Kyle Glazier is the Washington Bureau Chief of The Bond Buyer. He has previously covered securities law, the Far West, and markets. He has previously written for the Houston Chronicle, Albany Times-Union, and The Denver Post. He holds a bachelor’s degree in English from Arizona State University and a master’s degree in journalism from the University of Colorado.
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FINRA examiners alleged Mesirow violated disclosure and supervisory rules.
By Kyle GlazierSeptember 21 -
A Carlsbad, Calif.-based San Diego-based firm, Eric Hall & Associates, is accused of being unregistered when it served as municipal advisor to a school district.
By Kyle GlazierSeptember 20 -
A pilot program for the new Series 54 exam should be available early next year, the MSRB announced.
By Kyle GlazierSeptember 19 -
The MSRB's guidance on social media use by muni advisors under its new advertising rule could use some work, market participants said.
By Kyle GlazierSeptember 19 -
Where the SEC's Rick Fleming sees potential benefits, broker-dealers see burdensome, duplicative work.
By Kyle GlazierSeptember 18 -
The disclosure of some variable-rate demand obligation information on EMMA shouldn't be used to dismiss a lawsuit alleging fraud in VRDO remarketing,lawyers for the plaintiff told an Illinois court.
By Kyle GlazierSeptember 17 -
Dealer firms are trying to comply with newer rules like markup disclosure, while regulators are finding some problems and working to communicate more clearly.
By Kyle GlazierSeptember 13 -
Roisman is officially back at the SEC, but this time as a commissioner.
By Kyle GlazierSeptember 11 -
A total of three advisory groups will be providing input to the board in the new fiscal year.
By Kyle GlazierSeptember 11 -
Widespread use of the bid-wanted process as a price discovery tool could hurt market integrity, the MSRB believes.
By Kyle GlazierSeptember 7