 2.6458%