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MAs will soon be subject to continuing education requirements following SEC approval of MSRB proposal.
By Jack CaseyMay 17 -
Three individuals and one issuer were awarded for contributions to the municipal market and NFMA.
By Jack CaseyMay 17 -
Dealers, issuers criticize SEC material event disclosure proposal as too broad, investors support it Issuers, dealers want SEC to rethink its event notice disclosure proposal; investor groups support it
By Jack CaseyMay 16 -
All debt obligations should be disclosed without regard to materiality, NFMA said in a letter to the SEC.
By Jack CaseyMay 15 -
RBC Capital markets, along with Wedbush Securities and an individual reached settlements totaling $70,000 with FINRA.
By Jack CaseyMay 12 -
U.S. lawmakers want Puerto Rico board to focus on economic growth and freeze debt service payments.
By Jack CaseyMay 11 -
Class action participants are arguing BOKF had conflicts of interest and failed to carry out duties.
By Jack CaseyMay 10 -
Bankruptcy experts and political observers say states would have a hard time getting restructuring power.
By Jack CaseyMay 9 -
Judge Laura Swain of New York was chosen to oversee Puerto Rico's Title III restructuring process.
By Jack CaseyMay 5 -
Jay Clayton became the 32nd chair of the SEC after being sworn into the rule on Thursday.
By Jack CaseyMay 4