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Without admitting or denying the findings, Luther Speight and his firm Luther Speight and Company agreed to pay civil penalties of $20,000 and $10,000, respectively.
October 3 -
A compromise over the weekend resulted in a continuing resolution, keeping federal money flowing to states and localities.
October 2 -
The Municipal Securities Rulemaking Board's FY 2024 budget represents a 4.8% increase over the prior fiscal year.
October 2 -
The Amtrak-Texas Central proposal to build high-speed rail between Dallas and Houston would take land "from American citizens and put it under the control of a Japanese company," a pair of Texas Republican representatives told the FRA.
September 29 -
The draft amendments seek to retire 40 pieces of interpretive guidance related to interdealer confirmations.
September 29 -
The Municipal Securities Rulemaking Board heads into its new fiscal year focused on market regulation, improving data for the muni market, and updating its EMMA technology platform.
September 29 -
"The major question is whether a shutdown is going to result in a ratings impact in the municipal market, and the answer here is no," said Jennifer Johnston, director of research for Franklin Templeton's fixed income-municipal bond team.
September 28 -
The House Financial Services Committee grilled SEC chief Gary Gensler Wednesday.
September 27 -
Republican-led states sued over the rule, arguing in part that it would injure states like Wyoming that depend on tax revenue from fossil fuel industries.
September 26 -
The firm, without admitting or denying the findings, agreed to pay a $60,000 civil penalty.
September 26