Kyle Glazier is the Washington Bureau Chief of The Bond Buyer. He has previously covered securities law, the Far West, and markets. He has previously written for the Houston Chronicle, Albany Times-Union, and The Denver Post. He holds a bachelor’s degree in English from Arizona State University and a master’s degree in journalism from the University of Colorado.
-
Thomas Muldoon should properly have placed his orders as dealer stock orders, the SEC found, but instead asked representatives to submit them as retail orders.
By Kyle GlazierSeptember 3 -
“A highly sophisticated frequent issuer may not need the same disclosures as a less sophisticated infrequent issuer,” the trade association for underwriters told the SEC.
By Kyle GlazierSeptember 3 -
Two courts have interpreted a legal question key to the VRDO lawsuits very differently.
By Kyle GlazierAugust 29 -
“Reporting unauthorized transactions is certainly a good first step in building cooperation,” said one lawyer. “But there could be a lot more to it.”
By Kyle GlazierAugust 23 -
Market participants are questioning IFS' future and how a rogue trader engaged in unsupervised trades.
August 21 -
The evolution of muni advocacy has been in progression for years, though it was further galvanized by the shock and dismay at the 2017 tax reform.
By Kyle GlazierAugust 13 -
In Schwartz, MSRB loses an experienced lawyer, respected by his peers, as it faces a future without its longtime leader.
By Kyle GlazierAugust 8 -
Edward Sisk, a managing director and head of public finance at Bank of America Merrill Lynch, will chair the Municipal Securities Rulemaking Board beginning Oct. 1.
By Kyle GlazierAugust 7 -
The SEC and Bank of Oklahoma differ in what they want a federal judge to do next in the Christopher Brogdon case, though both claim to have investors' best interests at heart.
By Kyle GlazierAugust 5 -
The complaint filed by Philadelphia and Baltimore fails to rise to the level of specificity needed to prove conspiracy, Wall Street banks told a federal judge.
By Kyle GlazierJuly 31