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Four firms paid a combined $102,500 to settle FINRA charges related to violations of MSRB gift and reporting rules.
By Jack CaseyJune 15 -
Dwayne Edwards and 11 companies have agreed to a judgment in a case with ties to Christopher Brogdon.
By Jack CaseyJune 14 -
The Treasury Department is echoing state and local groups, saying some munis should be considered HQLA.
By Jack CaseyJune 13 -
The Financial CHOICE Act, which the House passed Thursday, would have some direct effects on munis.
By Jack CaseyJune 8 -
Former broker Deborah Kelley will pay $188,000 as part of her sentence after pleading guilty to taking part in a pay-to-play scheme involving New York pension fund business.
By Jack CaseyJune 8 -
Christopher St. Lawrence is arguing that errors during his case should allow him an acquittal or new trial.
By Jack CaseyJune 6 -
Analysts see discrepancies in the quality of disclosure across different sectors of the market.
By Kyle GlazierJune 5 -
The MSRB's addition of an exception to its proposal requiring CUSIPs was spurred by market comments.
By Jack CaseyJune 2 -
Kent Hiteshew will leave as director of Treasury's Office of State and Local Finance at the end of the week.
By Jack CaseyMay 31 -
The MSRB has filed a series of changes to its rule on customer account transfers.
By Jack CaseyMay 30